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Financial Investments Services Associate Jobs in Pennsylvania

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Financial Investments Services Associate Jobs in Pennsylvania - Related Job Titles

Financial Services Attorney
United States
Posted On Oct 09, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
abuse agreements Capital Markets credit agreements distressed debt Emerging Markets Financial Institutions high yield investment management offering memoranda public offerings restructuring Rule 144A Securities Securities Act of 1933 Securities Exchange Act of 1934 title Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
abuse agreements Capital Markets credit agreements distressed debt Emerging Markets Financial Institutions high yield investment management offering memoranda public offerings restructuring Rule 144A Securities Securities Act of 1933 Securities Exchange Act of 1934 title Visa

Capital Markets Senior Counsel Job Responsibilities: The Capital Markets Senior Counsel plays a pivotal role in providing legal advice and support to the Fixed Income research, trading, and portfolio management teams at the company. This position encompasses a wide range of fixed...

Posted On Oct 08, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - M&A Corporate - General Corporate - Venture Capital/Emerging Companies
Job Tags:
acquisitions agreements company policies corporate governance corporate transactions criminal due diligence family finance Insurance Joint Ventures Privacy
Practice Area:
Corporate - M&A Corporate - General Corporate - Venture Capital/Emerging Companies
Job Tags:
acquisitions agreements company policies corporate governance corporate transactions criminal due diligence family finance Insurance Joint Ventures Privacy

Job Title: Associate Managing Director and Assistant... governance as well as network governance matters. - Advise on and execute a wide range of corporate transactions and strategic initiatives, including: - Financing matters - Minority investments - Cross-border network initiatives ... - Structu...

Posted On Oct 07, 26
Full-time Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking

Title: Private Funds Attorney Job Responsibilities: - Oversee outside counsel in drafting, reviewing, and negotiating operative documents such as limited partnership agreements, LLC agreements, subscription agreements, private placement memoranda, and other ancillary documents for the company's closed end and evergreen commingled funds...

Posted On Oct 06, 26
Full-time
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects

Title: Counsel Job Responsibilities: - Draft, review, and negotiate all contracts related to the company's subsidiary broker-dealers. - Research and provide legal advice regarding broker-dealer and mutual fund distribution, including regulatory and compliance issues. - Communicate and interact with clients, outside counsel, service...

Posted On Oct 09, 26
Full-time Experience : 1-2 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
appeals evidence local government Telecommunications
Practice Area:
Administrative Law Government - General
Job Tags:
appeals evidence local government Telecommunications

Title: Attorney Examiner (Northeast Region) Job Responsibilities: The Attorney Examiner in the Bureau of Hearings and Appeals Northeast Region is responsible for conducting administrative hearings and issuing decisions that ensure fair and consistent outcomes. The key duties include: - Hearing Oversight: Conduct administrative...

Posted On Oct 07, 26
Full-time
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects

Title: Legal Contracts and Compliance Specialist Job Responsibilities: - Draft, review, and negotiate contracts related to the company's subsidiary broker-dealers and other complex agreements. - Provide legal advice and research to company business units concerning broker-dealer and mutual fund distribution, addressing related regulatory...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Oct 05, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner Ethics evidence family FINRA Insurance invention Litigation Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner Ethics evidence family FINRA Insurance invention Litigation Securities Software spouse

assisting with investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. The position provides... entry-level candidates with substantive hands-on legal experience, focusing on investigating, litigating, and writing. The job includes: - Working directly with seni...

Posted On Sep 28, 26
Full-time 5 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve as a legal advisor to one or more registered investment advisers that manage private credit funds and other investment vehicles, including funds registered under the Investment Company Act of 1940. - Provide legal support on...

Posted On Sep 28, 26
Full-time Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve as a legal advisor to one or more registered investment advisers that advise private credit funds and other investment vehicles, including certain funds registered under the Investment Company Act of 1940. - Provide legal support...

Posted On Sep 24, 26
Full-time 2 views Experience : Max 1 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Insurance M&A mergers private equity Securities
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Insurance M&A mergers private equity Securities

Job Title: 2027 Entry-Level Associate - Corporate Job Responsibilities: The entry-level... associates in the Corporate Practice will serve as trusted legal advisors to leading public companies, private equity firms, investment banks, and other business clients. Their responsibilities will include: - Advising on critical...

Posted On Sep 23, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements air antitrust closing documents Commercial Contracts Competition Law construction due diligence easements finance hospitals HSR Insurance Joint Ventures letters of intent Litigation M&A Mergers and Acquisitions Transportation
Practice Area:
Corporate - M&A Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements air antitrust closing documents Commercial Contracts Competition Law construction due diligence easements finance hospitals HSR Insurance Joint Ventures letters of intent Litigation M&A Mergers and Acquisitions Transportation

Title: Business Attorney Job Responsibilities: The Business Attorney will play a pivotal role in the Americas Law Department, providing transactional and compliance legal support to the Company's North American Region. Key responsibilities include: - Leading and managing all phases of M&A transactions,...

Posted On Sep 24, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements Estate and Trust Estate Planning estates family fiduciary LLC operating agreements Registered Investment Advisor Taxation trusts wealth management wealth transfer Wills
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements Estate and Trust Estate Planning estates family fiduciary LLC operating agreements Registered Investment Advisor Taxation trusts wealth management wealth transfer Wills

Title: Estate and Trust Attorney Job Responsibilities: - Advise high-net-worth clients on all aspects of wealth planning, including gift, estate, and income taxation, charitable giving, trust administration, wealth transfer, and business succession matters. - Work closely with clients and their outside legal counsel...

Posted On Sep 23, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

implements tax, estate, and financial plans for clients, including... of greater complexity and partners in the acquisition of new clients. - Retains, expands, and deepens existing relationships. - Conducts and reviews research, as appropriate, and develops tax, estate, and financial analyses an...

Posted On Sep 21, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child Insurance Investment Banking pension spouse title wealth management
Practice Area:
Estate & Tax Planning
Job Tags:
child Insurance Investment Banking pension spouse title wealth management

implementing tax, estate, and financial plans for clients. The... role involves collaboration with more senior planning resources on complex matters and specific subject matters. The Wealth Strategist II is also responsible for partnering in the acquisition of new clients while...

Posted On Sep 21, 26
Full-time 4 views Experience : Min 8 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

implement tax, estate, and financial plans for clients, including... those of the greatest complexity. - Collaborate with other planning resources on specific subject matters of greatest complexity and partner in the acquisition of new clients. - Retain, expand, and deepen existing relationships. -...

Posted On Sep 16, 26
Full-time 1 views Experience : 10-15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Job Title: Associate General Counsel, Fund Governance Job... Responsibilities: - Serve as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. -...

Posted On Sep 17, 26
Full-time 6 views Experience : Min 8 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Regulatory Law special projects Visa
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Regulatory Law special projects Visa

Lawyer - Retirement and Financial Wellness Job Responsibilities - Hire,... informed compensation decisions in accordance with Human Resources policies and procedures. - Offer legal advice to business leaders on issues impacting the company's retirement and financial wellness business activities, including... adv...

Posted On Sep 15, 26
Full-time 7 views Experience : Min 10 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions agreements broadband cable corporate governance corporate transactions criminal Deferred Compensation divestitures due diligence employee benefits equity ERISA fiduciary finance Government Joint Ventures M&A mergers ordinances Partnership pension Qualified Retirement Plans regulatory compliance Securities Severance
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions agreements broadband cable corporate governance corporate transactions criminal Deferred Compensation divestitures due diligence employee benefits equity ERISA fiduciary finance Government Joint Ventures M&A mergers ordinances Partnership pension Qualified Retirement Plans regulatory compliance Securities Severance

Title Legal Advisor for Employee Benefits and Compensation Job Responsibilities Retirement Plans and Fiduciary Governance - Serve as lead legal advisor for the company's qualified and non-qualified retirement programs, including 401(k), pension, and deferred compensation plans. - Provide legal counsel...

Posted On Sep 14, 26
Full-time 5 views Experience : 3-7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

Job Title: Financial Services Associate Job Responsibilities: The Financial... Services Associate will be... a part of the Financial Services group within the... a leading adviser to financial services firms, asset managers,... and investment funds. The associate will be responsible for... of the world’s largest financial institutions. The key responsibilities......

Posted On Sep 21, 26
Full-time 17 views
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action agreements asset management blockchain ETFs family finance Financial Institutions Insurance investment management Software UITs
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action agreements asset management blockchain ETFs family finance Financial Institutions Insurance investment management Software UITs

Title: Senior Vice President, Counsel? (Asset Servicing) Job Responsibilities: - Serve as a trusted internal resource and key legal advisor on significant business transactions, regulatory matters, and strategic initiatives. - Liaise with a variety of key stakeholders, including lines of business, business partners,...

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