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Finance Financial Services Regulation Jobs in Decatur

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United States
Posted On Jul 21, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution contracts Corporate Law document review FINRA Investment Advisers Act of 1940 pleadings regulatory compliance Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution contracts Corporate Law document review FINRA Investment Advisers Act of 1940 pleadings regulatory compliance Securities Securities Exchange Act of 1934 securities laws

Title: Associate Attorney Job Responsibilities: - Conduct legal research and draft various legal documents. - Maintain organized client files and assist with legal counsel. - Provide legal defense and compliance oversight for broker-dealers (BD) and registered investment advisers (RIA). - Advise clients on compliance with...

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Posted On Aug 25, 26
Full-time 1 views Experience : Min 12 yrs required
Practice Area:
Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Commercial Contracts contracts financial services regulatory Government Insurance lending Litigation regulatory compliance
Practice Area:
Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Commercial Contracts contracts financial services regulatory Government Insurance lending Litigation regulatory compliance

Title: SVP, Associate General Counsel Job Responsibilities: - Lead, supervise, and mentor a team of attorneys and legal staff, fostering professional growth and collaboration. - Advise cross-functional business units on all relevant legal and regulatory matters. - Assist with overseeing the department's operations, including...

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Posted On Jun 30, 26
Full-time 36 views
Practice Area:
Corporate - General Estate & Tax Planning Employment Law - Management (Compliance & Counseling) Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance Intellectual Property - General Corporate - Contract Law Health Care - General Immigration - General Business Immigration Family Immigration Asylum Immigration Trusts and Estates - General
Job Tags:
Asset Protection civil litigation contracts equity ERISA Immigration Intellectual Property LLC
Practice Area:
Corporate - General Estate & Tax Planning Employment Law - Management (Compliance & Counseling) Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance Intellectual Property - General Corporate - Contract Law Health Care - General Immigration - General Business Immigration Family Immigration Asylum Immigration Trusts and Estates - General
Job Tags:
Asset Protection civil litigation contracts equity ERISA Immigration Intellectual Property LLC

Title: Partner Job Responsibilities: The Partner at the law firm will be responsible for leveraging their expertise and experience to contribute to the growth and success of the firm. Key responsibilities include: - Developing and maintaining profitable client relationships. - Managing a transportable book...

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Posted On Jul 16, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - General Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
agreements data privacy Data Protection Energy Financial Institutions Insurance Intellectual Property Litigation partnerships Privacy Software
Practice Area:
Corporate - General Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
agreements data privacy Data Protection Energy Financial Institutions Insurance Intellectual Property Litigation partnerships Privacy Software

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Posted On Aug 31, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: The... Consumer Financial Services Regulatory Associate will... counseling and compliance advisory services across a broad spectrum... of consumer finance matters. The role involves... working with federal and state consumer protection laws, particularly as...

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
AML banking chartering equity financial services regulatory health insurance Insurance licensing
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
AML banking chartering equity financial services regulatory health insurance Insurance licensing

Job Title: Financial Services Regulatory & Compliance... (Senior Level) Job Responsibilities: The Financial Services Regulatory & Compliance... be part of the Financial Regulatory & Compliance Practice... various industries. The primary responsibilities include: - Providing regulatory and compliance advice to financial ser...

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
Commercial Finance consumer finance equity FCRA FDCPA financial services regulatory health insurance Insurance lending licensing Partnership TILA UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
Commercial Finance consumer finance equity FCRA FDCPA financial services regulatory health insurance Insurance lending licensing Partnership TILA UDAAP

Job Title: Consumer Finance Regulatory Associate (Senior Level) Job... Responsibilities: The Consumer Finance Regulatory Associate at the... be part of the Financial Regulatory & Compliance Practice.... regulatory and compliance matters in the financial services sector, particularly focusing... on mortgage lending and servicin...

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Posted On Jul 21, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions agreements Ethics fiduciary Financial Services Law Investment Advisers Act of 1940 investment management marketing mergers securities laws
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions agreements Ethics fiduciary Financial Services Law Investment Advisers Act of 1940 investment management marketing mergers securities laws

Title: RIA Compliance Attorney Job Responsibilities: - Legal and Regulatory Counsel: Provide advice to SEC and state-registered investment advisers on a range of regulatory, compliance, and operational matters. Interpret and apply federal and state securities laws, regulations, and guidance. Offer legal analysis...

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Posted On Sep 01, 26
Full-time Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
AML Bankruptcy contracts debt collection equity Ethics FCRA FDCPA fraud Insurance lending Partnership TCPA UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
AML Bankruptcy contracts debt collection equity Ethics FCRA FDCPA fraud Insurance lending Partnership TCPA UDAAP

Title: Associate General Counsel Job Responsibilities: The Associate General Counsel at the company is tasked with providing legal and strategic guidance across collections, servicing, and customer operations. The role involves ensuring that all customer communications and operations are legally compliant...

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Posted On Jul 09, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking finance Financial Institutions licensing Software
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking finance Financial Institutions licensing Software

all areas of the business to solve complex legal challenges. - Support relationships with the Georgia Department of Banking and Finance and US state and... national regulators on license-related matters. - Review payments product structures, flows, and terms to ensure compliance with...

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Posted On Jul 10, 26
Full-time Experience : 3-7 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer protection finance Privacy
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer protection finance Privacy

to address and solve complex legal challenges. - Support relationships with the Georgia Department of Banking and Finance and US state and... national regulators. - Review payment product structures, flows, and terms to ensure compliance with legal requirements. - Advise on payments reg...

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Posted On Aug 07, 26
Full-time 1 views Experience : 6-12 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management confidentiality agreements due diligence ERISA family FINRA fund formation Insurance investment management pension special projects trusts
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management confidentiality agreements due diligence ERISA family FINRA fund formation Insurance investment management pension special projects trusts

Title: Attorney - Legal Department, Institutional Asset Management Job Responsibilities: - Provide legal support across the institutional asset management platform, working closely with investment portfolio managers, product teams, client onboarding teams, and business leaders. - Support investment advisory activities for various platforms including...

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Posted On Jun 23, 26
Full-time 10 views Experience : 6-10 yrs required
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions finance Financial Institutions lending licensing Litigation mergers private equity restructuring
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions finance Financial Institutions lending licensing Litigation mergers private equity restructuring

Title: ATL Fintech Licensing Management Staff Attorney Job Responsibilities: The Staff Attorney will work with the licensing management group on a 1-year assignment, with the possibility of extension based on business needs. Responsibilities include: - Handling regulatory licensing in the payments...

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Posted On Jun 23, 26
Full-time 8 views Experience : 6-10 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
acquisitions finance Financial Institutions lending licensing Litigation mergers private equity restructuring
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
acquisitions finance Financial Institutions lending licensing Litigation mergers private equity restructuring

Title: ATL Fintech Licensing Management Staff Attorney Job Responsibilities: The Staff Attorney will work with the Fintech Licensing Management Group on a 1-year assignment, with the possibility of extension based on business needs. The primary responsibilities include: - Handling regulatory...

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Posted On Sep 10, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Finance - Financial Services Regulation Litigation - General (consumer)
Job Tags:
Bankruptcy depositions eviction Financial Institutions Foreclosure Litigation pleadings title trials
Practice Area:
Finance - Financial Services Regulation Litigation - General (consumer)
Job Tags:
Bankruptcy depositions eviction Financial Institutions Foreclosure Litigation pleadings title trials

Job Title: Litigation & Financial Services Attorney – Georgia Job... Responsibilities: Defense Litigation: - Manage all phases of litigation from inception through resolution. - Draft and argue motions, conduct legal research, and prepare pleadings. - Take and defend depositions. - Attend hearings, mediations, and trials. - Provide...

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Posted On Jul 16, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
agreements data privacy Data Protection Energy Financial Institutions Insurance Intellectual Property Litigation partnerships Privacy Software
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
agreements data privacy Data Protection Energy Financial Institutions Insurance Intellectual Property Litigation partnerships Privacy Software

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Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - Compliance Finance - Project Finance Finance - Banking Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - Compliance Finance - Project Finance Finance - Banking Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks in a fast-paced environment. - Support non-derivative traded products such as physically-settled commodity spot, forward transactions,...

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Posted On Sep 11, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Finance - Transportation Finance Finance - General
Practice Area:
Corporate - Contract Law Corporate - General Finance - Transportation Finance Finance - General

Job Title: Attorney, Equipment Finance - Transaction and Negotiations Job... role of Attorney, Equipment Finance - Transaction and Negotiations... support to the Equipment Finance (EF) business line. The... attorney will exercise considerable discretion in supporting EF’s management, sales, credit, and negotiations...

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Posted On Aug 14, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Finance - Structured Finance Finance - General
Job Tags:
agreements Code of Conduct Corporate Law derivatives employee benefits equity family finance Insurance Investment Regulation lending mortgage loans private equity special projects
Practice Area:
Finance - Structured Finance Finance - General
Job Tags:
agreements Code of Conduct Corporate Law derivatives employee benefits equity family finance Insurance Investment Regulation lending mortgage loans private equity special projects

and related business partners on investment matters affecting the enterprise, including private debt and equity investments, commercial mortgage loans, public bonds, derivatives transactions, tax credits, CLOs, asset-backed finance transactions, and related insurance... company investment activities. - Lead the legal analysis...

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Posted On Aug 03, 26
Full-time 2 views Experience : 2-10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Practice Area:
Finance - Financial Services Regulation Finance - General

mid-level Associate for the Financial Regulatory and Compliance Practice... work with diverse clients across various industries, both domestically and clients on financial services regulatory and compliance... with licensing and chartering legal research and analysis on financial regulations....

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