Legal Corporate Securities And Capital Markets Jobs Jobs in Brooklyn, NY

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Corporate - Compliance Attorney / Corporate - M&A Attorney / Intellectual Property - General Attorney / Intellectual Property - Patent General Attorney / Data Privacy - T

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Posted On Aug 26, 26

Full-time 4 views Experience : Min 10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - M&A Intellectual Property - General Intellectual Property - Patent General Data Privacy - Transactional Employment Law - Management (Compliance & Counseling) Employment Law - General

Job Tags:

agreements artificial intelligence Capital Markets CCPA corporate governance data privacy directors Employment Law equity Equity Compensation financing documents GDPR Insurance Intellectual Property Litigation M&A securities laws Severance stock options

Title General Counsel Job Responsibilities Public Company Compliance & Governance - Own all SEC reporting obligations including 10-K, 10-Q, 8-K, and proxy statement preparation and review. - Lead Sarbanes-Oxley compliance, insider trading policy enforcement, Regulation FD, and earnings call and...

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Finance - Structured Finance Attorney / Finance - Financial Services Regulation Attorney / Fintech & Blockchain Attorney /

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Posted On Jul 27, 26

Full-time 5 views Experience : Min 10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Finance - Structured Finance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General

Job Tags:

acquisitions agreements Capital Markets consumer credit consumer finance equity family finance fraud Joint Ventures lending Partnership partnerships Rule 144A Securities securitization structured finance underwriters

Title: Director, Legal Counsel-Capital Markets Job Responsibilities: - Provide... strategic legal advice and support to senior management, influencing business strategy and decision-making. - Anticipate regulatory and legal risks and proactively design strategies to manage them. - Perform legal and regulatory...

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney in New York City, NY

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Posted On Sep 04, 26

Full-time 13 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney - Private Wealth Public Funds Legal Group Job Responsibilities: - Participate in the design, launch, and ongoing management of new and existing registered funds and other vehicles. - Assist with project management and fund formation matters, and participate in product development...

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney / Finance - General Attorney in New York City, NY

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Posted On Aug 07, 26

Full-time 1 views Experience : Min 6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, overseeing the investment products portfolio. This includes advising across the full product life cycle, supporting new feature development,...

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

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Posted On Aug 27, 26

Full-time 2 views Experience : Min 7 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements Capital Markets corporate transactions data privacy finance financial products Intellectual Property M&A marketing Media partnerships SEC filings Securities Securities Act of 1933 securities laws world trade

reporting and related SEC filings, and support compliance with . federal securities laws across the company's... offering, trading, and investor communication activities. - Assist with regulatory analysis relating to the company's investment vehicles and new product structures. - Structure and execute corpora...

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

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Posted On Aug 26, 26

Full-time 1 views Experience : Min 5 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

legal coverage for the Capital Markets and Private Markets... businesses of the company,... the firm's expanding Private Securities transactional business. - Analyze, review,... to the firm's private securities trading businesses. - Work on... transactions involving customer purchases, sales, or crossing of private...

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

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Posted On Jul 03, 26

Full-time 344 views Experience : Min 6 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Wealth Legal Group - Securities Attorney, VP (BREIT) Job Responsibilities: -... ’34 Act filings including Forms 10-K, 10-Q, 8-K, and Section 16 filings, and manage the annual meeting proxy process. - Liaise with management and outside counsel on all aspects of corporate go...

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

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Posted On Jul 15, 26

Contract, Part-time 3 views Experience : Min 5 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements Business Law Capital Markets contracts corporate governance Corporate Law due diligence FINRA fund formation M&A operating agreements private equity Securities

Attorney - Securities & Corporate Law Job Responsibilities: - Lead the... drafting and review of private placement memoranda (PPMs), including sections on risk factors, business descriptions, use of proceeds, capitalization, and management discussion. - Structure and advise on Section 4(a)(2) of the Securities...

Legal Staff Paralegal in New York City, NY

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Posted On Sep 14, 26

Full-time 1 views Experience : Min 5 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Capital Markets closing documents emerging technologies FINRA Insurance stock exchange

Job Title: Senior Capital Markets & Public Companies... Paralegal Job Responsibilities: The Senior Capital Markets & Public Companies... handling matters related to Capital Markets and Public Companies.... The role requires specialized experience in initial public offerings (IPOs) and public company operations. Key...

Corporate - Securities and Capital Markets Attorney / Finance - Structured Finance Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney / Finance - General Attorney in New York City, NY

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Posted On Jul 12, 26

Full-time 3 views Experience : 5-8 yrs required

Practice Area:

Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Job Title: Senior Corporate Counsel - Securities Capital... Markets Job Responsibilities: The Senior Corporate Counsel for Securities Capital... Markets at the company... key member of the Capital Markets Legal Team within... support to the Global Capital Markets (GCM) business line,... including the Debt Capital Markets Group and other......

Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Corporate - Contract Law Attorney / Fintech & Blockchain Attorney / Finance - General Attorney in New York City, NY

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Posted On Jul 20, 26

Full-time 3 views Experience : 4-8 yrs required

Practice Area:

Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - General

Job Tags:

agreements banking blockchain Capital Markets due diligence Energy equity family finance Financial Institutions Insurance IP M&A marketing partnerships Privacy Securities stage startup

versatile lawyer capable of operating across various legal domains such as commercial transactions, mergers and acquisitions (M&A), securities matters, product and regulatory... counseling, and general corporate work. The Associate General... Counsel will handle a range of responsibilities from complex contract...

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Finance - Banking Attorney / Finance - Structured Finance Attorney / Corporate - General Attorney / Finance - General Attorney in New York City, NY

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Posted On Sep 17, 26

Full-time 7 views Experience : Min 4 yrs required 1 applications

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Banking Finance - Structured Finance Corporate - General Finance - General

Job Tags:

agreements asset management Broker Dealer Capital Markets corporate governance credit agreements Ethics finance FINRA Harassment investment management Joint Ventures partnerships Privacy Securities securities laws structured finance syndicated transactions Syndication

Title: Director, Legal, Brookfield Capital Solutions Job Responsibilities: The... role in supporting the Capital Solutions Business and other... as well as general corporate governance and regulatory matters.... Key responsibilities include: - Acting as the lead attorney for capital markets a...

Corporate - Contract Law Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Finance - Structured Finance Attorney / Finance - Banking Attorney / Corpora

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Posted On Sep 21, 26

Full-time 33 views Experience : 3-7 yrs required

Practice Area:

Corporate - Contract Law Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Structured Finance Finance - Banking Corporate - General Finance - General

Job Tags:

Affirmative Action agreements banking Commercial Lending contracts corporate trust escrow family finance Financial Institutions Government Insurance Letters of Credit structured finance

Counsel - Issuer Services (Corporate Trust, Credit Services and... on all aspects of corporate trust, commercial lending, and... matters. - Negotiate and draft transactional agreements for the corporate trust business, covering a... range of structured finance, corporate debt, government, custody, escrow,......

Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Jul 08, 26

Full-time 3 views Experience : Min 3 yrs required

Practice Area:

Corporate - Securities and Capital Markets Fintech & Blockchain

Job Tags:

agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Title: Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: The... Assistant General Counsel will collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. The role...

Corporate - Securities and Capital Markets Attorney / Corporate - Compliance Attorney / Finance - Structured Finance Attorney / Finance - Banking Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Sep 10, 26

Full-time 14 views Experience : 6-8 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Compliance Finance - Structured Finance Finance - Banking

Job Tags:

banking banking laws Capital Markets employee benefits investment management mortgages Secured lending Securities securities laws securitization structured finance

coverage to the securitization and secured lending businesses within the Fixed Income Division's securitized products group (SPG) and Securitized Capital Markets Group (SPCM). - Advise... on new issue securitization businesses and related secondary sales and trading activities. - Cover SPG's securitized...

Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney / Finance - General Attorney / Corporate - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Sep 21, 26

Full-time 30 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Finance - Banking Finance - General Corporate - General

Job Tags:

Affirmative Action agreements Capital Markets family finance Insurance lending Securities

Senior Vice-President/Counsel - Global Markets and Treasury Services Job... role in the Global Markets and Treasury Services Team... within the Legal Hub and Practice. The primary responsibilities include: - Drafting, reviewing, and negotiating legal documents for the Fixed Income Clearing...

Capital Markets Associate (3-5 Years)

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Posted On Aug 09, 26

Full-time 8 views Experience : 2-10 yrs required

Practice Area:

Corporate - Securities and Capital Markets

firm seeks an experienced Capital Markets Associate with 3-5... involves supporting clients in securities transactions and financing activities,... guiding them through public and private offerings, and ensuring compliance with regulatory requirements. The ideal candidate will possess strong analytical and interpersonal...

Corporate Securities And Capital Markets Jobs in Brooklyn

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