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Financial Industry Regulatory Authority Jobs in Palos Heights

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United States
Posted On Sep 07, 26
Full-time 4 views Experience : Min 12 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
AML Bank Secrecy Act enforcement proceedings equity family financial services regulatory FinCEN fraud government relations licensing
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
AML Bank Secrecy Act enforcement proceedings equity family financial services regulatory FinCEN fraud government relations licensing

Job Title: Sr. Director, US Regulatory Legal Job Responsibilities: - Manage, mentor,... strategy and decision-making. - Anticipate regulatory and legal risks, and... proactively design strategies to manage them. - Influence long-term success strategy of the function, driving innovation and continuous improvement in legal pract...

Posted On Jul 13, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Food & Drug Law
Job Tags:
beverage Environmental Law equity family FDA Government government affairs Litigation marketing pleadings Proposition 65 spectrum Women
Practice Area:
Food & Drug Law
Job Tags:
beverage Environmental Law equity family FDA Government government affairs Litigation marketing pleadings Proposition 65 spectrum Women

Strategy JOB RESPONSIBILITIES The Counsel, NA Regulatory is tasked with supporting... Providing informed legal guidance on various legal and regulatory matters, ensuring compliance with... state packaging laws, federal requirements, and internal standards. - Collaborating with Food Law attorneys and regulatory professionals to...

Posted On Aug 04, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
artificial intelligence brokers depositions fiduciary Financial Institutions FMLA Insurance Litigation marketing trials
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
artificial intelligence brokers depositions fiduciary Financial Institutions FMLA Insurance Litigation marketing trials

Title: Senior Claims Counsel, Management Liability Job Responsibilities: - Manage a case load of primary and excess Management Liability Claims, including Public Company D&O, Private Company D&O, Employment Practices Liability, and Fiduciary Liability claims. - Analyze, investigate, and resolve Management Liability claims of...

Posted On Aug 27, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - Development/ Dirt law Real Estate- Commercial Transactions Real Estate - General
Job Tags:
acquisitions agreements asset management brokers cannabis commercial real estate contracts due diligence finance Insurance Land Use Landlord and Tenant landlords lease leasing letters of intent mortgages Partnership purchase and sale agreements renewals title zoning
Practice Area:
Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - Development/ Dirt law Real Estate- Commercial Transactions Real Estate - General
Job Tags:
acquisitions agreements asset management brokers cannabis commercial real estate contracts due diligence finance Insurance Land Use Landlord and Tenant landlords lease leasing letters of intent mortgages Partnership purchase and sale agreements renewals title zoning

Title Vice President, Real Estate Job Responsibilities - Lead the drafting, negotiation, and execution of leases, amendments, renewals, and terminations across the company's national real estate portfolio, collaborating with brokers, landlords, and internal teams. - Manage property acquisitions and dispositions for cultivation,...

Posted On Aug 27, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Real Estate - Purchase and Sale (Commercial) Real Estate- Commercial Transactions Real Estate - Leasing Real Estate - Finance Real Estate - Development/ Dirt law Real Estate - General
Job Tags:
acquisitions agreements asset management brokers cannabis commercial real estate contracts due diligence finance Insurance Land Use Landlord and Tenant landlords lease leasing letters of intent mortgages Partnership purchase and sale agreements renewals title zoning
Practice Area:
Real Estate - Purchase and Sale (Commercial) Real Estate- Commercial Transactions Real Estate - Leasing Real Estate - Finance Real Estate - Development/ Dirt law Real Estate - General
Job Tags:
acquisitions agreements asset management brokers cannabis commercial real estate contracts due diligence finance Insurance Land Use Landlord and Tenant landlords lease leasing letters of intent mortgages Partnership purchase and sale agreements renewals title zoning

Title Vice President, Real Estate Job Responsibilities - Lead the administration, growth, and management of the company's real estate portfolio and transactions across all markets. - Oversee all aspects of leasing, property acquisitions and dispositions, mortgages and financings, zoning, entitlements and...

Posted On Sep 21, 26
Full-time 53 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Asset Management Group reserves the right to amend and change responsibilities to meet business and organizational needs as necessary. Salary Information The salary for this position will be commensurate with experience and qualifications. Job Title Registered...

Posted On Sep 03, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: Under the direction of the Assistant General Counsel - Transactions, the Senior Counsel will play a critical role in complex commercial transactional work, supporting the company’s global capital markets business. This includes collaboration with...

Posted On Sep 01, 26
Full-time 9 views Experience : 5-7 yrs required
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

Posted On Jul 27, 26
Full-time 1 views Experience : 10-15 yrs required
Job Tags:
agreements clean energy construction developers Energy equity Telecommunications
Job Tags:
agreements clean energy construction developers Energy equity Telecommunications

Title: Strategic Negotiator, Energy Market Development Job Responsibilities: - Work collaboratively with internal and external technical teams to identify, define, and pursue new site expansion projects and initiatives to meet the ongoing data center needs of the company, including the procurement of...

Posted On Sep 01, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
family general liability Insurance Litigation Mass Tort molestation Pollution sexual abuse Software special projects
Job Tags:
family general liability Insurance Litigation Mass Tort molestation Pollution sexual abuse Software special projects

Title: Complex Claims Consulting Director - Mass Tort Unit Job Responsibilities: The Complex Claims Consulting Director is responsible for the direct handling and overall management of the most complex and highest exposure claims within the Mass Tort Claims Unit. This role...

Posted On Sep 01, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation

of highly complex professional liability claims, requiring specialized technical expertise and coordination, by verifying policy coverage, conducting investigations, developing resolution strategies, and authorizing disbursements within authority limits. - Ensure exceptional customer... service by professionally managing all aspects of the claim, achievi...

Posted On Sep 17, 26
Full-time 1 views Experience : 4-4 yrs required
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation

complexity and exposure commercial claims by following company protocols to verify policy coverage, conduct investigations, develop and employ resolution strategies, and authorize disbursements within authority limits. - Provide exceptional customer... service by interacting professionally and effectively with insureds, claimants, and busi...

Posted On Sep 01, 26
Full-time Experience : Min 6 yrs required
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation

highly complex professional liability claims. This involves handling exposures that require specialized technical expertise and coordination by verifying policy coverage, conducting investigations, developing resolution strategies, and authorizing disbursements within authority limits. - Ensure exceptional customer... service. Manage all aspects of t...

Posted On Sep 01, 26
Full-time 10 views Experience : 5-7 yrs required
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

Posted On Sep 17, 26
Full-time 2 views Experience : 5-8 yrs required
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
acquisitions Adoptive Parents agreements brokers children confidentiality agreements Contractual Obligations Cybersecurity employee benefits equity family fraud Insurance insurance coverage Mergers and Acquisitions Partnership partnerships Paternity Privacy
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
acquisitions Adoptive Parents agreements brokers children confidentiality agreements Contractual Obligations Cybersecurity employee benefits equity family fraud Insurance insurance coverage Mergers and Acquisitions Partnership partnerships Paternity Privacy

Title: Assistant General Counsel - North American Insurance Job Responsibilities: The Assistant General Counsel - North American Insurance is tasked with serving as a key legal advisor to the company's North American Specialty lines of business. This includes wholesale brokerage, managing general...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
agreements Case Law conflict resolution directors family fiduciary Financial Institutions Harassment Insurance Litigation Privacy Software special projects trials
Job Tags:
agreements Case Law conflict resolution directors family fiduciary Financial Institutions Harassment Insurance Litigation Privacy Software special projects trials

high-severity claims with significant financial exposure, including sensitive investigations... and litigated matters. - Collaborate with legal counsel and internal stakeholders to resolve high-profile cases and shape claims strategy. - Retain, manage, and direct counsel; develop litigation strategies including discovery, trial,...

Posted On Aug 08, 26
Full-time 86 views Experience : 2-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management

guidance to clients on matters related to registered investment companies, including mutual funds, ETFs, closed-end funds, interval funds, tender offer funds, and business development companies. They will also advise investment advisers on business and regulatory matters, collaborating closely with... clients,...

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