Legal 1940 Act Jobs Jobs in Stoneridge, VA

Corporate - Asset/Investment Management Attorney in Arlington, VA (Remote)

In-House • **Members Only** Arlington, VA

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Posted On Sep 21, 26

Full-time 7 views Experience : 8-12 yrs required

Practice Area:

Corporate - Asset/Investment Management

Job Tags:

artificial intelligence directors FINRA Investment Advisers Act of 1940 Media Partnership title Visa

Partnership Executive Consultant Job Responsibilities: - Provide senior-level compliance consulting services to investment advisers, broker-dealers, and private fund managers. - Manage ongoing client relationships and deliver high-quality service across both annual engagements and project-based work. - Conduct and lead complex compliance reviews, both remote...

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Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Aug 12, 26

Full-time 2 views Experience : Min 12 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters

the organization. - Identify and evaluate legal and business risks to support strategic decision-making. - Work closely with internal business teams to structure, develop, and launch registered securities offerings, including commodity ETFs and other vehicles registered under the 1933 Act, and...

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Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Sep 24, 26

Full-time 1 views Experience : Min 5 yrs required

Job Tags:

advertising ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC marketing Mutual Funds Privacy Securities Transportation

Us: Company offers one of the largest lineups of ETFs, with over $100 billion in assets. The company is a leader in strategies such as crypto, dividend growth, interest rate hedged bond, and geared (leveraged and inverse) ETF investing. Company continues...

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Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Washington, DC (Remote)

Law Firm • **Members Only** Washington, DC

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Posted On Sep 11, 26

Full-time 12 views Experience : 3-6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - M&A Corporate - General

Job Tags:

child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital

Title: Associate - Private Funds/Investment Services Job Responsibilities: The associate will join the Investment Services team within the corporate practice area, working in one of the law firm's offices in Chicago, New York, or Washington, DC. The role involves working closely with...

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Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 11, 26

Full-time 18 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - M&A Corporate - General

Job Tags:

child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

Title: Associate - Private Funds/Investment Services Job Responsibilities: The Associate in the Private Funds/Investment Services practice area will be responsible for working with SEC-registered investment advisers and private investment funds, including private equity, venture capital, real estate, and similar investment vehicles. Key...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 20, 26

Full-time Experience : 2-4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

with specific expertise in 1940 Act registered funds and... business development company work. The selected candidate will be involved in various responsibilities, including advising funds, fund sponsors, underwriters, and other service providers. The primary duties encompass structuring, offering, operating, ongoin...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 04, 26

Full-time 5 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: The Attorney, VP role within the Private Wealth Public Funds (PWPF) Legal Group at the law firm involves working on various legal and general corporate matters related to registered funds and Business Development Companies (BDCs) within the...

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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 23, 26

Full-time 12 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: - Participate in the design, launch, and ongoing management of new and existing registered funds and other vehicles. - Assist with project management and fund formation matters, participating in product development of various investment structures across multiple jurisdictions. -...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 11, 26

Full-time 2 views Experience : Min 3 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar

Title: Associate - Corporate - Investment Funds Regulatory Job Responsibilities: The Associate in the Investment Funds Regulatory Practice will engage in a variety of responsibilities centered around providing legal, regulatory, and compliance advice to a diverse range of clients. These clients include...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 26, 26

Full-time 3 views Experience : 2-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

registered funds. - Handle the formation and ongoing operation of “permanent capital” retail investment vehicles, including business development companies (BDCs), registered closed-end funds, and similar structures. - Support fund boards on governance and compliance matters under the Investment Company Act of 1940. Educati...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 03, 26

Full-time 3 views Experience : 3-6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

child corporate governance criminal family Investment Advisers Act of 1940 investment management licensing ordinances registered investment companies securities laws

Title: Investment Management Associate Attorney (Senior-Level) Job Responsibilities: - Represent clients across the investment management industry, with a focus on providing legal guidance and expertise. - Possess 3-6 years of experience, preferably at an Am Law top 100 firm, with valued regulatory experience...

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Registered Funds Associate Attorney

Recruiter • **Members Only** Washington, DC

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Posted On Aug 17, 26

Full-time 88 views Experience : 2-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...

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