Trade Compliance Counsel Jobs in Pennsylvania

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Trade Compliance Counsel Jobs in Pennsylvania - Related Job Titles

United States
Full-time Experience : Min 3 yrs required

Title: Attorney - Rulemakings and Releases Legal Review Job Responsibilities: As an Attorney - Rulemakings and Releases Legal Review within the Division of Trading and Markets (TM), your primary responsibilities will include: - Performing legal review of draft rulemakings, orders, and other documents...

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Full-time

Title: Market Abuse Unit Attorney Job Responsibilities: As a Market Abuse Unit Attorney, the primary responsibilities include: - Conducting complex investigations into potential violations of federal securities laws, focusing on market manipulation, insider trading, front-running, cherry picking, hack-to-trade schemes, and violations by market-related...

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Full-time Experience : Min 5 yrs required

Regulatory Counsel Job Title: Regulatory Counsel Job Overview:... to join the Regulatory Counsel Team within the Compliance... department at the Bala... to support the company's compliance program and interacts closely... with trading, technology, operations, and legal teams, as well as with external...

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Full-time

Title: Legal Contracts and Compliance Specialist Job Responsibilities: - Draft, review,... and research to company business units concerning broker-dealer and mutual fund distribution, addressing related regulatory and compliance issues. - Communicate with clients,... outside counsel, service providers, and other... stakeholders regarding contract terms...

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Full-time

Job Title: Counsel Job Responsibilities: - Draft, review,... mutual fund distribution, including regulatory and compliance issues. - Communicate and interact... with clients, outside counsel, service providers, and others... regarding contract terms and conditions. - Keep abreast of regulatory developments impacting the company's subsidiary...

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Full-time 1 views Experience : Min 15 yrs required

Assistant Chief Intellectual Property Counsel Job Title: Assistant Chief Intellectual... Property Counsel Job Responsibilities: Intellectual Property Strategy &... Leadership - Partner with senior business, engineering, and technology leaders to develop and execute a global intellectual property strategy aligned with the company's innovation and business...

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Full-time 1 views Experience : Min 12 yrs required

Job Title: Senior Legal Counsel Job Responsibilities: The Senior Legal Counsel... acts as a trusted... deputy to the General Counsel, partnering with senior leaders... complex, high-value commercial transactions and partnerships, while managing legal, regulatory, compliance, and reputational risks in... a highly regu...

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Full-time Experience : Min 1 yrs required

Title: Junior Attorney - EXAMS Job Responsibilities: The Junior Attorney - EXAMS position within the Division of Examinations involves a range of responsibilities aimed at protecting investors, ensuring market integrity, and supporting responsible capital formation. The primary duties include: - Participating in and...

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Full-time Experience : Min 5 yrs required

Title: Attorney - Regulatory Counsel Team Job Responsibilities: - Provide legal... to support the company's compliance program. - Interface directly with... trading, technology, operations, and legal teams, as well as external regulators and market participants. - Advise company personnel about regulatory requirements concerning securities,...

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Full-time Experience : 2-5 yrs required

Associate Counsel Job Title: Associate Counsel, Securities &... Governance Job Responsibilities: - Provide legal counsel on . securities laws,... regulations, and public company compliance requirements. - Review and support... governance matters, executive compensation, insider trading compliance, and Board-related activities, including... preparing and maintaining materials. - Moni...

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Full-time 1 views Experience : Min 10 yrs required

Job Title: Corporate Counsel (Business Development & Regulatory) Job... Development Support: The Corporate Counsel will act as the... primary legal advisor for national customer agreements, including Master Service Agreements (MSAs), Pilot/Testing Agreements, and Hardware-as-a-Service (HaaS) contracts, particularly for chain restaurants and...

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Full-time 4 views Experience : 4-7 yrs required

Job Title: Legal Counsel Job Responsibilities: - Draft, review, and... legal matters, providing clear and pragmatic advice to business stakeholders. - Maintain and enhance contract templates, playbooks, and negotiation guidelines for . operations. - Support contracting compliance with relevant . federal,... state, and cross-bord...

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Full-time 2 views Experience : Min 12 yrs required

Director Defense Contracts, Legal Counsel Job Responsibilities: - Serve as primary... legal counsel on . government contracting... matters, ensuring compliance with the Federal Acquisition... of Defense (DoD) and federal agency contracts, focusing on contract formation, administration, and compliance obligations. - Offer legal guid......

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Full-time 13 views Experience : 3-7 yrs required

Job Title: Director, Managing Counsel - Issuer Services (Corporate... and Global Payments and Trade) Job Responsibilities: - Advise on all... and global payments and trade transactions, including products, programs,... platforms, processes, and related matters. - Negotiate and draft transactional agreements for the corporate...

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Full-time 17 views Experience : Min 12 yrs required

Job Title: Director, Managing Counsel (FIEQ) Job Responsibilities: The... Director, Managing Counsel will join the Markets... Legal team to support the company's Fixed Income and Equities (FIEQ) institutional sales and trading business, Credit, Risk, and Compliance partners concerning legal, regulatory,......

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Full-time 1 views Experience : Min 8 yrs required

Job Title: Senior Counsel Anti Money Laundering and... Provide guidance to the compliance program on . and... international sanctions and trade controls. - Support policy development... on client diligence and respond to regulatory inquiries and exams. - Address sanctions and other trade-rela...

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Full-time 2 views Experience : 2-5 yrs required

Job Title: Sanctions + Trade Controls Associate Job Responsibilities: - Supporting... transactional matters and regulatory compliance work. - Exposure to CFIUS,... export controls, and sanctions. - Conducting detailed regulatory analysis and diligence. - Managing and coordinating documents across transactions. - Responding in real-time to evolving regulatory...

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Full-time 1 views Experience : 2-5 yrs required

Job Title: Sanctions + Trade Controls Associate Job Responsibilities: - Support... transactional matters and regulatory compliance work within the Sanctions... + Trade Controls team. - Conduct detailed... coordinate documents across transactions to ensure compliance with evolving regulatory risks. -... Respond in real-time to changes...

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