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Securities Laws Jobs in Boca Raton

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United States
Posted On Jul 31, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance Real Estate - Finance Real Estate - General Real Estate - Purchase and Sale (Commercial) Finance - Banking Finance - General
Job Tags:
acquisition financing agreements banking Bankruptcy Commercial Lending commercial real estate construction due diligence escrow Ethics Insurance lending Litigation LLC organizational documents payment processing regulatory compliance Secured lending title UCC
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance Real Estate - Finance Real Estate - General Real Estate - Purchase and Sale (Commercial) Finance - Banking Finance - General
Job Tags:
acquisition financing agreements banking Bankruptcy Commercial Lending commercial real estate construction due diligence escrow Ethics Insurance lending Litigation LLC organizational documents payment processing regulatory compliance Secured lending title UCC

Title: Closing Attorney Job Responsibilities: 1. Loan Review and Structuring: - Review loan approvals, credit memorandums, SBA Authorizations, organizational documents, purchase agreements, leases, and other transaction documents to ensure compliance with Bank policy, SBA requirements, and applicable law. - Analyze transaction structures...

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Posted On Jul 30, 26
Full-time 10 views Experience : 15-20 yrs required
Practice Area:
Finance - General Finance - Banking Real Estate - Finance Real Estate- Commercial Transactions
Job Tags:
Commercial Lending commercial real estate deeds of trust finance M&A mortgages title
Practice Area:
Finance - General Finance - Banking Real Estate - Finance Real Estate- Commercial Transactions
Job Tags:
Commercial Lending commercial real estate deeds of trust finance M&A mortgages title

Title: Commercial Lending & Finance Attorney Job Responsibilities: - Represent banks or private/public lenders in commercial real estate transactions, including fixed income first or second lien deals. - Conduct evaluations, transfers, or drafting of commercial leases and deeds of trust. - Engage in other...

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Posted On Jul 07, 26
Full-time 3 views Experience : 2-4 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
agreements contracts due diligence entertainment fraud Government government contracts Insurance marketing Partnership Privacy privacy laws regulatory compliance
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
agreements contracts due diligence entertainment fraud Government government contracts Insurance marketing Partnership Privacy privacy laws regulatory compliance

Title: Legal Counsel Job Responsibilities: - Draft, review, and negotiate various types of contracts including sales, vendor, and partnership agreements. - Provide legal advice to internal stakeholders on changes in laws or regulations that may... impact the business. - Offer ongoing legal support to...

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Posted On Jul 09, 26
Full-time 2 views Experience : 2-4 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
agreements contracts due diligence entertainment fraud Government government contracts Insurance marketing Partnership Privacy privacy laws regulatory compliance
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
agreements contracts due diligence entertainment fraud Government government contracts Insurance marketing Partnership Privacy privacy laws regulatory compliance

Provide legal advice to internal stakeholders concerning changes in laws or regulations that may... affect the business. - Offer ongoing legal support to various internal teams, including sales, information security, product, compliance and privacy, human resources, marketing, and customer credentialing. - A...

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Posted On Aug 05, 26
Full-time Experience : 2-4 yrs required
Practice Area:
Corporate - Contract Law Government Contracts
Job Tags:
agreements contracts due diligence entertainment fraud Government government contracts Insurance marketing Partnership Privacy privacy laws regulatory compliance
Practice Area:
Corporate - Contract Law Government Contracts
Job Tags:
agreements contracts due diligence entertainment fraud Government government contracts Insurance marketing Partnership Privacy privacy laws regulatory compliance

Title: Legal Counsel Job Responsibilities: - Draft, review, and negotiate various types of contracts including sales, vendor, and partnership agreements. - Provide legal advice to internal stakeholders regarding changes in laws or regulations that may... impact the business. - Offer ongoing legal support to...

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Posted On Jul 28, 26
Full-time 1 views Experience : 5-7 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General Corporate - General
Job Tags:
agreements contracts corporate governance Data Protection Employment Law employment litigation evidence family finance Insurance IP licensing Litigation renewals
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General Corporate - General
Job Tags:
agreements contracts corporate governance Data Protection Employment Law employment litigation evidence family finance Insurance IP licensing Litigation renewals

Title: Legal Contracts Manager (Paralegal) Job Responsibilities: The Legal Contracts Manager (Paralegal) at Company will play a pivotal role in managing the full contract lifecycle, which includes intake, drafting/redlining, negotiation, internal approvals, execution, storage, amendments, renewals, and closeout. This role requires drafting...

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Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government Contracts Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government Contracts Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that case outcomes are supported by accurate and...

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Posted On Aug 26, 26
Full-time 191 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

Title: Senior Counsel - Health & Life Sciences Legal Job Responsibilities: - Serve as lead counsel on medical device regulatory issues impacting customers' use of company products in the US, Canada, and Latin America. This includes a focus on software as a...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.)
Job Tags:
Affirmative Action Americans with Disabilities Act condominium construction employee benefits family federal government health insurance Insurance licensing Licensing Law Litigation Practice of Law social security title
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.)
Job Tags:
Affirmative Action Americans with Disabilities Act condominium construction employee benefits family federal government health insurance Insurance licensing Licensing Law Litigation Practice of Law social security title

administrative prosecutions for violations of construction and electrical licensing laws. Key responsibilities include: - Providing... training and guidance to attorneys within the Construction Industry Licensing Board Legal Unit. - Overseeing employee supervision tasks such as attendance and leave approvals, employee evaluations, r...

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Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

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Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, organization, the SEC, and other regulatory bodies. - Provide expert...

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Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

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Posted On Aug 31, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading efforts to identify emerging threats and drive intelligence-driven initiatives. - Lead a team of intelligence analysts in identifying, analyzing, and predicting emerging risks, threats,...

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Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the...

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Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

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Posted On Jun 10, 26
Full-time 5 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a pivotal role in proactive regulatory risk assessment and the formulation of regulatory strategies. This position is crucial for the Surveillance department to effectively develop...

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Posted On Jun 15, 26
Full-time 6 views
Job Tags:
federal government HIPAA I-9 Insurance personal injury social security
Job Tags:
federal government HIPAA I-9 Insurance personal injury social security

Title: Bilingual (English/Spanish) Case Manager Job Responsibilities: The Bilingual Case Manager in the Personal Injury department is tasked with a variety of responsibilities that include direct interaction with clients, third parties, providers, and insurance companies. The role requires the individual to engage...

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Posted On Aug 09, 26
Full-time 1 views
Job Tags:
federal government HIPAA I-9 Insurance personal injury social security
Job Tags:
federal government HIPAA I-9 Insurance personal injury social security

Title: Bilingual (English/Spanish) Case Manager Job Responsibilities: The Personal Injury Case Manager is tasked with several responsibilities that are critical to the successful management of cases within the law firm. Key responsibilities include: - Performing data entry duties to ensure accurate...

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Posted On Aug 17, 26
Full-time 1 views
Job Tags:
CCPA Computer Science Cybersecurity data privacy Data Protection due diligence evidence GDPR HIPAA information technology marketing Privacy privacy laws regulatory compliance Software
Job Tags:
CCPA Computer Science Cybersecurity data privacy Data Protection due diligence evidence GDPR HIPAA information technology marketing Privacy privacy laws regulatory compliance Software

enterprise data privacy and governance program, including privacy operations, regulatory compliance, risk assessments, data governance, policy management, and stakeholder advisory support. - Perform compliance activities related to GDPR, CCPA/CPRA, . state privacy laws, and other applicable privacy... and data protection requirements....

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Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a proficient team of investigators addressing crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

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Posted On Aug 20, 26
Full-time 2 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within the securities industry. The Director oversees... the full execution of investigations related to crypto fraud and market abuse, utilizing a range of onchain investigative techniques...

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Attorney in Boca Raton, FL

Public Interest • **Members Only** Boca Raton, FL

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Posted On Sep 01, 26
Full-time 2 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is a senior-level position reporting to a Risk Monitoring Director. The role involves conducting risk monitoring activities and ongoing risk assessments of FINRA members. Key responsibilities include: - Supporting the Risk...

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Posted On Jul 28, 26
Full-time 9 views Experience : 7-20 yrs required
Practice Area:
Real Estate - Finance Real Estate- Commercial Transactions Finance - General Finance - Banking
Practice Area:
Real Estate - Finance Real Estate- Commercial Transactions Finance - General Finance - Banking

OverviewA law firm seeks a Commercial Lending and Finance Attorney in Boca Raton, Florida. The ideal candidate will possess excellent communication and administrative skills, be highly organized, detail-oriented, and capable of multitasking efficiently. They will represent the firm in a...

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