Junior Trade Compliance Counsel Jobs in Pennsylvania

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Junior Trade Compliance Counsel Jobs in Pennsylvania - Related Job Titles

United States
Full-time

Title: Market Abuse Unit Attorney Job Responsibilities: As a Market Abuse Unit Attorney, the primary responsibilities include: - Conducting complex investigations into potential violations of federal securities laws, focusing on market manipulation, insider trading, front-running, cherry picking, hack-to-trade schemes, and violations by market-related...

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Full-time

Title: Legal Contracts and Compliance Specialist Job Responsibilities: - Draft, review,... and research to company business units concerning broker-dealer and mutual fund distribution, addressing related regulatory and compliance issues. - Communicate with clients,... outside counsel, service providers, and other... stakeholders regarding contract terms...

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Full-time

Job Title: Counsel Job Responsibilities: - Draft, review,... mutual fund distribution, including regulatory and compliance issues. - Communicate and interact... with clients, outside counsel, service providers, and others... regarding contract terms and conditions. - Keep abreast of regulatory developments impacting the company's subsidiary...

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Full-time Experience : Min 1 yrs required

Job Title: Junior Attorney - EXAMS Job Responsibilities: The... Junior Attorney - EXAMS position... within the Division of Examinations involves a range of responsibilities aimed at protecting investors, ensuring market integrity, and supporting responsible capital formation. The primary duties include: - Participating in...

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Full-time Experience : 2-5 yrs required

Associate Counsel Job Title: Associate Counsel, Securities &... Governance Job Responsibilities: - Provide legal counsel on . securities laws,... regulations, and public company compliance requirements. - Review and support... governance matters, executive compensation, insider trading compliance, and Board-related activities, including... preparing and maintaining materials. - Moni...

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Full-time 2 views Experience : 2-5 yrs required

Job Title: Sanctions + Trade Controls Associate Job Responsibilities: - Supporting... transactional matters and regulatory compliance work. - Exposure to CFIUS,... export controls, and sanctions. - Conducting detailed regulatory analysis and diligence. - Managing and coordinating documents across transactions. - Responding in real-time to evolving regulatory...

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Full-time 1 views Experience : 2-5 yrs required

Job Title: Sanctions + Trade Controls Associate Job Responsibilities: - Support... transactional matters and regulatory compliance work within the Sanctions... + Trade Controls team. - Conduct detailed... coordinate documents across transactions to ensure compliance with evolving regulatory risks. -... Respond in real-time to changes...

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Full-time 1 views Experience : 2-5 yrs required

Job Title: Sanctions + Trade Controls Associate Job Responsibilities: - Support... transactional matters and regulatory compliance work within the Sanctions... + Trade Controls team. - Conduct detailed... diligence related to sanctions, trade controls, and export controls. -... Manage and coordinate documentation across various transactions. -...

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Full-time 1 views Experience : 2-5 yrs required

Job Title: Sanctions + Trade Controls Associate Job Responsibilities: The... Sanctions + Trade Controls Associate will be... transactional matters and regulatory compliance work. Essential duties include:... - Conducting detailed regulatory analysis and diligence. - Managing and coordinating documents across transactions. -...

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Full-time 1 views Experience : 2-5 yrs required

Associate Counsel Job Responsibilities: The Associate Counsel, Securities... position involves providing legal guidance on securities law compliance, corporate governance matters, and... public company disclosure obligations. Key responsibilities include: - Providing legal counsel on . securities laws,... SEC regulations, and public company compliance requi...

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Posted On Aug 23, 26
Full-time 3 views Experience : 2-8 yrs required

National Security and Global Trade Associate in Philadelphia, PA.... This role is ideal for a 3rd-4th year associate with experience in . economic sanctions, export controls, CFIUS, and national security issues in corporate and financial transactions. The successful candidate will...

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