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Registered Investment Companies Jobs in San Leandro

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United States
Posted On Sep 02, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws

counsel to company businesses, investment advisers, advisory technology teams,... regulatory matters under the Investment Advisers Act and other... applicable securities laws and regulations. - Lead and contribute to strategic business initiatives, including digital advice programs, technology-driven solutions and tools (Fintech), industry...

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Posted On Sep 09, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
investment management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
investment management

support and guidance on investment management matters, ensuring compliance... legal issues related to investment products and services. - Draft,... negotiate legal documents, including investment management agreements, offering documents,... and other contractual arrangements. - Advise on re...

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Posted On Sep 18, 26
Full-time 6 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title Associate (3 – 6 years) - Asset Management Group (Registered Funds) Job Responsibilities As a Registered... Funds Attorney in the... Asset Management Group within the Corporate Department, your primary responsibility is to provide guidance to clients concerning registered investment companies. These include......

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Posted On Sep 14, 26
Full-time 10 views Experience : Min 6 yrs required
Practice Area:
Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - General
Job Tags:
agreements criminal EEOC equity Financial Institutions Government Insurance IP marketing Privacy Visa
Practice Area:
Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - General
Job Tags:
agreements criminal EEOC equity Financial Institutions Government Insurance IP marketing Privacy Visa

Title: Sr. Associate Counsel Job Responsibilities: - Work closely with business teams to understand and achieve key business objectives and assist in developing compelling product and service offerings. - Provide sophisticated and creative counseling and advice to business teams on product development, deployment,...

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Posted On Sep 04, 26
Full-time 5 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa

and regulatory requirements for registered funds, including money market... funds subject to Rule 2a-7. - Draft and negotiate agreements with third-party service providers. - Draft and negotiate repurchase agreements. - Assist with preparing annual, quarterly, and current reports. - Provide legal guidance on related...

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Posted On Sep 11, 26
Full-time 5 views Experience : Min 10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Intellectual Property - General Corporate - General
Job Tags:
agreements equity family IP licensing Partnership partnerships Privacy stage
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Intellectual Property - General Corporate - General
Job Tags:
agreements equity family IP licensing Partnership partnerships Privacy stage

Title: Senior Director - AI Commercial Counsel Job Responsibilities: - Define and lead the commercial legal strategy for **Members Only.** AI and **Members Only.** AI Enterprise, focusing on strategic frontier lab and enterprise customers. - Serve as lead lawyer, strategic advisor, and manage high-value, bespoke...

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Posted On Sep 04, 26
Full-time 6 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

of new and existing registered funds and other vehicles... with project management and fund formation matters and participate in product development of various investment structures across multiple jurisdictions. -... Create and manage registered fund board materials. - Manage... regulatory filings, including 8-...

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Posted On Jul 03, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management

tasked with executing all Investment Company Act paralegal duties... paralegal support across all investment management-related areas within the... company. The Senior Paralegal is also responsible for assisting the department with various other projects as necessary, including those related to corporate,...

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Posted On Jul 20, 26
Full-time 4 views Experience : Min 15 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements board of directors child corporate governance Corporate Law domestic partner equity Equity Compensation finance health benefits Immigration M&A Partnership pension Privacy SEC filings Securities stock exchange Visa
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements board of directors child corporate governance Corporate Law domestic partner equity Equity Compensation finance health benefits Immigration M&A Partnership pension Privacy SEC filings Securities stock exchange Visa

Title: Director - Corporate Legal Job Responsibilities: - Serve as a trusted senior legal advisor to Corporate Development, Finance, Investor Relations, and other business teams on complex, high-impact matters, delivering practical, business-focused legal solutions. - Lead and support mergers and acquisitions (M&A), strategic...

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Posted On Jul 23, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Corporate - General
Job Tags:
agreements banking CCPA contracts criminal Data Protection equity ERISA family fiduciary fraud Genetics Identity Theft Insurance IP licensing marketing partnerships Privacy Securities stage startup
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Corporate - General
Job Tags:
agreements banking CCPA contracts criminal Data Protection equity ERISA family fiduciary fraud Genetics Identity Theft Insurance IP licensing marketing partnerships Privacy Securities stage startup

Title: Senior Commercial Counsel Job Responsibilities: The Senior Commercial Counsel will oversee and enhance the commercial legal function at the company. Responsibilities include: - Leading commercial contracting from start to finish, including structuring, drafting, and negotiating various agreements such as customer contracts, partnerships,...

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Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements Capital Markets child corporate transactions criminal directors divestitures employee benefits equity family health benefits Insurance Joint Ventures M&A mergers partnerships Securities
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements Capital Markets child corporate transactions criminal directors divestitures employee benefits equity family health benefits Insurance Joint Ventures M&A mergers partnerships Securities

Title: Director, Global M&A Legal Job Responsibilities: - Lead a wide range of corporate initiatives, including complex M&A and integrations, divestitures, strategic investments, joint ventures, domestic and international corporate structuring, capital markets transactions, financing matters, subsidiary management, and other strategic...

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Posted On Sep 01, 26
Full-time 7 views Experience : Min 8 yrs required
Job Tags:
asset management banking credit facilities Estate Planning family FINRA Insurance lending licensing marketing performer Securities spectrum wealth transfer
Job Tags:
asset management banking credit facilities Estate Planning family FINRA Insurance lending licensing marketing performer Securities spectrum wealth transfer

Title: Private Banker Job Responsibilities: A Private Banker is responsible for developing and managing client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. The role involves providing integrated financial services advice to clients, which includes banking, credit, asset...

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Posted On Aug 26, 26
Full-time 2 views Experience : 2-5 yrs required
Practice Area:
Tax - Federal Tax-General Practice (Transaction) Tax - State & Local Tax - International Tax - General
Practice Area:
Tax - Federal Tax-General Practice (Transaction) Tax - State & Local Tax - International Tax - General

focusing on retail or registered funds. - Handle the formation... of "permanent capital" retail investment vehicles. - Manage business development... companies (BDCs), registered closed-end funds, and similar... fund boards on governance and compliance matters under the Investment Company Act of 1940. -... Collab...

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Posted On Jul 10, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Compliance Corporate - General
Job Tags:
acquisitions agreements Bribery Capital Markets corporate compliance corporate governance Corporate Law corporate transactions Cybersecurity Data Protection due diligence entertainment equity equity financing FCPA finance Genetics global trade M&A mergers Mergers and Acquisitions NYSE Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Compliance Corporate - General
Job Tags:
acquisitions agreements Bribery Capital Markets corporate compliance corporate governance Corporate Law corporate transactions Cybersecurity Data Protection due diligence entertainment equity equity financing FCPA finance Genetics global trade M&A mergers Mergers and Acquisitions NYSE Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934

Corporate Legal and M&A Job Title: Director, Corporate Legal and M&A Job Responsibilities: - Securities & SEC Reporting: - Prepare, review, and manage the filing of SEC reports, including Forms 10-K, 10-Q, and 8-K, the annual proxy statement, registration statements, and Section 16 filings...

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Posted On Jul 15, 26
Full-time 1 views Experience : 2-3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934

Title: Staff Corporate Counsel – Corporate & Securities Job Responsibilities: Securities Law & Public Company Compliance - Lead the preparation and review of SEC filings, including Forms 10-K, 10-Q, 8-K, proxy statements, Section 16 filings, Form 144s, and registration statements. -...

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Posted On Jul 15, 26
Full-time 1 views Experience : 2-3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934

Title: Staff Corporate Counsel - Corporate & Securities Job Responsibilities: - Lead the preparation and review of SEC filings, including Forms 10-K, 10-Q, 8-K, proxy statements, Section 16 filings, Form 144s, and registration statements. - Advise business partners on securities law compliance, SEC...

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Posted On Jul 15, 26
Full-time 1 views Experience : 2-3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934

Title: Staff Corporate Counsel – Corporate & Securities Job Responsibilities: The Staff Corporate Counsel – Corporate & Securities will serve as a strategic, business-minded attorney supporting the company's public company obligations, corporate governance, securities law compliance, and strategic corporate initiatives. The...

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Registered Funds Attorney

Recruiter • **Members Only** San Francisco, CA

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Posted On Sep 21, 26
Full-time 3 views Experience : 2-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - General

law firm seeks a Registered Funds Attorney with 3-6... legal advice on matters related to registered investment companies and their... advisers, ensuring compliance with applicable laws and legal counsel on registered investment companies and ... on fund formation, registration,...

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