Sec Filings Jobs in Brooklyn

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Posted On Jul 20, 26
Full-time 4 views Experience : 1-10 yrs required

Title: Presuit Secretary (Entry Level) Job Responsibilities: - Assist case managers and attorneys with organizing, filing, and maintaining client files, managing up to 100+ cases. - Collect and process check requests for medical records, accident reports, driving records, and vehicle ownership as needed. -...

Posted On Aug 16, 26
Full-time 2 views Experience : Min 1 yrs required

Title: Legal Assistant Job Responsibilities: The Legal Assistant will be responsible for managing the law firm's day-to-day operations, including: - Performing administrative duties such as scheduling calendar hearings and deadlines, organizing case files, and managing logistics. - Maintaining pleadings and...

Posted On Aug 16, 26
Full-time 2 views Experience : Min 1 yrs required

Title: Legal Assistant Job Responsibilities: As a Legal Assistant, you will be responsible for overseeing the day-to-day operations of the law firm. Your duties will include: - Performing administrative tasks such as scheduling calendar hearings and deadlines, organizing case files,...

Full-time 12 views

preparation and review of SEC filings, including Forms 10-K,... statements, and Section 16 filings. - Support the annual... proxy process, including drafting and coordination. - Assist with compliance with Nasdaq listing standards, including corporate governance, disclosure, and shareholder approval requirements....

Full-time 10 views Experience : Min 5 yrs required

Title: Audit Attorney Job Responsibilities: The Audit Attorney is responsible for managing the law firm's audit process, which includes responding to requests from clients' auditors. Key responsibilities include: - Reviewing financial records, legal documents, and compliance reports. - Collaborating with the law firm's attorneys...

Full-time 11 views Experience : Min 2 yrs required

Title: Associate Legal Counsel - Capital Markets Job Responsibilities: The Associate Legal Counsel - Capital Markets at Company is responsible for a variety of legal tasks associated with the firm’s investment banking and capital markets business. The primary job functions include: -...

Full-time 3 views Experience : 5-10 yrs required

Title: Capital Markets Senior Associate Job Responsibilities: - Lead the execution of capital market transactions, including Initial Public Offerings (IPOs), bond offerings, and private placements. This involves managing the entire process from inception to completion, ensuring all legal and regulatory requirements are...

Full-time 1 views Experience : Min 2 yrs required

and plays a crucial role in providing legal analysis and guidance on matters affecting investment companies and investment advisers. The position involves reviewing complex filings and regulatory submissions, supporting... policy development, and contributing to rulemaking initiatives. The responsibilities are divide...

Full-time 1 views Experience : 3-5 yrs required

Title: Corporate Counsel Job Responsibilities: As a Corporate Counsel, the incumbent will serve as a legal generalist supporting the Corporate Secretary's team, the General Counsel, and the broader Legal Team at the company. The role involves providing legal support to a wide...

Full-time 2 views Experience : Min 7 yrs required

A reporting and related SEC filings, and support compliance... with . federal securities laws across the company's offering, trading, and investor communication activities. - Assist with regulatory analysis relating to the company's investment vehicles and new product structures. - Structure and execute...

Full-time 4 views Experience : Min 5 yrs required

review, and filing of SEC filings, including 10-K, 10-Q,... S-3, S-8, and other filings as needed to ensure... compliance with federal securities laws and NYSE listing requirements. - Assist with the review of earnings and investor communications materials, including earnings announcements,...

Full-time 3 views Experience : 7-10 yrs required

Job Title: SEC & Corporate Governance Attorney Job... Responsibilities: The SEC & Corporate Governance Attorney... . securities law compliance, SEC reporting and disclosure obligations,... corporate governance, insider trading compliance, executive compensation disclosures, and Board of Directors activities. The attorney will work clo...

Full-time 1 views

Title: Lateral Associate - Corporate - Capital Markets Job Responsibilities: The Lateral Associate in the Corporate - Capital Markets practice area will be responsible for a range of duties critical to the functioning of the department within the law firm. The candidate...

Full-time 35 views Experience : Min 5 yrs required

primarily within the field of securities and corporate law. Key responsibilities include: - Handling registered securities offerings and private investment in public equity (PIPEs). - Ensuring compliance with SEC regulations, including ’33 Act... Registration Statements and ’34 Act periodic filings. - Managing merge...

Posted On Aug 09, 26
Full-time 20 views Experience : 2-10 yrs required

Overview: A highly regarded law firm is seeking an associate attorney with 3 to 5 years of experience to join its Investment Funds Group, focusing on Registered Funds. This role involves advising clients on the formation, structuring, and regulatory aspects...

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