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1940 Act Jobs in San Leandro

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United States
Posted On Sep 23, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act corporate governance equity Equity Compensation Insurance Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act corporate governance equity Equity Compensation Insurance Securities securities laws

Title Senior Corporate Counsel - Corporate Job Responsibilities - Assist with the preparation and review of periodic reports, current reports, and proxy statements, including maintaining disclosure controls and procedures. - Support all aspects of corporate governance, including maintaining the governance...

Posted On Sep 08, 26
Full-time 16 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements banking blockchain Capital Markets construction consumer finance cryptocurrency derivatives equity equity financing finance Financial Institutions financial products Insurance insurance coverage Investment Advisers Act of 1940 lending marketing NASDAQ Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements banking blockchain Capital Markets construction consumer finance cryptocurrency derivatives equity equity financing finance Financial Institutions financial products Insurance insurance coverage Investment Advisers Act of 1940 lending marketing NASDAQ Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934

Title: Product Counsel, Crypto Job Responsibilities: - Provide leadership in legal affairs for markets and products, delivering sound advice on federal and state securities, banking, and insurance laws and rules. - Offer day-to-day legal, business, and strategic advice to internal markets-focused teams, addressing...

Posted On Sep 18, 26
Full-time 6 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title Associate (3 – 6 years) - Asset Management Group (Registered Funds) Job Responsibilities As a Registered Funds Attorney in the Asset Management Group within the Corporate Department, your primary responsibility is to provide comprehensive legal advice and guidance to clients concerning registered...

Posted On Sep 04, 26
Full-time 6 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: - Participate in the design, launch, and ongoing management of new and existing registered funds and other vehicles within the Private Wealth Public Funds (PWPF) Legal Group. - Assist with project management and fund formation matters and participate...

Posted On Aug 11, 26
Full-time 7 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Administrative Law International Law Government - General Government / Public Law Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 LLC Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Administrative Law International Law Government - General Government / Public Law Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 LLC Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title

Senior Associate, Legal Counsel Job Description: The position of Senior Associate, Legal Counsel is situated within the company's Legal and Compliance department, focusing on supporting investment, advisory, and client service teams across various regulatory and legal issues. The role is designed for...

Posted On Aug 11, 26
Full-time 6 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title

advising various internal teams on compliance with United States securities and investment advisory laws, particularly those under the Investment Advisers Act of 1940. The role also extends... to supporting securities and investment advisory matters in international jurisdictions such as t...

Posted On Sep 23, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
1940 Act corporate governance equity Equity Compensation Insurance Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
1940 Act corporate governance equity Equity Compensation Insurance Securities securities laws

Title: Corporate Counsel or Senior Corporate Counsel Job Responsibilities: - Assist with the preparation and review of periodic reports, current reports, and proxy statements, including maintaining disclosure controls and procedures. - Support all aspects of corporate governance, including maintaining the governance calendar, preparing...

Posted On Aug 26, 26
Full-time 2 views Experience : 2-5 yrs required
Practice Area:
Tax - Federal Tax-General Practice (Transaction) Tax - State & Local Tax - International Tax - General
Practice Area:
Tax - Federal Tax-General Practice (Transaction) Tax - State & Local Tax - International Tax - General

funds. - Handle the formation and ongoing operation of "permanent capital" retail investment vehicles. - Manage business development companies (BDCs), registered closed-end funds, and similar structures. - Support fund boards on governance and compliance matters under the Investment Company Act of 1940. - Collab...

Posted On Sep 17, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act corporate governance equity Equity Compensation Insurance Securities securities laws Software
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act corporate governance equity Equity Compensation Insurance Securities securities laws Software

Title: Corporate Counsel or Senior Corporate Counsel Job Responsibilities: - Assist with the preparation and review of periodic reports, current reports, and proxy statements, including the maintenance of disclosure controls and procedures. - Support all aspects of corporate governance, including maintaining the governance...

Posted On Sep 23, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act corporate governance equity Equity Compensation Insurance Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act corporate governance equity Equity Compensation Insurance Securities securities laws

Title: Senior Corporate Counsel - Corporate Job Responsibilities: - Assist with the preparation and review of periodic reports, current reports, and proxy statements, ensuring the maintenance of disclosure controls and procedures. - Support all aspects of corporate governance, including maintaining...

Posted On Jul 07, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Ethics finance FINRA Government Securities Exchange Act of 1934 securities laws
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Ethics finance FINRA Government Securities Exchange Act of 1934 securities laws

Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide practical, strategic, and proactive legal advice to business and compliance leaders on a broad range of regulatory matters, with a focus on broker-dealer and investment adviser regulations. - Respond to and manage regulatory inquiries...

Senior Fund Formation Lawyer

Recruiter • **Members Only** San Francisco, CA

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Posted On Aug 25, 26
Full-time 4 views Experience : 4-20 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - General

OverviewA law firm seeks a Senior Fund Formation Lawyer with over six years of experience to join their Investment Funds practice in San Francisco, CA. The candidate will advise sponsors and limited partners on fund formation and investment sponsors...

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