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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations... related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner; provide recommendations based on identified...

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Posted On Aug 31, 26
Full-time 2 views Experience : Min 10 yrs required

Job Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as... a senior partner to internal and external stakeholders, leading efforts to identify emerging threats and drive intelligence-driven initiatives. - Lead a team of intelligence analysts in identifying, analyzing, and predicting emerging risks,...

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Posted On Jun 21, 26
Full-time 11 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst, you will play a crucial role in protecting the integrity of . securities markets. Reporting directly to a Risk Monitoring Director, you will: - Lead sophisticated risk assessments of member...

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Posted On Jul 26, 26
Full-time 2 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into the crypto asset activities of organization member firms and their associated persons. This role...

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Posted On Aug 12, 26
Full-time 2 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Sep 01, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is a senior-level position reporting to a Risk Monitoring Director. The role involves conducting risk monitoring activities and ongoing risk assessments of FINRA members. Key responsibilities include: - Supporting the Risk...

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Posted On Jul 07, 26
Full-time Experience : 2-5 yrs required

Title: Paralegal – Public Benefits/EACH Unit Job Responsibilities: - Answer incoming phone calls and promptly return calls and emails. - Follow up on referrals from internal units, partner organizations, agencies, and online intake sources. - Schedule intake appointments and meetings with applicants. - Complete conflict...

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