Post Jobs Upload Your Resume Log in

Code Of Conduct Jobs in Rome

16 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. New York
  4. Rome
  5. Code Of Conduct

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Jun 01, 26
Full-time 12 views Experience : Min 6 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.)
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.)
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: - Resolve non-complex Enforcement matters through rigorous assessment and effective advocacy. - Execute a risk-based legal strategy to fairly assess records and recommend fair outcomes based on evidence and legal frameworks. - Identify potential risks, defenses, individual liability, and...

Posted On Aug 24, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse Trademark trials
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse Trademark trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from inception to completion. This role involves managing a diverse docket of cases, ensuring outcomes...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Jun 10, 26
Full-time 12 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing essential leadership in proactive regulatory risk assessment and the formulation of regulatory strategy. This role is vital for enabling the Surveillance department...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. The role involves...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Jul 26, 26
Full-time
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator serves as an expert in the field of crypto assets, blockchain technology, smart contracts, and crypto asset compliance. The individual is responsible for addressing...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Aug 27, 26
Full-time 4 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence is responsible for leading a team within the Strategic Intelligence unit of the Risk & Intelligence department at the organization. The primary duties include: - Serving as a senior...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Jun 21, 26
Full-time 11 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will serve as a trusted advisor and risk expert, directly reporting to a Risk Monitoring Director. Your primary role will be to safeguard the integrity...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Aug 12, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Aug 27, 26
Full-time 4 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Aug 27, 26
Full-time 5 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Financial Crimes Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Sep 01, 26
Full-time Experience : 5-10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and... ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and manage interactions with internal and external parties. -...

Posted On Aug 20, 26
Full-time Experience : 4-6 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum

Title: Financial Services - Customer Tax Operations and Reporting - Tax Manager Job Responsibilities: As a Tax Manager in Customer Tax Operations and Reporting, you will play a crucial role in supporting financial institutions with regulatory compliance and tax reporting. Your responsibilities...

Posted On Aug 20, 26
Full-time Experience : 2-4 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum

Title: Financial Services - Customer Tax Operations and Reporting - Tax Senior Job Responsibilities: As a Tax Senior in Customer Tax Operations and Reporting, you will be instrumental in supporting financial institutions and clients to meet complex regulatory requirements. Your primary responsibilities...

Posted On Aug 20, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family finance Financial Institutions Insurance pension regulatory compliance Securities spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family finance Financial Institutions Insurance pension regulatory compliance Securities spectrum

Title: Financial Services - Customer Tax Operations and Reporting - Tax Senior Manager Job Responsibilities: As a Senior Manager in Customer Tax Operations and Reporting, you will play a pivotal role in ensuring regulatory compliance and delivering comprehensive tax reporting services to...

By Employer Type

Public Interest In-House
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend