Legal Finra Jobs Jobs in Stoneridge, VA

Administrative Law Attorney / Government - General Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Aug 25, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Administrative Law Government - General

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director, Enforcement is tasked with managing a team of 5-8 Enforcement attorneys who develop and resolve Enforcement cases through all stages, from inception to completion. The Director oversees a large and diverse docket of cases, ensuring...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Aug 12, 26

Full-time 4 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: - Lead & Manage Investigations: Oversee a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Ensure investigations are thorough, strategically sound, and supported by...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Aug 20, 26

Full-time Experience : 2-10 yrs required

Job Tags:

abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a proficient team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Sep 22, 26

Full-time Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: - Provide leadership in proactive regulatory risk assessment and development of regulatory strategy. - Conduct continuous qualitative research into market conditions and developments in collaboration with Surveillance Operations leadership. - Manage an analyst to produce specialized...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jun 21, 26

Full-time 9 views Experience : 5-10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will assume a critical role in ensuring the integrity of . securities markets. Your responsibilities will encompass: - Leading sophisticated risk assessments of member firms, particularly...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jul 26, 26

Full-time 1 views Experience : 3-5 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jul 26, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jul 26, 26

Full-time 1 views Experience : 5-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. The role...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Sep 15, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: - Lead and oversee a team of intelligence professionals focused on identifying, analyzing, and predicting risks, emerging threats, and regulatory trends affecting member firms, investors, and financial markets. - Develop finished intelligence products through...

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Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Sep 15, 26

Full-time 2 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: The Vice President, Trading and Product Risk Intelligence, serves as a pivotal member of the Intelligence leadership team, directly reporting to the Senior Vice President of Strategic Intelligence. This strategic leader oversees...

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Attorney in Mc Lean, VA

In-House • **Members Only** Mc Lean, VA

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Posted On Sep 21, 26

Full-time 18 views Experience : 8-8 yrs required

Job Tags:

banking Corporation Deferred Compensation fiduciary finance FINRA Insurance licensing marketing pension Securities Software wealth management

Title: Wealth Advisor III Job Responsibilities: - Serve as the primary relationship advisor for high net worth and ultra-high net worth wealth clients. - Develop and deepen client relationships through needs-based, high-level client service and delivery of the full suite of wealth solutions. -...

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Corporate - Asset/Investment Management Attorney in Arlington, VA (Remote)

In-House • **Members Only** Arlington, VA

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Posted On Sep 21, 26

Full-time 7 views Experience : 8-12 yrs required

Practice Area:

Corporate - Asset/Investment Management

Job Tags:

artificial intelligence directors FINRA Investment Advisers Act of 1940 Media Partnership title Visa

Partnership Executive Consultant Job Responsibilities: - Provide senior-level compliance consulting services to investment advisers, broker-dealers, and private fund managers. - Manage ongoing client relationships and deliver high-quality service across both annual engagements and project-based work. - Conduct and lead complex compliance reviews, both remote...

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Data Privacy - Transactional Attorney in Alexandria, VA

In-House • **Members Only** Alexandria, VA

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Posted On Jun 30, 26

Full-time 10 views Experience : 8-12 yrs required

Practice Area:

Data Privacy - Transactional

Job Tags:

banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: Vice President, Assistant General Counsel, Cybersecurity Job Responsibilities: The Vice President, Cybersecurity Attorney will serve as the company's lead legal advisor on cybersecurity matters. Key responsibilities include: - Advising on legal and regulatory obligations related to cybersecurity incidents, including materiality assessments,...

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Data Privacy - Transactional Attorney in Alexandria, VA

In-House • **Members Only** Alexandria, VA

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Posted On Jul 03, 26

Full-time 5 views Experience : 8-12 yrs required

Practice Area:

Data Privacy - Transactional

Job Tags:

banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Advise on legal and regulatory obligations applicable to cybersecurity incidents, including materiality assessments, regulatory notifications, disclosure requirements, and client/advisor communications. - Serve as the primary legal advisor for incident response, working closely...

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Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Aug 12, 26

Full-time 2 views Experience : Min 12 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters

Title: Senior Regulatory Counsel (Securities) Job Responsibilities: - Deliver timely, pragmatic, and business-oriented legal counsel to senior management and across all levels of the organization. - Identify and evaluate legal and business risks to support strategic decision-making. - Work closely with internal business teams...

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Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Sep 24, 26

Full-time 1 views Experience : Min 5 yrs required

Job Tags:

advertising ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC marketing Mutual Funds Privacy Securities Transportation

Us: Company offers one of the largest lineups of ETFs, with over $100 billion in assets. The company is a leader in strategies such as crypto, dividend growth, interest rate hedged bond, and geared (leveraged and inverse) ETF investing. Company continues...

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Legal Staff Paralegal in Washington, DC (Remote)

Law Firm • **Members Only** Washington, DC

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Posted On Sep 03, 26

Full-time 14 views Experience : Min 5 yrs required

Practice Area:

Corporate - M&A Corporate - Securities and Capital Markets

Job Tags:

acquisitions Capital Markets closing documents due diligence equity FINRA Insurance IPO life sciences mergers startup stock exchange Venture Capital

Title: Senior Corporate Paralegal Job Responsibilities: The Senior Corporate Paralegal will focus on Capital Markets, Startups, and Mergers & Acquisitions. The position requires: - Capital Markets and Public Companies: Handling IPO and public company matters, including creating registration statement numerical backup spreadsheets, managing...

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Legal Staff Paralegal in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 03, 26

Full-time 23 views Experience : Min 3 yrs required

Practice Area:

Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - M&A

Job Tags:

acquisitions Capital Markets closing documents due diligence emerging technologies Employment Discrimination equity FINRA Insurance IPO life sciences mergers Practice of Law Privacy Public Corporations startup stock exchange Venture Capital

Title: Mid-Level Corporate Paralegal Job Responsibilities: The Mid-Level Corporate Paralegal will focus on tasks related to Startups, Capital Markets, and Mergers & Acquisitions. Key responsibilities include: - For Startups: - Incorporating technology and life sciences companies. - Managing...

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Legal Staff Paralegal in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 18, 26

Full-time 2 views Experience : Min 2 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal will support attorneys in various stages of fund formation and management, focusing on private investment funds. Key responsibilities include: - Assisting with the formation and structuring of private investment funds, including limited partnerships...

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