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Posted On Jun 07, 26
Full-time 10 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: The Strategic Advisor in Market and Regulatory Services (MRS) serves as a senior strategic partner, reporting to the Chief of Staff. The key responsibilities include: - Acting as a strategic thought partner embedded...

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Posted On Jun 10, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research, plays a pivotal role in leading proactive regulatory risk assessment and developing regulatory strategies. The position is crucial for enabling the Surveillance department to craft regulatory...

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Posted On Jun 21, 26
Full-time 9 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will assume a critical role in ensuring the integrity of . securities markets. Your responsibilities will encompass: - Leading sophisticated risk assessments of member firms, particularly...

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Posted On Aug 12, 26
Full-time 4 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 12, 26
Full-time 3 views Experience : Min 10 yrs required

organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs... with regulatory objectives and the organization's strategic initiatives. - Develop business plans and oversee execution from inception through product l...

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Posted On Aug 25, 26
Full-time Experience : 1-5 yrs required

Tenant Right to Counsel Project Job Responsibilities: - Assist attorneys in... all aspects of representation in Failure to Pay Rent, Tenant Holding Over, and Breach of Lease eviction cases. - Regularly attend court as part of the organization's same-day representation program to assist...

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Posted On Aug 25, 26
Full-time 1 views Experience : 1-10 yrs required

Title: Housing Attorney Job Responsibilities: - Screen clients for case acceptance and make referrals as appropriate. - Represent and defend clients in Montgomery District and Circuit Courts. - Handle housing-related legal matters, including casework functions from initial intake through client representation in all relevant...

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Posted On Jun 07, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to...

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Posted On Jun 10, 26
Full-time 6 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Drive strategic intelligence by analyzing regulatory developments and market trends, and translating them into actionable recommendations for...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

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Posted On Aug 19, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required

the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs... with regulatory objectives and the organization's strategic initiatives. - Develops business plans and oversees execution from inception through prod...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

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Posted On Jul 03, 26
Full-time 2 views Experience : Min 3 yrs required

Title: Paralegal Job Responsibilities: - Manage contract intake and conduct initial reviews to identify legal issues, ensure completeness, and support attorney review. - Coordinate contract workflows with internal clients, vendors, and outside counsel. - Track, prioritize, and route legal requests in alignment with Legal...

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Posted On Aug 04, 26
Full-time

engage in substantive contributions to civil-rights litigation. The responsibilities of the clerks include: - Conducting legal research to support ongoing and potential litigation cases. - Assisting in the development of litigation strategies for... both active and potential cases. - Drafting discovery requests, motions,...

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Full-time 2 views Experience : Min 5 yrs required

and carbon-related issues. - Work with client teams to design, structure, and implement complex projects, including transaction negotiation, corporate entity structuring and governance, carbon credit generation, and carbon credit sales. - Support the development and growth of a... portfolio at the organization,...

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