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Financial Services Regulation Jobs in North Oaks

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United States
Posted On Sep 18, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
artificial intelligence asylum corporate governance equity Government green card Insurance Material Science pharmaceuticals SEC filings Securities stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
artificial intelligence asylum corporate governance equity Government green card Insurance Material Science pharmaceuticals SEC filings Securities stage

Title: Senior Paralegal (Securities) Job Responsibilities: - Coordinate, track, and ensure timely delivery of SEC filings, including Exchange Act reports and proxy statements, aligning with disclosure requirements and internal timelines. - Prepare initial drafts of routine and moderately complex SEC filings and governance...

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Posted On Sep 21, 26
Full-time 20 views Experience : 10-15 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Data Privacy - Transactional
Job Tags:
agreements artificial intelligence banking banking laws CCPA Data Protection digital banking emerging technologies Financial Institutions government relations Insurance Privacy privacy laws regulatory compliance
Practice Area:
Finance - Banking Finance - Financial Services Regulation Data Privacy - Transactional
Job Tags:
agreements artificial intelligence banking banking laws CCPA Data Protection digital banking emerging technologies Financial Institutions government relations Insurance Privacy privacy laws regulatory compliance

Title: Senior Counsel - General Banking Job Responsibilities: - Provide legal support to business lines and operational areas on general banking and regulatory matters, including branch operations, deposit accounts, payments, and treasury functions. - Conduct legal research and advise on...

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Posted On Sep 21, 26
Full-time 5 views Experience : 10-15 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements banking banking laws digital banking Financial Institutions government relations Insurance regulatory compliance
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements banking banking laws digital banking Financial Institutions government relations Insurance regulatory compliance

Management, Merchant Services, and Financial Institutions Group Job Responsibilities: The... Management, Merchant Services, and Financial Institutions teams, as well... as the Branch Teams and the Bank in general. This role involves a broad practice range within the Bank, primarily focusing on...

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Posted On Jul 14, 26
Full-time 6 views Experience : 7-7 yrs required
Job Tags:
company policies Contractual Obligations Elder Law Estate Planning finance fraud regulatory compliance Software
Job Tags:
company policies Contractual Obligations Elder Law Estate Planning finance fraud regulatory compliance Software

Title Controller Job Responsibilities Financial Management & Reporting -... monthly, quarterly, and annual financial statements. - Ensure timely... and accurate financial reporting in compliance with... company policies. - Analyze financial reports and data, trends,... costs, revenues, and cash management, assuring...

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Posted On Sep 21, 26
Full-time 28 views Experience : Min 5 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General
Job Tags:
ADA ADEA agreements EEOC employment litigation government enforcement Harassment Insurance Labor and Employment lawsuit Litigation title
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General
Job Tags:
ADA ADEA agreements EEOC employment litigation government enforcement Harassment Insurance Labor and Employment lawsuit Litigation title

centered around providing legal services to the Company and... its wholly owned subsidiary. The primary focus is on labor and employment law matters, offering comprehensive day-to-day support for the Company's People Team. The responsibilities include: - Advising the People Team...

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Posted On May 25, 26
Full-time 5 views Experience : 1-3 yrs required
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Job Tags:
document review Estate Planning family marketing Probate probate litigation
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Job Tags:
document review Estate Planning family marketing Probate probate litigation

Title: Estate Planning Attorney Job Responsibilities: 1. Client Engagement & Business Development: - Meet with clients, both remotely and in person, to understand their goals for asset distribution, tax planning, and long-term care. - Build rapport and maintain strong client relationships through...

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Posted On Jul 14, 26
Full-time Experience : 1-5 yrs required
Practice Area:
Native American Law
Job Tags:
corporate governance Indian law Litigation ordinances
Practice Area:
Native American Law
Job Tags:
corporate governance Indian law Litigation ordinances

for delivering high-quality legal services to clients. The primary... duties include: - Providing legal services to Indian tribes and... non-Indian commercial interests on Indian-law issues. - Engaging in both transactional and litigation matters, showcasing flexibility and breadth in legal practice. - Advising triba...

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Posted On Sep 22, 26
Full-time
Practice Area:
Immigration - General
Job Tags:
appeals appellate criminal Employment Discrimination EOIR Ethics evidence federal government fraud Government Immigration information technology Media Privacy RICO Rule of Law social security title
Practice Area:
Immigration - General
Job Tags:
appeals appellate criminal Employment Discrimination EOIR Ethics evidence federal government fraud Government Immigration information technology Media Privacy RICO Rule of Law social security title

Title: Director Executive Office for Immigration Review Job Responsibilities: The Director of the Executive Office for Immigration Review (EOIR) holds a vital leadership position within the Department of Justice. The primary mission of EOIR is to adjudicate immigration cases by interpreting and...

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Posted On Sep 17, 26
Full-time 47 views Experience : 2-5 yrs required
Practice Area:
Litigation - General (consumer)
Job Tags:
Affirmative Action depositions evidence Litigation pleadings trials
Practice Area:
Litigation - General (consumer)
Job Tags:
Affirmative Action depositions evidence Litigation pleadings trials

in providing exceptional legal services to our clients. As... a Paralegal, you will be responsible for assisting attorneys in the day-to-day operations of the firm. ## Responsibilities * Factual and Legal research * Legal writing * Preparation of...

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Posted On Jul 30, 26
Full-time Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Finance - Structured Finance Finance - Financial Services Regulation Finance - General Finance - Project Finance Finance - Banking
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - General Finance - Structured Finance Finance - Financial Services Regulation Finance - General Finance - Project Finance Finance - Banking
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: The Associate General Counsel will join the Capital Markets Legal Team at the company to support the Commodities business within Global Capital Markets. The primary responsibilities include advising internal clients such as sales...

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Posted On Jul 08, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

to cross-functional stakeholders related to existing licenses/registrations and potential future licence applications, ensuring the company's successful scaling in the region. - Monitor, report, and influence trends and developments in payments and financial services regulation in the... Americas, actively identifying and anticip...

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Posted On Sep 21, 26
Full-time 7 views Experience : 10-15 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements banking banking laws digital banking Financial Institutions government relations Insurance regulatory compliance
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements banking banking laws digital banking Financial Institutions government relations Insurance regulatory compliance

Management, Merchant Services, and Financial Institutions Group Job Responsibilities:... Management, Merchant Services, and Financial Institutions teams, as well... as the Branch Teams and the Bank generally. The attorney will primarily focus on providing day-to-day legal support for these teams and...

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Posted On Jun 26, 26
Full-time 11 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel role involves providing legal and regulatory support for the distribution of registered investment companies and private investment funds within the Wealth and Investment...

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Posted On Aug 26, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
acquisitions banking banking laws corporate governance finance Financial Institutions financial services regulatory Insurance Litigation M&A Medicare mergers Mergers and Acquisitions Privacy regulatory compliance Securities social security Transportation
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
acquisitions banking banking laws corporate governance finance Financial Institutions financial services regulatory Insurance Litigation M&A Medicare mergers Mergers and Acquisitions Privacy regulatory compliance Securities social security Transportation

both banks and non-bank financial institutions on federal and... state banking laws and regulations. This includes counseling clients on various regulatory compliance aspects, including consumer compliance, capital planning, governance, examinations, enforcement matters, vendor management, payment systems, and risk management. The...

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Posted On Jun 19, 26
Full-time 9 views Experience : Min 4 yrs required
Practice Area:
Data Privacy - Transactional Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements alcohol children conflict resolution Disability Benefits Hardware health benefits Insurance regulatory compliance Software Visa
Practice Area:
Data Privacy - Transactional Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements alcohol children conflict resolution Disability Benefits Hardware health benefits Insurance regulatory compliance Software Visa

Title: Senior Counsel, Senior AVP: Third Party Technology Job Responsibilities: - Draft and negotiate a wide variety of agreements in collaboration with partners, clients, and colleagues. - Advise clients on risk management, conflict resolution, contract interpretation, compliance, remediation, and enforcement. - Provide business-focused, risk-based advice...

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Posted On Jul 07, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Corporate - Securities and Capital Markets Corporate - Contract Law Finance - General Corporate - General
Job Tags:
agreements Commercial Contracts family marketing Partnership stage
Practice Area:
Finance - Banking Finance - Financial Services Regulation Corporate - Securities and Capital Markets Corporate - Contract Law Finance - General Corporate - General
Job Tags:
agreements Commercial Contracts family marketing Partnership stage

Draft and negotiate complex financial services and B2B commercial... agreements. - Provide guidance on financial services transactions, regulations, and... required disclosures. - Advise on contractual risk, deal structure, and client relationships. - Partner with business and cross-functional teams to drive efficient contracting outcomes. -...

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Posted On Sep 21, 26
Full-time 13 views Experience : 10-15 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements artificial intelligence banking banking laws CCPA Data Protection digital banking emerging technologies Financial Institutions government relations Insurance Privacy privacy laws regulatory compliance
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements artificial intelligence banking banking laws CCPA Data Protection digital banking emerging technologies Financial Institutions government relations Insurance Privacy privacy laws regulatory compliance

Title: Senior Counsel - General Banking Job Responsibilities: The Senior Counsel at the company is responsible for providing legal advice and support across various business lines, branch operations, deposit services, compliance, and treasury management... teams. Key duties include: - Offering day-to-day legal...

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Posted On Aug 11, 26
Full-time 2 views Experience : 10-15 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Administrative Law Government - General Finance - General
Job Tags:
banking family Litigation Partnership
Practice Area:
Finance - Financial Services Regulation Finance - Banking Administrative Law Government - General Finance - General
Job Tags:
banking family Litigation Partnership

contractual, and reputational risk within a highly regulated financial services environment. - Advise leadership... on complex legal matters and ensure compliance with applicable laws and supervisory expectations. - Assist the organization in navigating risk-informed decision-making processes. - Translate the General Counsel/Chief Legal Coun...

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Posted On Jul 15, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Corporate - Contract Law Finance - Financial Services Regulation
Job Tags:
agreements Commercial Contracts family marketing Partnership stage
Practice Area:
Corporate - Contract Law Finance - Financial Services Regulation
Job Tags:
agreements Commercial Contracts family marketing Partnership stage

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Posted On Sep 17, 26
Full-time 2 views Experience : Max 3 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa

Title: Associate Counsel** **Job Responsibilities:** The Associate Counsel will join the Legal Department to provide comprehensive legal support for the company's asset management business. This role involves advising on regulatory frameworks applicable to a globally operating asset management business, including . laws...

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