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Posted On Jun 07, 26
Full-time 10 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: The Strategic Advisor in Market and Regulatory Services (MRS) serves as a senior strategic partner, reporting to the Chief of Staff. The key responsibilities include: - Acting as a strategic thought partner embedded...

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Posted On Jun 10, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research, plays a pivotal role in leading proactive regulatory risk assessment and developing regulatory strategies. The position is crucial for enabling the Surveillance department to craft regulatory...

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Posted On Jun 21, 26
Full-time 9 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will assume a critical role in ensuring the integrity of . securities markets. Your responsibilities will encompass: - Leading sophisticated risk assessments of member firms, particularly...

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Posted On Aug 12, 26
Full-time 4 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 12, 26
Full-time 3 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: - Lead & Manage Investigations: Oversee a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Ensure investigations are thorough, strategically sound, and supported by...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a proficient team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within...

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Posted On Jun 08, 26
Full-time 5 views

Veterans Law Pro Bono Project. This role includes a... variety of duties such as clinic administration, case management, client and attorney support, direct legal assistance, community outreach, and advocacy. The paralegal will provide administrative and paralegal support for Pro Bono...

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Posted On Jun 07, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to...

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Posted On Jun 10, 26
Full-time 6 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Drive strategic intelligence by analyzing regulatory developments and market trends, and translating them into actionable recommendations for...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

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Posted On Aug 19, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

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Full-time 2 views Experience : Min 5 yrs required

Title: Senior Attorney Job Responsibilities: - Provide legal advice and direction on complex matters for assigned global programs and strategies, focusing on climate and carbon-related issues. - Work with client teams to design, structure, and implement complex projects, including transaction negotiation, corporate entity...

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