Legal Investment Regulation Jobs Jobs in Decatur, GA

Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney / Finance - General Attorney in Atlanta, GA

Law Firm • **Members Only** Atlanta, GA

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Posted On Jul 21, 26

Full-time 2 views Experience : 5-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

agreements conflict resolution contracts Corporate Law document review FINRA Investment Advisers Act of 1940 pleadings regulatory compliance Securities Securities Exchange Act of 1934 securities laws

defense and compliance oversight for broker-dealers (BD) and registered investment advisers (RIA). - Advise clients... on compliance with laws, rules, and regulations relevant to BD and RIA entities. - Draft and review compliance documents such as Form ADV, Standard Operating Procedures (...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Compliance Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Jul 29, 26

Full-time 2 views Experience : Min 10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General Corporate - M&A Corporate - Private Equity Corporate - Compliance

Job Tags:

Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

counsel on prudential banking regulation, corporate activities, investments, affiliate... transactions, and new products and services, including innovative products such as stablecoins and digital assets. - Collaborate with business leaders, risk management, compliance, government relations, and law division subject matter experts to...

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Corporate - Compliance Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - Technology Transactions Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Atlanta,

In-House • **Members Only** Atlanta, GA

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Posted On Sep 11, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Compliance Corporate - M&A Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - General

Regulatory Counsel will be responsible for providing legal advice and strategic counsel on a wide range of matters involving prudential banking regulation, corporate activities, investments, affiliate... transactions, and new products and services, including innovative products or money movement solutions suc...

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Corporate - Technology Transactions Attorney / Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Venture Capital/Emerging Companies Attorney / Corporate - Securities and Capita

In-House • **Members Only** Atlanta, GA

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Posted On Jul 15, 26

Full-time 1 views Experience : Min 8 yrs required

Practice Area:

Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

agreements data privacy Data Protection Energy Insurance Intellectual Property Litigation partnerships Privacy Software

Title: Corporate Counsel Job Responsibilities: - Provide strategic legal guidance to business leaders and stakeholders on complex legal, regulatory, risk, compliance, commercial, product, and operational matters impacting the company's Platforms & Integrated business, including embedded payments and payment facilitator offerings. - Draft, review,...

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Corporate - Securities and Capital Markets Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Aug 18, 26

Full-time 1 views Experience : Min 5 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

Job Tags:

agreements Capital Markets FINRA Investment Banking Mergers and Acquisitions Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title: Legal Advisor - Investment Banking and Capital Markets Job... Responsibilities: - Support the Investment Banking and Capital Markets... business along with other related business units by providing legal support and advice on a wide variety of legal and regulatory matters. - Advise...

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Finance - Financial Services Regulation Attorney / Finance - General Attorney in Atlanta, GA

Law Firm • **Members Only** Atlanta, GA

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Posted On Jul 21, 26

Full-time Experience : Min 5 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

acquisitions agreements Ethics fiduciary Financial Services Law Investment Advisers Act of 1940 investment management marketing mergers securities laws

to SEC and state-registered investment advisers on a range... of regulatory, compliance, and operational matters. Interpret and apply federal and state securities laws, regulations, and guidance. Offer legal analysis regarding fiduciary obligations, conflicts of interest, disclosures, and compliance programs. Draft...

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Finance - Structured Finance Attorney / Finance - General Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Aug 14, 26

Full-time 1 views Experience : 5-10 yrs required

Practice Area:

Finance - Structured Finance Finance - General

Job Tags:

agreements Code of Conduct Corporate Law derivatives employee benefits equity family finance Insurance Investment Regulation lending mortgage loans private equity special projects

legal advisor to the Investment Department and related business... partners on investment matters affecting the enterprise,... including private debt and equity investments, commercial mortgage loans, public bonds, derivatives transactions, tax credits, and related insurance company investment activities. - Lead the......

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Fintech & Blockchain Attorney / Finance - Financial Services Regulation Attorney / Finance - General Attorney in Atlanta, GA

Law Firm • **Members Only** Atlanta, GA

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Posted On Jun 23, 26

Full-time 10 views Experience : 6-10 yrs required

Practice Area:

Fintech & Blockchain Finance - Financial Services Regulation Finance - General

Job Tags:

acquisitions finance Financial Institutions lending licensing Litigation mergers private equity restructuring

Title: ATL Fintech Licensing Management Staff Attorney Job Responsibilities: The Staff Attorney will work with the licensing management group on a 1-year assignment, with the possibility of extension based on business needs. Responsibilities include: - Handling regulatory licensing in the payments...

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Finance - Financial Services Regulation Attorney / Fintech & Blockchain Attorney / Finance - General Attorney in Atlanta, GA

Law Firm • **Members Only** Atlanta, GA

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Posted On Jun 23, 26

Full-time 8 views Experience : 6-10 yrs required

Practice Area:

Finance - Financial Services Regulation Fintech & Blockchain Finance - General

Job Tags:

acquisitions finance Financial Institutions lending licensing Litigation mergers private equity restructuring

Title: ATL Fintech Licensing Management Staff Attorney Job Responsibilities: The Staff Attorney will work with the Fintech Licensing Management Group on a 1-year assignment, with the possibility of extension based on business needs. The primary responsibilities include: - Handling regulatory...

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Finance - Financial Services Regulation Attorney / Finance - General Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Aug 07, 26

Full-time 1 views Experience : 6-12 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

asset management confidentiality agreements due diligence ERISA family FINRA fund formation Insurance investment management pension special projects trusts

institutional asset management platform, working closely with investment portfolio managers, product teams,... client onboarding teams, and business leaders. - Support investment advisory activities for various... platforms including insurance company general accounts, private funds, collective investment trusts (CITs), separately managed... accounts, commin...

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Corporate - M&A Attorney / Corporate - Contract Law Attorney / Tax - M&A and Transactions Attorney / Tax - Federal Attorney / Tax - State & Local Attorney / Energy - Renewables - Transactional Attorney / Corporate - General Attorney / Tax - General Attorn

Law Firm • **Members Only** Atlanta, GA

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Posted On Aug 30, 26

Full-time 3 views Experience : Min 5 yrs required

Practice Area:

Corporate - M&A Corporate - Contract Law Tax - M&A and Transactions Tax - Federal Tax - State & Local Energy - Renewables - Transactional Corporate - General Tax - General Energy and Oil & Gas - General

Job Tags:

agreements Americans with Disabilities Act Battery Energy energy tax credits equity Harassment Insurance insurance coverage ITC Litigation LLC M&A Partnership project development

Title: Mid-Level Energy and Transactional Tax Associate to Counsel Job Responsibilities: The Mid-Level Energy and Transactional Tax Associate to Counsel role involves working within the law firm's nationally recognized Tax practice, focusing on renewable energy transactions and federal tax credit monetization...

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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Jul 22, 26

Full-time 3 views Experience : Min 9 yrs required

Practice Area:

Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General

Job Tags:

acquisitions agreements antitrust asset purchase agreements Collective Bargaining confidentiality agreements corporate governance corporate transactions Disability Benefits divestitures due diligence equity fiduciary finance information technology Insurance Intellectual Property Joint Ventures letters of intent Litigation M&A mergers Partnership private equity regulatory compliance

Title: Associate General Counsel - Mergers & Acquisitions Job Responsibilities: The Associate General Counsel - Mergers & Acquisitions at the company is tasked with overseeing the legal dimensions of the entire transaction lifecycle. This includes activities from the initial structuring and term...

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Corporate - M&A Attorney / Corporate - General Attorney / Energy - Renewables - Transactional Attorney / Energy and Oil & Gas - Transactional Attorney / Energy and Oil & Gas - General Attorney in Atlanta, GA (Remote)

Law Firm • **Members Only** Atlanta, GA

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Posted On Sep 01, 26

Full-time 3 views Experience : 1-3 yrs required

Practice Area:

Corporate - M&A Corporate - General Energy - Renewables - Transactional Energy and Oil & Gas - Transactional Energy and Oil & Gas - General

Job Tags:

contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials

Title Corporate Energy Associate (Multi-Office) Job Responsibilities The Corporate Energy Associate will undertake various responsibilities, which may vary based on the level of experience and specific practice group. Key responsibilities include: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support...

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Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Aug 31, 26

Full-time 15 views Experience : Min 3 yrs required

Job Tags:

finance Software Taxation trusts

Title: Tax Manager - High-net-worth Job Responsibilities: - Client Relationship Management: The Tax Manager is responsible for developing and maintaining strong relationships with clients. This involves providing personalized tax planning and compliance services aimed at building long-term wealth, ensuring high levels of...

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Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Aug 31, 26

Full-time 21 views Experience : 8-15 yrs required

Job Tags:

finance Software Taxation trusts

Title: Tax Managing Director - Premier Wealth Job Responsibilities: - Design and implement the overall strategy for the premier wealth tax practice, including service offerings, pricing models, and growth targets. - Build and lead a dedicated team of tax professionals, focusing on strategies...

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Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Sep 10, 26

Full-time 4 views Experience : 5-8 yrs required

Job Tags:

asset management company policies criminal Energy family Insurance private equity

Participate in multi-state alternative investment firms (hedge fund, fund... as part of a multi-disciplinary team helping to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after preparation....

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Attorney in Atlanta, GA

In-House • **Members Only** Atlanta, GA

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Posted On Sep 10, 26

Full-time 13 views Experience : 5-5 yrs required

Job Tags:

company policies criminal family Insurance Partnership partnerships private equity REITs Taxation

Title: Manager, Business Tax Services Real Estate Job Responsibilities: - Manage a diverse portfolio of real estate clients, serving as the primary point of contact for both internal and external stakeholders. - Build and maintain client relationships by providing high-quality...

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Mid-level Capital Markets Associate Attorney

Recruiter • **Members Only** Atlanta, GA

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Posted On Jul 27, 26

Full-time 82 views Experience : 2-13 yrs required

Practice Area:

Corporate - Securities and Capital Markets

law firm in Atlanta is seeking a Mid-level Capital Markets Associate Attorney to join its team. The ideal candidate will have 3-7 years of experience in securities and capital markets transactions, with a strong background in representing public company issuers....

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Investment Regulation Jobs in Decatur

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