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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role...

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Posted On Jun 07, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to...

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Posted On Jun 10, 26
Full-time 6 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Drive strategic intelligence by analyzing regulatory developments and market trends, and translating them into actionable recommendations for...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert in crypto assets, blockchains, smart contracts, and other onchain technologies, addressing complex regulatory challenges. - Conduct investigations into money laundering, onchain vulnerabilities, cybersecurity incidents, fraud, and...

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Posted On Aug 19, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

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Posted On Jun 26, 26
Full-time 151 views Experience : 8-8 yrs required

Vice President, Legal and Data Protection Job Responsibilities: 1. Data Privacy... at the organization, including data submitted by credential issuers... and training providers. - Officer (CTO) and information security team to implement technical... measures for securing sensitive data. - Work with the......

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Full-time 2 views Experience : Min 10 yrs required

Title: Counsel - Legal Dimensions of Artificial Intelligence and Advanced Technology Job Responsibilities: - Identify, scope, and manage complex, high-stakes integrated advocacy projects to advance the mission of the AI for Democracy Action Lab. - Lead and drive the development of innovative legal...

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Full-time 1 views

Title: Director of Policy Engagement & Advocacy Job Responsibilities: The Director of Policy Engagement & Advocacy is tasked with a wide range of responsibilities that revolve around the development, execution, and tracking of the organization's annual policy advocacy plan. This plan is...

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Posted On Aug 27, 26
Full-time 2 views Experience : Min 7 yrs required

Title: Legal Counsel, Data Privacy and AI Job Responsibilities: -... lead legal counsel for Data Privacy and AI, providing... expertise in privacy, AI, cybersecurity, data governance, and related technology... matters. - Set priorities and lead execution of the Data Privacy and AI legal......

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Posted On Jul 26, 26
Full-time Experience : Min 5 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

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Posted On Jul 08, 26
Full-time 2 views Experience : Min 4 yrs required

Title: Litigation Counsel Job Responsibilities: - Lead and support the organization's litigation and advocacy efforts focused on promoting accountability, transparency, and ethics in government. - Preserve democratic institutions and defend against threats to free and fair elections. - Uphold the rule of law through...

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Full-time 6 views Experience : Max 5 yrs required

or gender identity. - Handle cases involving Social Security disability, Medicaid, Medicare, and... other public benefits programs. - Work with private health and disability insurance matters. - Address legal needs in elder law, immigration, wills, powers of attorney, and advance health care directives....

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Full-time 3 views Experience : Min 3 yrs required

Title: Counsel Department: General Counsel Reports To: Vice President & Deputy General Counsel FLSA Status: Exempt Salary Range: $115,000 - $145,000 Summary: The Counsel position, under the oversight of the organization's Vice President & Deputy General Counsel and Chief of Corporate Affairs & Compliance, is responsible...

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