Financial Services Regulatory Jobs in Brooklyn

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Posted On Sep 13, 26
Full-time 71 views Experience : Min 6 yrs required

Practice Resource Attorney – Finance at Davis Polk in New York H2: Experienced Attorney Needed for Finance Practice Group Law Firm Seeking Experienced Attorney for Finance Practice Group in New York Position Summary: Davis Polk, a leading law...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 15 yrs required

Executive Director, Head of Financial Planning Tools & Strategy Job... a strategic vision for financial planning tools, ensuring alignment... with advisor and client needs across the organization. - Assess the current landscape of planning tools, identify gaps in adoption, functionality, and advisor...

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Full-time 1 views Experience : Min 4 yrs required

development, commercial transactions, and regulatory requirements. - Counsel business, product,... marketing, operations, compliance, and engineering teams on payment laws and regulations. - Provide thought leadership on the evolution of the company's payments strategy. - Advise on legal issues surrounding the structuring of...

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Full-time 2 views Experience : Min 3 yrs required

to providing free legal services to low-income residents of... Brooklyn, focusing on justice, empowerment, and community development. For over half a century, the organization has employed various legal and advocacy strategies, including community organizing, civil rights litigation, and eviction defense,...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 1 yrs required

involves representing the organization and its operating agencies in litigation matters and other disputes. The role includes providing legal counsel on statutory, regulatory, and agency policy matters,... as well as other matters that affect the operations and functions of...

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Posted On Jul 07, 26
Full-time 3 views Experience : Max 5 yrs required

and its operating agencies in litigation matters and other disputes. Key duties include providing legal counsel on statutory, regulatory, and agency policy matters... that affect the operations and functions of the organization and its affiliates and subsidiaries. The role involves...

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Full-time 2 views Experience : Min 1 yrs required

TITLE: Associate Counsel, Litigation - Commercial Litigation (Affirmative Unit) Salary Range: $109,816 - $137,270 Job Responsibilities: The Associate Counsel, Litigation position in the Commercial Litigation (Affirmative Unit) at the organization involves representing the organization and its operating agencies in litigation matters and other disputes. The...

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Posted On Jul 21, 26
Full-time 3 views Experience : Min 5 yrs required

and other disputes. The responsibilities vary based on the level of the position (I, II, III) but generally include: - Providing legal counsel on statutory, regulatory, and agency policy matters... related to the operations and functions of the organization a...

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Full-time 3 views Experience : Min 12 yrs required

and Board of Directors. - Provide strategic counsel on a wide range of legal and regulatory matters, corporate governance, fiduciary... duties, and policy issues. - Ensure compliance with all relevant laws governing tax-exempt organizations, including city, state, and federal reg...

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Full-time 2 views Experience : 1-10 yrs required

Title: Deputy Director of the Employment Law Unit, Office of General Counsel Job Responsibilities: The Deputy Director of the Employment Law Unit (ELU) within the Office of General Counsel is tasked with a variety of legal and administrative duties under the general direction...

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Full-time 1 views Experience : 1-2 yrs required

Title: Associate General Counsel - Enforcement, Office of General Counsel Job Responsibilities: The Associate General Counsel will serve as an integral lead within the Enforcement Unit of the Office of General Counsel. This role involves handling administrative litigation to ensure citywide compliance...

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Full-time 7 views Experience : 5-7 yrs required

Job Title: Financial Services Regulatory Enforcement Associate... Senior Level Job Responsibilities: - Represent financial services companies and fintech... clients in regulatory investigations and enforcement matters... investigative demands, subpoenas, and regulatory examinations. - Draft submissions, advocacy... regulators in connection with enforcement and regulatory m...

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Full-time 2 views Experience : Min 5 yrs required

Associate Job Responsibilities: - Join the Financial Services Regulatory practice at... technology and commercial agreements, including technology licensing, SaaS, and cloud services agreements. - Engage in strategic... partnerships and other commercial arrangements. - Work on transactions involving fintech and digital asset products and pla...

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Full-time 1 views Experience : Min 6 yrs required

Title: Senior Product & Regulatory Counsel - Investment Products Job... advising across the full product life cycle, supporting new feature development, drafting disclosures, working on marketing and customer communications, and advising on operational matters with regulatory impacts. - Collaborate across various... functio...

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Full-time 5 views Experience : Min 6 yrs required

Job Title: Financial Services Regulatory & Compliance... (Senior Level) Job Responsibilities: The Financial Services Regulatory & Compliance... will work within the Financial Regulatory & Compliance Practice,... which consists of more than 80 attorneys across the United States, Latin America, Europe, and...

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Posted On Sep 09, 26
Full-time 2 views Experience : 3-20 yrs required

associate to join its Financial Services Regulatory practice in... New York. The ideal candidate will have over five years of experience in technology and commercial transactions, particularly in the fintech, payments, cryptocurrency, and digital assets clients on fintech, payments,...

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