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Securities Laws Jobs in Rome

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United States
Posted On Aug 11, 26
Full-time 1 views Experience : 4-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
artificial intelligence board of directors Capital Markets company policies corporate governance Corporate Law directors Energy equity Equity Compensation fiduciary finance Hardware I-9 IPO NASDAQ SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security Software stage Transportation Whistleblower
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
artificial intelligence board of directors Capital Markets company policies corporate governance Corporate Law directors Energy equity Equity Compensation fiduciary finance Hardware I-9 IPO NASDAQ SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security Software stage Transportation Whistleblower

Title: Senior Corporate & Securities Counsel Job Responsibilities: - Serve as... in-house legal resource for securities law, capital markets, SEC... reporting, and public-company governance matters. - Support potential financing, capital markets, and strategic transactions, coordinating with outside counsel, auditors, financial advisors, and other...

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Posted On Jul 20, 26
Full-time 3 views Experience : Min 2 yrs required
Practice Area:
Litigation - Mass Torts - Plaintiffs
Job Tags:
civil procedure Consumer Rights data privacy depositions federal government Genetics Harassment I-9 Insurance Litigation marketing Mass Tort Personal Injury Law pleadings Privacy social security
Practice Area:
Litigation - Mass Torts - Plaintiffs
Job Tags:
civil procedure Consumer Rights data privacy depositions federal government Genetics Harassment I-9 Insurance Litigation marketing Mass Tort Personal Injury Law pleadings Privacy social security

Title: Mass Tort Litigation Associate Attorney Job Responsibilities: - Develop and execute litigation strategy for assigned mass tort matters in coordination with lead/case management counsel, including analysis of case themes, defenses, and case valuation considerations. - Draft, review, and file...

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Posted On Aug 19, 26
Full-time Experience : Min 2 yrs required
Practice Area:
Litigation - Mass Torts - Defense
Job Tags:
civil procedure Consumer Rights data privacy depositions federal government Genetics Harassment I-9 Insurance Litigation marketing Mass Tort Personal Injury Law pleadings Privacy social security
Practice Area:
Litigation - Mass Torts - Defense
Job Tags:
civil procedure Consumer Rights data privacy depositions federal government Genetics Harassment I-9 Insurance Litigation marketing Mass Tort Personal Injury Law pleadings Privacy social security

Title: Mass Tort Litigation Attorney Job Responsibilities: - Develop and execute litigation strategy for assigned mass tort matters in coordination with lead/case management counsel, including analysis of case themes, defenses, and case valuation considerations. - Draft, review, and file pleadings,...

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Posted On Sep 01, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Litigation - Mass Torts - Defense
Job Tags:
civil procedure Consumer Rights data privacy depositions federal government Genetics Harassment I-9 Insurance Litigation marketing Mass Tort Personal Injury Law pleadings Privacy social security
Practice Area:
Litigation - Mass Torts - Defense
Job Tags:
civil procedure Consumer Rights data privacy depositions federal government Genetics Harassment I-9 Insurance Litigation marketing Mass Tort Personal Injury Law pleadings Privacy social security

Title: Mass Tort Litigation Attorney Job Responsibilities: - Develop and execute litigation strategy for assigned mass tort matters in coordination with lead/case management counsel, including analysis of case themes, defenses, and case valuation considerations. - Draft, review, and file pleadings,...

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Posted On Aug 21, 26
Full-time
Job Tags:
children Consumer Rights federal government Genetics Harassment I-9 Insurance marketing Medical Malpractice Personal Injury Law Privacy social security
Job Tags:
children Consumer Rights federal government Genetics Harassment I-9 Insurance marketing Medical Malpractice Personal Injury Law Privacy social security

Title: Nurse Intake Specialist Job Responsibilities: - Conduct detailed intake calls with prospective clients. - Vet and assess medical malpractice and nursing home claims. - Gather and document medical and factual information with accuracy. - Support key aspects of the legal intake process. - Handle client...

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Posted On Aug 24, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse Trademark trials
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse Trademark trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from inception to completion. This role involves managing a diverse docket of cases, ensuring outcomes...

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Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

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Posted On Aug 27, 26
Full-time 4 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

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Posted On Aug 27, 26
Full-time 4 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence is responsible for leading a team within the Strategic Intelligence unit of the Risk & Intelligence department at the organization. The primary duties include: - Serving as a senior...

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Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

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Posted On Aug 27, 26
Full-time 5 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Financial Crimes Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

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Posted On Jun 10, 26
Full-time 12 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing essential leadership in proactive regulatory risk assessment and the formulation of regulatory strategy. This role is vital for enabling the Surveillance department...

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Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Attorney in Jericho, NY

Public Interest • **Members Only** Jericho, NY

Apply
Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the securities industry. This role involves... overseeing investigations that require both on-chain and traditional investigative techniques. Responsibilities include: - Leading and managing a t...

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