Post Jobs Upload Your Resume Log in

Brokers Jobs in Rochester

1 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Washington
  4. Rochester
  5. Brokers

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Aug 10, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
Administrative Procedure Act agreements appellate Arbitrator brokers Campaign Finance cannabis child Collective Bargaining Deferred Compensation employee benefits equity escrow Ethics evidence family Family and Medical Leave Act Financial Institutions FMLA Government government compliance Insurance insurance coverage licensing Litigation Mediator Medicare pleadings public law Securities social security title Visa
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
Administrative Procedure Act agreements appellate Arbitrator brokers Campaign Finance cannabis child Collective Bargaining Deferred Compensation employee benefits equity escrow Ethics evidence family Family and Medical Leave Act Financial Institutions FMLA Government government compliance Insurance insurance coverage licensing Litigation Mediator Medicare pleadings public law Securities social security title Visa

Assistant Attorney General - Government Compliance and Enforcement Division Job Description: The Assistant Attorney General (AAG) position is within the Government Compliance and Enforcement Division (GCE) of the Attorney General's Office (AGO). Located in Olympia, this role offers a flexible/hybrid remote employment...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

Title: Financial Legal Examiner Opening Date/Time: Wed. 01/26/11 12:00 AM Pacific Time Closing Date/Time: Sun. 02/06/11 11:59 PM Pacific Time Salary: $3, - $6, Monthly $44, - $75, Annually Job Type: Full Time - Permanent Location: Thurston County Tumwater, Washington Department: Dept. of Financial Institutions **THE CLOSING DATE FOR THIS POSITION HAS BEEN EXTENDED** ABOUT read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Washington Dept. of Financial Institutions invites applications for the position of: Financial Legal Examiner [1109SFLE(30)] SALARY: $3, - $5, Monthly $40, - $64, Annually OPENING DATE: 09/21/11 CLOSING DATE: 10/02/11 11:59 PM DESCRIPTION: Providing Regulatory Oversight for Our States Financial Service Providers read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Washington Dept. of Financial Institutions invites applications for the position of: Financial Legal Examiner [1109CSFLE(28)] SALARY: $3, - $5, Monthly $40, - $64, Annually OPENING DATE: 09/16/11 CLOSING DATE: 10/10/11 11:59 PM DESCRIPTION: Providing Regulatory Oversight for Our States Financial Service Providers read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Email Address: Job Description Providing Regulatory Oversight for Our States Financial Service Providers read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Oversight for Our States Financial Service Providers About Our Agency: The read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Examiner 1, 2, 3, 4 DUTIES: Under supervision, supports the mission of the agency by reviewing initial licensing applications of investment advisers and broker-dealers and their representatives. Conducts examinations of investment advisers, broker-dealers and their representatives and analyzes associated financial records that may lead to administrative, civil or criminal actions. Implementing and enforcing laws regulating financial institutions and consumer... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

2 - Hearings Unit The candidate will ensure that the administrative hearings process is conducted in compliance with requirements for both procedural and substantive standards. Working at a high level of independence, the incumbent will perform complex paralegal work which includes legal research, analyzing case fact situations, and using computer databases for tracking legal documents. Analyze case fact situations of significant complexity for legal issue identifi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Examiner 1-4 Duties: Performs legal work involving complex, high risk and politically sensitive issues within the Securities Division. Works under the guidance of state and federal regulations, agency policies and procedures, and the statutes administered by the Division. Requires interaction with licensees, agency personnel, other agencies, and the general public. Report to the Chief of the Registration and Regulatory Affairs Unit and will be primarily respo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Washington Dept. of Financial Institutions invites applications for the position of: Financial Legal Examiner [1112CSFLE1(35)] SALARY: $3, - $5, Monthly $43, - $64, Annually OPENING DATE: 12/01/11 CLOSING DATE: 12/18/11 11:59 PM DESCRIPTION: Providing Regulatory Oversight for Our States Financial Service Providers The read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Officer Olympia, WA Duties: Developing, implementing, overseeing and measuring the compliance program for the SEC registered RIAs, including the overlap of compliance functions relating to broker/dealer activities. Ensure all clients, employees and partners are kept current on compliance with state and federal rules, regulations and laws, as well as strategic compliance initiatives. Establish/revise compliance business goals and monitor business activities t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

By Employer Type

Government
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend