Post Jobs Upload Your Resume Log in

1940 Act Jobs in Illinois

22 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Illinois
  4. 1940 Act

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Sep 23, 26
Full-time 2 views Experience : 1-3 yrs required
Job Tags:
Bribery collateralized loan obligations commercial real estate crime distressed debt economic sanctions entertainment finance FINRA fraud health benefits Investment Advisers Act of 1940 Money Laundering private equity Securities spectrum
Job Tags:
Bribery collateralized loan obligations commercial real estate crime distressed debt economic sanctions entertainment finance FINRA fraud health benefits Investment Advisers Act of 1940 Money Laundering private equity Securities spectrum

Title Compliance Associate Job Responsibilities - Assist in the oversight of the firm's investment activities, including monitoring client portfolio investment guidelines using the Aladdin system. - Support routine investment compliance monitoring activities and assist with deep-dive thematic reviews on compliance...

Posted On Sep 10, 26
Full-time 3 views Experience : 2-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management contracts corporate contracts due diligence ERISA health benefits health insurance indemnity Insurance Investment Advisers Act of 1940 investment management pension pension plans Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management contracts corporate contracts due diligence ERISA health benefits health insurance indemnity Insurance Investment Advisers Act of 1940 investment management pension pension plans Securities Securities Act of 1933

Title Junior Attorney Job Responsibilities - Support senior attorneys in reviewing, drafting, negotiating, and maintaining investment management agreements, sub-advisory agreements, side letters, subscription documents, various amendments, and other legal documents across diverse account structures and transactions. - Assist in the preparation, review, and maintenance...

Posted On Sep 09, 26
Full-time 2 views Experience : 2-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management contracts corporate contracts due diligence ERISA health benefits health insurance indemnity Insurance Investment Advisers Act of 1940 investment management pension pension plans Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management contracts corporate contracts due diligence ERISA health benefits health insurance indemnity Insurance Investment Advisers Act of 1940 investment management pension pension plans Securities Securities Act of 1933

Counsel Job Title Assistant Counsel Job Responsibilities - Support senior attorneys in the review, drafting, negotiation, and maintenance of legal documents such as investment management agreements, sub-advisory agreements, side letters, subscription documents, and various amendments across different account structures and transactions. - Assist in the...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933 title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933 title

Legal Counsel Job Responsibilities The Legal Counsel is responsible for providing comprehensive legal advice to internal clients and supporting the broader Legal & Compliance Team. Key duties include advising business professionals on investment management, mutual funds, ETFs, and CIT legal and regulatory...

Posted On Sep 07, 26
Full-time 2 views
Job Tags:
advertising agreements Collective Bargaining equity hedge funds Insurance Investment Advisers Act of 1940 marketing Privacy private equity Securities special projects
Job Tags:
advertising agreements Collective Bargaining equity hedge funds Insurance Investment Advisers Act of 1940 marketing Privacy private equity Securities special projects

including the Investment Advisers Act of 1940 and the Investment Company... Act of 1940 rules and regulations. - Review,... analyze, and respond to regulatory inquiries, including those relating to the SEC and NFA/CFTC. - Review marketing materials, including advertising, sales literature, correspond...

Posted On Sep 11, 26
Full-time 10 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital

Title: Associate - Private Funds/Investment Services Job Responsibilities: The candidate will join the Investment Services team at the law firm as a corporate associate. The role involves working closely with shareholders and participating in business development and client-facing activities. The candidate...

Posted On Sep 11, 26
Full-time 40 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

Title: Associate - Private Funds/Investment Services Job Responsibilities: The law firm is seeking an associate to join its Investment Services team in either Chicago, New York City, or Washington, DC. The associate will be responsible for providing legal services primarily focused on...

Posted On Sep 10, 26
Full-time 6 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
Insurance Investment Advisers Act of 1940 Joint Ventures private equity
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
Insurance Investment Advisers Act of 1940 Joint Ventures private equity

Title: Associate Job Responsibilities: The associate will join the Investment Strategies & Capital Solutions group at the law firm. Key responsibilities include representing private equity clients across various industry verticals and engaging in transactional matters. These matters involve structuring joint...

Posted On Aug 20, 26
Full-time 2 views Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

Title: Investment Management Group – Registered Funds Mid-Level Associate Job Responsibilities: The mid-level associate will be part of the Investment Management Group, focusing on advising funds, fund sponsors, underwriters, and other service providers on various aspects of registered investment companies. Responsibilities include: -...

Posted On Aug 11, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar

Title: Associate - Corporate - Investment Funds Regulatory Job Responsibilities: The role of an Associate in the Investment Funds Regulatory Practice involves providing legal, regulatory, and compliance advice to investment advisers, family offices, and other financial institutions globally. The responsibilities include: -...

Posted On Aug 21, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
advertising agreements AML asset management corporate governance due diligence financial services regulatory Investment Advisers Act of 1940 Privacy regulatory compliance securities laws special projects
Job Tags:
advertising agreements AML asset management corporate governance due diligence financial services regulatory Investment Advisers Act of 1940 Privacy regulatory compliance securities laws special projects

Information Job Title: Compliance Officer Department: Legal & Compliance Job Responsibilities The Compliance Officer is responsible for managing certain aspects of the company's compliance program. This role requires a comprehensive understanding of the company's products, services, and regulatory framework. The Compliance Officer will lead...

Posted On Aug 18, 26
Full-time 86 views Experience : 2-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management

law firm in Chicago, IL is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...

By Employer Type

Recruiter In-House Law Firm
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend