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Entry Level Trade Compliance Counsel Jobs in Pennsylvania

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United States
Posted On Oct 07, 26
Full-time
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects

Title: Legal Contracts and Compliance Specialist Job Responsibilities: - Draft, review,... and research to company business units concerning broker-dealer and mutual fund distribution, addressing related regulatory and compliance issues. - Communicate with clients,... outside counsel, service providers, and other... stakeholders regarding contract terms...

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Posted On Oct 06, 26
Full-time
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects

Job Title: Counsel Job Responsibilities: - Draft, review,... mutual fund distribution, including regulatory and compliance issues. - Communicate and interact... with clients, outside counsel, service providers, and others... regarding contract terms and conditions. - Keep abreast of regulatory developments impacting the company's subsidiary...

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Posted On Oct 08, 26
Full-time
Practice Area:
Litigation - Securities Litigation - Plaintiffs
Job Tags:
abuse contracts criminal depositions Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Litigation - Securities Litigation - Plaintiffs
Job Tags:
abuse contracts criminal depositions Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

Title: Market Abuse Unit Attorney Job Responsibilities: As a Market Abuse Unit Attorney, the primary responsibilities include: - Conducting complex investigations into potential violations of federal securities laws, focusing on market manipulation, insider trading, front-running, cherry picking, hack-to-trade schemes, and violations by market-related...

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Posted On Oct 08, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
contracts criminal Ethics evidence federal government pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
contracts criminal Ethics evidence federal government pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

Title: Attorney - Rulemakings and Releases Legal Review Job Responsibilities: As an Attorney - Rulemakings and Releases Legal Review within the Division of Trading and Markets (TM), your primary responsibilities will include: - Performing legal review of draft rulemakings, orders, and other documents...

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Posted On Oct 01, 26
Full-time Experience : Min 1 yrs required
Practice Area:
Administrative Law Government - General Government / Public Law Government and Government Relations
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Administrative Law Government - General Government / Public Law Government and Government Relations
Job Tags:
contracts criminal Ethics evidence federal government FINRA fraud marketing pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

Title: Junior Attorney - EXAMS Job Responsibilities: The Junior Attorney - EXAMS position within the Division of Examinations involves a range of responsibilities aimed at protecting investors, ensuring market integrity, and supporting responsible capital formation. The primary duties include: - Participating in and...

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Compliance Attorney

Government • **Members Only** Harrisburg, PA

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Posted On Sep 10, 26
Full-time 6 views
Practice Area:
General Practice General Practice - Real Estate & Corporate General Practice - Transactional & Litigation Government Administrative Law Democratic/Republican Party Representation Government - General Government / Public Law Government and Government Relations Government Contracts International Law International Trade Social Security Law Municipal Law
Practice Area:
General Practice General Practice - Real Estate & Corporate General Practice - Transactional & Litigation Government Administrative Law Democratic/Republican Party Representation Government - General Government / Public Law Government and Government Relations Government Contracts International Law International Trade Social Security Law Municipal Law

The Compliance Attorney ensures equal access... across the judicial system by developing, implementing, and monitoring court policies governed by Title II of the Americans with Disabilities Act (ADA) and Title VI of the Civil Rights Act of 1964. Operating under...

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Employment Status

Junior Senior Mid Level
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