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Finance Financial Services Regulation Jobs in West Roxbury

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United States
Posted On Aug 17, 26
Full-time Experience : 4-7 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Finance - Banking Finance - General Finance - Financial Services Regulation Real Estate - Finance Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - General Real Estate - Leasing Real Estate - Tax Tax - General
Job Tags:
acquisitions agreements Article 9 Commercial Contracts Commercial Finance commercial real estate confidentiality agreements contracts criminal finance Insurance Litigation marketing mortgages petroleum regulatory compliance Remedies Secured lending Uniform Commercial Code
Practice Area:
Corporate - Contract Law Corporate - General Finance - Banking Finance - General Finance - Financial Services Regulation Real Estate - Finance Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - General Real Estate - Leasing Real Estate - Tax Tax - General
Job Tags:
acquisitions agreements Article 9 Commercial Contracts Commercial Finance commercial real estate confidentiality agreements contracts criminal finance Insurance Litigation marketing mortgages petroleum regulatory compliance Remedies Secured lending Uniform Commercial Code

Title: Associate General Counsel, Fuels Marketing Job Responsibilities: - The Associate General Counsel will operate under the guidance of a Senior Director, Legal Commercial and work closely with business leaders and other members of the Legal Department to provide legal support for...

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Posted On Jul 14, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

the wealth management, trust, fiduciary, investment advisory, and brokerage businesses within the company. Key responsibilities include: - Offering legal advice on a wide range of matters impacting trust, fiduciary, brokerage, and investment management services. - Ensuring regulatory compliance with... OCC fiduciary regu...

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Posted On Jun 24, 26
Full-time 9 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary finance FINRA Insurance Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Finance - Financial Services Regulation Finance - Banking ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary finance FINRA Insurance Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Title: Counsel, Wealth Management Division Job Responsibilities: - Provide legal support to wealth management, trust, fiduciary, investment advisory, and brokerage businesses. - Interpret and apply fiduciary principles and duties. - Advise on advisory and brokerage service models and related regulatory requirements. - Review and draft...

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Posted On Sep 08, 26
Full-time 8 views
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements Agriculture Biotechnology CCPA contracts document review finance GDPR Life Science life sciences portfolio companies Privacy
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements Agriculture Biotechnology CCPA contracts document review finance GDPR Life Science life sciences portfolio companies Privacy

Title: Contracts Attorney Job Responsibilities: - Draft, negotiate, and manage a wide variety of contracts related to the general business and research and development needs of various company portfolio companies, including Master Service Agreements and associated work orders, Consulting Agreements, CDAs, and...

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Posted On Jun 29, 26
Full-time 6 views Experience : 12-12 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
advertising agreements Biotechnology data privacy emerging technologies equity FDA Government HIPAA Insurance life sciences Media Pharmaceutical Law
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
advertising agreements Biotechnology data privacy emerging technologies equity FDA Government HIPAA Insurance life sciences Media Pharmaceutical Law

Title: Senior Commercial Counsel Job Responsibilities: - Provide strategic and solutions-oriented legal counsel to support the Commercial and Medical Affairs teams in North America. - Navigate complex legal landscapes and offer guidance on federal and state healthcare laws, regulations, and industry standards. - Partner...

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Posted On Jun 29, 26
Full-time 4 views Experience : 5-10 yrs required
Job Tags:
due diligence equity family FDA finance foreign trade global trade Government Insurance international trade IP licensing life sciences OFAC stage
Job Tags:
due diligence equity family FDA finance foreign trade global trade Government Insurance international trade IP licensing life sciences OFAC stage

Title: Director, Global Trade Compliance and Strategy Job Responsibilities: The Director, Global Trade Compliance and Strategy is a pivotal supply chain leader tasked with designing, implementing, and managing the company's global trade compliance program. This role is crucial in shaping trade-related...

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Posted On Jul 03, 26
Full-time 20 views Experience : 2-5 yrs required
Practice Area:
Finance - General Finance - Financial Services Regulation Finance - Banking Finance - Structured Finance Estate & Tax Planning Trusts and Estates - General
Job Tags:
corporate trust finance
Practice Area:
Finance - General Finance - Financial Services Regulation Finance - Banking Finance - Structured Finance Estate & Tax Planning Trusts and Estates - General
Job Tags:
corporate trust finance

Attorney Job Responsibilities: - Focus on finance and corporate trust matters -... Advise clients on corporate finance transactions - Guide clients through... counsel to support client financial goals - Draft and review... legal documents related to finance and trust matters - Collaborate... with other legal professionals...

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Posted On Jul 07, 26
Full-time 7 views Experience : Min 9 yrs required
Practice Area:
Finance - Financial Services Regulation Corporate - Asset/Investment Management Finance - General Corporate - General
Job Tags:
banking corporate governance due diligence Employer Rights family fiduciary FINRA Genetics Registered Investment Advisor
Practice Area:
Finance - Financial Services Regulation Corporate - Asset/Investment Management Finance - General Corporate - General
Job Tags:
banking corporate governance due diligence Employer Rights family fiduciary FINRA Genetics Registered Investment Advisor

on investment products and services, focusing on regulatory and... contractual requirements, suitability standards, fiduciary obligations, disclosure requirements, legal risk mitigation, and product due diligence activities. - Act as the legal subject matter expert for broker-dealer and registered investment advisor matters, advising...

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Posted On Aug 01, 26
Full-time 98 views Experience : Min 10 yrs required
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Technology Transactions Corporate - Securities and Capital Markets Finance - Banking Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
finance Investment Banking Securities Venture Capital
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Technology Transactions Corporate - Securities and Capital Markets Finance - Banking Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
finance Investment Banking Securities Venture Capital

– Corporate Business & Finance **Members Only,** is looking to... strong corporate business and finance experience to join their... team in their Boston office. ## Job Overview The ideal candidate must have a developed practice advising businesses, with a passion...

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Posted On Jul 16, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Compliance Corporate - General Administrative Law Finance - Financial Services Regulation Government - General Finance - General
Job Tags:
criminal derivatives equity finance financial services regulation Government information technology NASDAQ
Practice Area:
Corporate - Compliance Corporate - General Administrative Law Finance - Financial Services Regulation Government - General Finance - General
Job Tags:
criminal derivatives equity finance financial services regulation Government information technology NASDAQ

Title: Corporate Counsel, Prediction Markets Job Responsibilities: - Serve as the primary legal partner supporting DKeX and related regulated exchange and clearing initiatives. - Advise business stakeholders on legal and regulatory issues arising under the Commodity Exchange Act and Commodity Futures Trading Commission...

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Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions,...

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Posted On Jul 07, 26
Full-time 9 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - Compliance Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
Emerging Markets
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - Compliance Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
Emerging Markets

Title:** MSIM- Emerging Markets Debt- Transaction Counsel **Job Responsibilities:** The Transaction Counsel will play a critical role in the Portfolio Management department, focusing on emerging markets debt. The responsibilities include: - Providing legal support and advice for transactions involving emerging markets debt. -...

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Posted On Jul 07, 26
Full-time 10 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General Finance - General
Job Tags:
agreements due diligence fiduciary FINRA Securities Act of 1933 Securities Exchange Act of 1934 securities laws trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General Finance - General
Job Tags:
agreements due diligence fiduciary FINRA Securities Act of 1933 Securities Exchange Act of 1934 securities laws trusts wealth management

Title: Counsel - Wealth Management Job Responsibilities: - Provide legal support to wealth management, trust, fiduciary, investment advisory, and brokerage business units. - Interpret and apply fiduciary principles and duties to ensure compliance with relevant laws and regulations. - Offer advice on advisory and...

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Posted On Sep 09, 26
Full-time 9 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - General Finance - Financial Services Regulation
Job Tags:
Capital Markets M&A private equity Securities Venture Capital
Practice Area:
Corporate - Asset/Investment Management Finance - General Finance - Financial Services Regulation
Job Tags:
Capital Markets M&A private equity Securities Venture Capital

counsel to investors in investment funds, ensuring compliance with regulatory requirements and strategic objectives. - Work primarily with attorneys in the Financial Services & Capital Markets... strategic business unit to deliver comprehensive legal services. - Handle projects related to... private equity, priv...

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Posted On Jul 08, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

on existing licenses/registrations and future license applications to ensure successful scaling in the region. - Monitor, report, and influence trends and developments in payments and financial services regulation in the... Americas, identifying and anticipating changes that may impact business operations...

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Posted On Jun 26, 26
Full-time 7 views Experience : Min 4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds within the Wealth and Investment...

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Posted On Sep 06, 26
Full-time 1 views Experience : 3-4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act

Job Title: Consumer Finance Associate Job Responsibilities: The position involves... joining the Financial Regulatory practice at a... technology providers. The role requires advising on federal and state financial laws and regulations, such... as the Truth in Lending Act, Fair Credit Reporting Act...

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Posted On Jul 09, 26
Full-time 5 views Experience : 3-7 yrs required
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

Job Title: Financial Services Associate Job Responsibilities: The Financial... Services Associate will be... expert legal advice and services to a diverse range... of clients within the financial services sector. The associate... will... work closely with financial services firms, asset managers,... and... investment...

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Posted On Aug 17, 26
Full-time 5 views Experience : 4-7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance spouse
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance spouse

to provide high-quality client services in the asset management... and investment funds sector. - Engage in active mentoring and assume increasing levels of responsibility and client contact. - Work independently and as part of a team to address complex legal issues related...

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Posted On Sep 01, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... counseling and compliance advisory services across a broad range... of consumer finance matters. - Understand and apply... issuers, program managers, and financial institutions on compliance issues. -... Assist in the design and structuring of...

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