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Senior Financial Investments Services Associate Jobs in Pennsylvania

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Senior Financial Investments Services Associate Jobs in Pennsylvania - Related Job Titles

Financial Services Attorney
United States
Posted On Oct 09, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
abuse agreements Capital Markets credit agreements distressed debt Emerging Markets Financial Institutions high yield investment management offering memoranda public offerings restructuring Rule 144A Securities Securities Act of 1933 Securities Exchange Act of 1934 title Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
abuse agreements Capital Markets credit agreements distressed debt Emerging Markets Financial Institutions high yield investment management offering memoranda public offerings restructuring Rule 144A Securities Securities Act of 1933 Securities Exchange Act of 1934 title Visa

Title: Capital Markets Senior Counsel Job Responsibilities: The Capital Markets... Senior Counsel plays a pivotal... income instruments and markets across the United States, the United Kingdom, and Europe. The Senior Counsel collaborates closely with... Compliance, Risk, and Operations teams within the organi...

Posted On Oct 08, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - M&A Corporate - General Corporate - Venture Capital/Emerging Companies
Job Tags:
acquisitions agreements company policies corporate governance corporate transactions criminal due diligence family finance Insurance Joint Ventures Privacy
Practice Area:
Corporate - M&A Corporate - General Corporate - Venture Capital/Emerging Companies
Job Tags:
acquisitions agreements company policies corporate governance corporate transactions criminal due diligence family finance Insurance Joint Ventures Privacy

Job Title: Associate Managing Director and Assistant... governance as well as network governance matters. - Advise on and execute a wide range of corporate transactions and strategic initiatives, including: - Financing matters - Minority investments - Cross-border network initiatives ... - Structu...

Posted On Oct 07, 26
Full-time Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking

Title: Private Funds Attorney Job Responsibilities: - Oversee outside counsel in drafting, reviewing, and negotiating operative documents such as limited partnership agreements, LLC agreements, subscription agreements, private placement memoranda, and other ancillary documents for the company's closed end and evergreen commingled funds...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Oct 05, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner Ethics evidence family FINRA Insurance invention Litigation Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner Ethics evidence family FINRA Insurance invention Litigation Securities Software spouse

assisting with investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. The position provides... entry-level candidates with substantive hands-on legal experience, focusing on investigating, litigating, and writing. The job includes: - Working directly with seni...

Posted On Sep 28, 26
Full-time Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Job Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve... as a legal advisor to one or more registered investment advisers that advise private credit funds and other investment vehicles, including certain funds registered under the Investment Company Act of 1940. - Provide legal...

Posted On Sep 28, 26
Full-time 5 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Job Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve... as a legal advisor to one or more registered investment advisers that manage private credit funds and other investment vehicles, including funds registered under the Investment Company Act of 1940. - Provide legal support...

Posted On Sep 23, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements air antitrust closing documents Commercial Contracts Competition Law construction due diligence easements finance hospitals HSR Insurance Joint Ventures letters of intent Litigation M&A Mergers and Acquisitions Transportation
Practice Area:
Corporate - M&A Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements air antitrust closing documents Commercial Contracts Competition Law construction due diligence easements finance hospitals HSR Insurance Joint Ventures letters of intent Litigation M&A Mergers and Acquisitions Transportation

Title: Business Attorney Job Responsibilities: The Business Attorney will play a pivotal role in the Americas Law Department, providing transactional and compliance legal support to the Company's North American Region. Key responsibilities include: - Leading and managing all phases of M&A transactions,...

Posted On Sep 24, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements Estate and Trust Estate Planning estates family fiduciary LLC operating agreements Registered Investment Advisor Taxation trusts wealth management wealth transfer Wills
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements Estate and Trust Estate Planning estates family fiduciary LLC operating agreements Registered Investment Advisor Taxation trusts wealth management wealth transfer Wills

Title: Estate and Trust Attorney Job Responsibilities: - Advise high-net-worth clients on all aspects of wealth planning, including gift, estate, and income taxation, charitable giving, trust administration, wealth transfer, and business succession matters. - Work closely with clients and their outside legal counsel...

Posted On Sep 23, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

implements tax, estate, and financial plans for clients, including... of greater complexity and partners in the acquisition of new clients. - Retains, expands, and deepens existing relationships. - Conducts and reviews research, as appropriate, and develops tax, estate, and financial analyses an...

Posted On Sep 21, 26
Full-time 4 views Experience : Min 8 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

Senior Wealth Strategist Job Title: Senior... Wealth Strategist Job Responsibilities: - Develop,... implement tax, estate, and financial plans for clients, including... those of the greatest complexity. - Collaborate with other planning resources on specific subject matters of greatest complexity and partner in the acquisition...

Posted On Sep 21, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child Insurance Investment Banking pension spouse title wealth management
Practice Area:
Estate & Tax Planning
Job Tags:
child Insurance Investment Banking pension spouse title wealth management

implementing tax, estate, and financial plans for clients. The... involves collaboration with more senior planning resources on complex... matters and specific subject matters. The Wealth Strategist II is also responsible for partnering in the acquisition of new clients while retaining,...

Posted On Sep 16, 26
Full-time 1 views Experience : 10-15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Job Title: Associate General Counsel, Fund Governance Job... advice to trustees, directors, senior executives, and other stakeholders... regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire, evaluate, and supervise staff, providing guidance and training as necessary to develop...

Posted On Sep 17, 26
Full-time 6 views Experience : Min 8 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Regulatory Law special projects Visa
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Regulatory Law special projects Visa

Lawyer - Retirement and Financial Wellness Job Responsibilities - Hire,... informed compensation decisions in accordance with Human Resources policies and procedures. - Offer legal advice to business leaders on issues impacting the company's retirement and financial wellness business activities, including... adv...

Posted On Sep 15, 26
Full-time 7 views Experience : Min 10 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions agreements broadband cable corporate governance corporate transactions criminal Deferred Compensation divestitures due diligence employee benefits equity ERISA fiduciary finance Government Joint Ventures M&A mergers ordinances Partnership pension Qualified Retirement Plans regulatory compliance Securities Severance
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions agreements broadband cable corporate governance corporate transactions criminal Deferred Compensation divestitures due diligence employee benefits equity ERISA fiduciary finance Government Joint Ventures M&A mergers ordinances Partnership pension Qualified Retirement Plans regulatory compliance Securities Severance

Title Legal Advisor for Employee Benefits and Compensation Job Responsibilities Retirement Plans and Fiduciary Governance - Serve as lead legal advisor for the company's qualified and non-qualified retirement programs, including 401(k), pension, and deferred compensation plans. - Provide legal counsel...

Posted On Sep 14, 26
Full-time 5 views Experience : 3-7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

Job Title: Financial Services Associate Job Responsibilities: The Financial... Services Associate will be... a part of the Financial Services group within the... a leading adviser to financial services firms, asset managers,... and investment funds. The associate will be responsible for... of the world’s largest financial institutions. The key responsibilities......

Posted On Sep 22, 26
Full-time 58 views Experience : 5-10 yrs required
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
agreements Code of Conduct company policies construction Corporate Law directors due diligence equity finance Litigation partnerships project finance security agreements shareholders
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
agreements Code of Conduct company policies construction Corporate Law directors due diligence equity finance Litigation partnerships project finance security agreements shareholders

the areas of finance, design, construction, and facilities management services. Key Responsibilities: ... - Manage legal aspects of P3 project bids from qualification phase through financial close - Liaise with... external legal counsel and internal bid directors/managers - Prepare...

Posted On Sep 21, 26
Full-time 17 views
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action agreements asset management blockchain ETFs family finance Financial Institutions Insurance investment management Software UITs
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
Affirmative Action agreements asset management blockchain ETFs family finance Financial Institutions Insurance investment management Software UITs

Job Title: Senior Vice President, Counsel? (Asset... variety of key stakeholders, including lines of business, business partners, and senior leadership, to ensure any... material legal issues are properly identified, escalated, and mitigated. - Manage the drafting and negotiation of a vari...

Posted On Sep 21, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action agreements Capital Markets family finance Insurance lending Securities
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action agreements Capital Markets family finance Insurance lending Securities

Job Title: Senior Vice-President/Counsel - Global Markets... and Treasury Services Job Responsibilities: The role of... Senior Vice-President/Counsel in the Global... Markets and Treasury Services Team involves a variety... of responsibilities aimed at supporting business colleagues and contributing to the legal functions...

Posted On Sep 21, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
ERISA - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation Tax - Private Client Services Tax - Federal Tax - IRS Audits and Appeals Tax - General
Job Tags:
asset management child Corporation divorce Employee Retirement Income Security Act ERISA Ethics fiduciary Insurance investment management Partnership pension regulatory compliance special projects spouse
Practice Area:
ERISA - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation Tax - Private Client Services Tax - Federal Tax - IRS Audits and Appeals Tax - General
Job Tags:
asset management child Corporation divorce Employee Retirement Income Security Act ERISA Ethics fiduciary Insurance investment management Partnership pension regulatory compliance special projects spouse

Job Title: Senior Counsel Private Bank Internal... Revenue Code and Employee Retirement Income Security Act Job Responsibilities: - Provide expert advice to operations and sales personnel regarding applicable laws, including the Internal Revenue Code, Employee Retirement Income Security Act of 1974 (ERISA),...

Posted On Sep 21, 26
Full-time 12 views
Practice Area:
Finance - Financial Services Regulation Finance - General Fintech & Blockchain
Job Tags:
Affirmative Action agreements asset management blockchain ETFs family finance Financial Institutions Insurance investment management Software UITs
Practice Area:
Finance - Financial Services Regulation Finance - General Fintech & Blockchain
Job Tags:
Affirmative Action agreements asset management blockchain ETFs family finance Financial Institutions Insurance investment management Software UITs

Job Title: Senior Vice President, Counsel (Asset... primarily supporting the Fund Services group. - Provide fund accounting,... office, custody, and other services to a wide variety... of registered and unregistered funds, ETFs, UITs, and other investment vehicles. - Serve as a trusted...

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