Financial Industry Regulatory Authority Jobs in Medway

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Posted On Sep 05, 26
Full-time 103 views

Litigation Associate Location: Boston, Massachusetts Onsite - Hybrid   About Caldwell:   We are a fast-growing global law firm, with offices in Boston, Los Angeles, London, and Tokyo. We specialize in a broad range of practice areas including corporate law, mergers and acquisitions, private equity, venture capital,...

Posted On Jun 29, 26
Full-time 4 views Experience : 5-10 yrs required

Title: Director, Global Trade Compliance and Strategy Job Responsibilities: The Director, Global Trade Compliance and Strategy is a pivotal supply chain leader tasked with designing, implementing, and managing the company's global trade compliance program. This role is crucial in shaping trade-related...

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Posted On Jun 29, 26
Full-time 4 views

Title: Major Case Consultant Specialized Claims Req #19833 Virtual Job Responsibilities: The Major Case Consultant Specialized Claims role involves managing the investigation, evaluation, negotiation, and resolution of high-exposure, complex claims. This position is part of the Specialized Claims organization within...

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Posted On Jul 16, 26
Full-time 1 views Experience : Min 12 yrs required

most complex, high-severity claims with significant financial exposure, including sensitive investigations... and litigated matters. - Collaborate with legal counsel and internal stakeholders to resolve high-profile cases and shape claims strategy. - Retain, manage, and direct counsel; develop litigation strategies including discovery, tria...

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Full-time 2 views Experience : Min 8 yrs required

company’s retirement and recordkeeping business. Key responsibilities include: - Advising on the impacts of new and changing regulations affecting the retirement business of a broker-dealer, investment advisor, custodian, and record keeper. This includes staying updated on regulatory developments from...

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Full-time 4 views Experience : 5-7 yrs required

Title: Assistant General Counsel, Corporate and M&A Job Responsibilities: - Develop and implement the legal strategy for mergers and acquisitions (M&A) in alignment with the company's overall business goals. - Advise the company on Securities laws and reporting requirements to ensure compliance. - Drive...

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Full-time 6 views Experience : 5-7 yrs required 1 applications

Title: Assistant General Counsel, M&A Job Responsibilities: - Develop and implement legal strategies for M&A activities in alignment with the company’s overall business and legal objectives. - Advise the company on securities laws and reporting requirements. - Drive best-in-class corporate governance in partnership with...

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Full-time 1 views Experience : 5-10 yrs required

comprehensive legal support and guidance to the brokerage department within the company. Key responsibilities include: - Advising on a wide range of legal matters related to brokerage operations, including regulatory compliance, risk management, and... transactional activities. - Drafting, reviewing, and negotiating variou...

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Full-time 2 views Experience : Min 12 yrs required

- Establish clear commercial risk standards and negotiation frameworks balancing enterprise growth with disciplined governance. - Serve as the final decision authority on commercial risk within... defined thresholds, partnering with the Chief Legal Officer on enterprise-level matters. - Support comp...

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Full-time 2 views Experience : 10-10 yrs required

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: Under the direction of the Assistant General Counsel - Transactions, the Senior Counsel will play an immediate and direct role in complex commercial transactional work, supporting the company's global capital markets business. This includes...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 6 yrs required

complex professional liability claims with exposures requiring specialized technical expertise. - Follow company protocols to verify policy coverage, conduct investigations, develop resolution strategies, and authorize disbursements within authority limits. - Ensure exceptional customer... service by managing all aspects of the claim, interact...

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Posted On Sep 01, 26
Full-time 4 views Experience : 5-7 yrs required

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

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Posted On Jul 05, 26
Full-time 1 views

on operational, policy, and regulatory matters. - Exercise independent decision-making... authority within delegated areas and... establish decision frameworks for escalation. - Lead strategic analysis and problem-solving on complex issues, providing actionable recommendations and strategic op...

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Posted On Aug 12, 26
Full-time 94 views Experience : 2-10 yrs required

law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...

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