Code Of Conduct Jobs in Stoneridge

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United States
Full-time 48 views Experience : Min 6 yrs required

Casual dress code Paid Bar Dues &... Continuing Legal Education Role Responsibilities As an Of Counsel Family Law Attorney at **Members Only.** you will be responsible for: Managing an independent caseload and handling litigation matters...

Posted On Sep 29, 26
Full-time 1 views Experience : Min 1 yrs required

Title Assistant Commonwealth Attorney II Job Responsibilities The Assistant Commonwealth Attorney II (ACA II) is responsible for representing the Commonwealth of Virginia in cases involving violations of criminal law. The primary duties include: - Prosecuting traffic, misdemeanor, and felony criminal cases across...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 15 yrs required

Title: Head of Compliance** **Job Responsibilities:** The Head of Compliance at Company is primarily responsible for overseeing the execution of the Compliance Program in the United States. This senior leadership role involves managing a team of ethics and export control professionals and...

Posted On Sep 14, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Conflicts Staff Attorney Job Responsibilities: The Conflicts Staff Attorney plays a crucial role in the Business Intake and Conflicts team at the law firm. The primary function of this role is to ensure the firm's compliance with ethical obligations in various...

Full-time 13 views Experience : 1-3 yrs required

Title: Junior-Level Litigation Associate – Mechanical Job Responsibilities: The Junior-Level Litigation Associate in the Mechanical practice at the law firm will engage in various tasks related to patent litigation. The primary responsibilities include: - Conducting thorough research and drafting pleadings,...

Full-time 6 views Experience : Min 5 yrs required

Title: Senior Quality Assurance Software Engineer Job Responsibilities: The Senior Quality Assurance Software Engineer at the law firm is tasked with ensuring the quality, reliability, and performance of software applications through both automated and manual testing. This role requires a focus on...

Full-time 1 views Experience : 4-5 yrs required

Title: Technology Operations Analyst Job Responsibilities: The Technology Operations Analyst at the law firm is tasked with a comprehensive set of responsibilities that encompass the analysis, evaluation, formulation, and authentication of needs and business cases for the firm's technology initiatives and programs....

Posted On Aug 11, 26
Full-time 2 views Experience : Min 2 yrs required

professional and compassionate manner. - Conduct initial screening calls to... gather basic client information and legal needs. - Explain the services and consultation process clearly to prospective clients. - Follow up promptly with prospective clients who have inquired but not yet scheduled consultations. Consultation...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Crypto Exam and Regulatory Conduct Job Responsibilities: - Lead & Manage... investor protection risks, market conduct rules, and regulatory obligations.... Ensure investigations are thorough, strategically sound, and supported by clear and sufficient evidence using accepted methodologies. Provide guidance on investigative strategy. - Drive...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a proficient team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within...

Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: - Lead and oversee a team of intelligence professionals focused on identifying, analyzing, and predicting risks, emerging threats, and regulatory trends affecting member firms, investors, and financial markets. - Develop finished intelligence products through...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: The Vice President, Trading and Product Risk Intelligence, serves as a pivotal member of the Intelligence leadership team, directly reporting to the Senior Vice President of Strategic Intelligence. This strategic leader oversees...

Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

development of regulatory strategy. - Conduct continuous qualitative research into... market conditions and developments in collaboration with Surveillance Operations leadership. - Manage an analyst to produce specialized reports on regulatory issues and trends for senior management and Regulatory Ops business lines. - Assess...

Posted On Jun 21, 26
Full-time 9 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will assume a critical role in ensuring the integrity of . securities markets. Your responsibilities will encompass: - Leading sophisticated risk assessments of member firms, particularly...

Full-time 2 views Experience : Min 6 yrs required

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy, is responsible for rendering legal advice and support throughout the life cycle of new regulatory initiatives. The position serves as a subject matter...

Posted On Jul 26, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner...

Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. The role...

Posted On Aug 12, 26
Full-time 4 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director, Enforcement is tasked with managing a team of 5-8 Enforcement attorneys who develop and resolve Enforcement cases through all stages, from inception to completion. The Director oversees a large and diverse docket of cases, ensuring...

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