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Corporate Regulatory Jobs in Sausalito

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United States
Posted On Aug 11, 26
Full-time 7 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Administrative Law International Law Government - General Government / Public Law Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 LLC Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Administrative Law International Law Government - General Government / Public Law Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 LLC Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title

supporting investment, advisory, and client service teams across various regulatory and legal issues. The... role is designed for a dynamic and collaborative environment, allowing the candidate to evolve into a well-rounded generalist attorney. Key responsibilities include advising on securities an...

Posted On Aug 07, 26
Full-time 3 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job... Responsibilities: - Own the investment products portfolio by serving as the primary legal advisor for Mercury Treasury and Mercury Invest, which are products that provide business and consumer customers access to non-deposit...

Posted On Sep 08, 26
Full-time 7 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements equity finance licensing Litigation stage TILA UDAAP
Practice Area:
Finance - Financial Services Regulation Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements equity finance licensing Litigation stage TILA UDAAP

General Counsel, Product & Regulatory Job Responsibilities: - Lead cross-functional legal... senior legal partner for product and engineering, providing real-time guidance on new features, product enhancements, and go-to-market strategy. - Own regulatory change management end-to-end by... monitoring federal and state developments (CFPB, stat...

Posted On Sep 14, 26
Full-time 10 views Experience : Min 6 yrs required
Practice Area:
Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - General
Job Tags:
agreements criminal EEOC equity Financial Institutions Government Insurance IP marketing Privacy Visa
Practice Area:
Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - General
Job Tags:
agreements criminal EEOC equity Financial Institutions Government Insurance IP marketing Privacy Visa

in developing compelling product and service offerings. - Provide sophisticated and creative counseling and advice to business teams on product development, deployment, and related commercial, regulatory, IP, privacy, and contracting... considerations. - Lead the review of product-related marketing materials, public relations, an...

Posted On Sep 03, 26
Full-time 5 views Experience : 10-10 yrs required
Practice Area:
Fintech & Blockchain Finance - General Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Fintech & Blockchain Finance - General Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: - Serve as a trusted legal partner to Circle's capital markets business development team, focusing on supporting crypto exchange partnerships, digital asset market maker agreements, and institutional capital markets transactions globally. - Structure, negotiate, and...

Posted On Sep 14, 26
Full-time 6 views Experience : Min 10 yrs required
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements banking contracts equity family FINRA Harassment Investment Company Act regulatory compliance Securities securities laws startup Venture Capital venture funds
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements banking contracts equity family FINRA Harassment Investment Company Act regulatory compliance Securities securities laws startup Venture Capital venture funds

risk assessment, risk management, and pragmatic decision-making lenses, providing actionable solutions rather than merely identifying areas of potential legal risk. - Handle matters related to securities and regulatory compliance, and negotiate, review,... and draft commercial agreements. - Advise executive membe...

Posted On Sep 30, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
advertising agreements banking corporate governance Corporate Law due diligence Energy equity family finance financial services regulation financial services regulatory fraud licensing M&A marketing Partnership partnerships regulatory compliance Scams Software Visa
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
advertising agreements banking corporate governance Corporate Law due diligence Energy equity family finance financial services regulation financial services regulatory fraud licensing M&A marketing Partnership partnerships regulatory compliance Scams Software Visa

**Job Title: Associate Corporate Counsel** **Job Responsibilities:** As an Associate... Corporate Counsel at the company,... business-focused legal advice on corporate, regulatory, and commercial matters.... clear and pragmatic advice on US and Americas legal and regulatory requirements impacting company entities... in the regio...

Posted On Jul 21, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
company policies corporate governance corporate regulatory equity family finance Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
company policies corporate governance corporate regulatory equity family finance Securities securities laws

Job Title: Corporate Counsel Job Responsibilities: - Support the... SEC reports and other corporate regulatory filings, including quarterly... reports. - Support the review of public-facing corporate communications, including earnings materials... and investor presentations. - Assist with corporate governance matters, including preparing... Board and Committ...

Posted On Jul 23, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
advertising AML consumer protection contracts endorsements IP marketing Media Partnership Privacy Securities Trademark
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
advertising AML consumer protection contracts endorsements IP marketing Media Partnership Privacy Securities Trademark

various channels, including social media, blog posts, newsletters, and webpages. - Advise Marketing, Communications, Product, Business Development, Ecosystem, Policy, and Legal stakeholders on legal and regulatory requirements for marketing campaigns... and initiatives. - Identify and help mitigate legal, regulatory, reputatio...

Posted On Sep 14, 26
Full-time 2 views Experience : 1-5 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
ADA agreements Americans with Disabilities Act authors Data Protection equity family Harassment Insurance IP marketing ordinances Privacy social security Software technology transactions
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
ADA agreements Americans with Disabilities Act authors Data Protection equity family Harassment Insurance IP marketing ordinances Privacy social security Software technology transactions

lifecycle, including participating in planning and design discussions, evaluating features for legal risks, and serving as the primary legal contact for product and feature development and launch. - Cross-Functional Support: Develop and convey legal and regulatory considerations related to privacy,... intel...

Posted On Sep 18, 26
Full-time 6 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Management Group within the Corporate Department, your primary responsibility... is to provide comprehensive legal advice and guidance to clients concerning registered investment companies. These include mutual funds, exchange-traded funds (ETFs), listed closed-end funds, interval funds, tender offer funds, and business...

Posted On Sep 21, 26
Full-time 71 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management due diligence marketing regulatory compliance securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management due diligence marketing regulatory compliance securities laws

Management Group within the Corporate Department is actively seeking... primary responsibility of Private Funds Attorneys is to advise clients on the formation, structuring, and operation of private investment funds. This position entails drafting and negotiating fund documents, ensuring regulatory comp...

Posted On Sep 30, 26
Full-time 15 views Experience : 3-5 yrs required
Practice Area:
Corporate - Private Equity
Job Tags:
acquisitions agreements corporate governance corporate transactions Domestic Violence due diligence financing documents Privacy private equity Private Equity Law regulatory compliance Securities
Practice Area:
Corporate - Private Equity
Job Tags:
acquisitions agreements corporate governance corporate transactions Domestic Violence due diligence financing documents Privacy private equity Private Equity Law regulatory compliance Securities

Title: Associate (3 – 5 years) - Private Equity Transactions Job Summary: The law firm, a leading global law firm, is seeking a highly skilled and self-driven Private Equity Associate to join its dynamic team. As a Private Equity Associate,...

Posted On Aug 18, 26
Full-time 16 views Experience : 1-3 yrs required
Practice Area:
Insurance - Regulatory & Compliance Corporate - M&A Corporate - Asset/Investment Management
Practice Area:
Insurance - Regulatory & Compliance Corporate - M&A Corporate - Asset/Investment Management

an Insurance Transactional and Regulatory Associate in San Francisco.... management, and broker-dealer regulation. This role involves providing strategic counsel to insurance companies and other industry stakeholders, ensuring compliance with regulatory frameworks while facilitating corporate... legal counsel on... insurance la...

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