Post Jobs Upload Your Resume Log in

Financial Services Regulatory Jobs in Jersey City

814 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. New Jersey
  4. Jersey City
  5. Financial Services Regulatory

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
SPONSORED
Posted On Sep 13, 26
Full-time 71 views Experience : Min 6 yrs required
Practice Area:
Finance - Banking
Job Tags:
finance title
Practice Area:
Finance - Banking
Job Tags:
finance title

Practice Resource Attorney – Finance at Davis Polk in New York H2: Experienced Attorney Needed for Finance Practice Group Law Firm Seeking Experienced Attorney for Finance Practice Group in New York Position Summary: Davis Polk, a leading law...

Posted On Jul 08, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Government and Government Relations Finance - Financial Services Regulation Finance - Banking Government - General Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa
Practice Area:
Government and Government Relations Finance - Financial Services Regulation Finance - Banking Government - General Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

Job Title: Senior Regulatory Counsel, Americas Job Responsibilities: - Handle... regulatory legal issues across the... Americas, providing strategic advice on existing licenses/registrations and potential future license applications to ensure successful scaling in the developments in payments and financial services regulation in the......

Posted On Sep 23, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: The Attorney, VP role within the Legal & Compliance - PWPF Legal Group at the company is situated in a dynamic and fast-growing business environment, focusing primarily on registered funds and Business Development Companies (BDCs) within the...

Posted On Aug 05, 26
Full-time 1 views Experience : 8-15 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law equity finance Intellectual Property IP lending Litigation partnerships regulatory compliance
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law equity finance Intellectual Property IP lending Litigation partnerships regulatory compliance

Title: SVP of Corporate Legal Job Responsibilities: The SVP of Corporate Legal at the company will serve as the operational anchor and administrative backbone of the Corporate Legal department. This role is not solely a practicing attorney position but rather an operational...

Posted On Aug 11, 26
Full-time 4 views Experience : 8-15 yrs required
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title

supporting legal and regulatory matters impacting the financial market infrastructure businesses of... the company. This role involves addressing issues related to risk management, bankruptcy, insolvency, default scenarios, and recovery and wind-down planning for clearing agency participants. The position requires providin...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management

sales channel for the retail investment business. - Act as legal counsel for banking products distributed through the company’s wealth management, focusing on the intersection of retail/consumer bank and broker-dealer products and services. - Provide ongoing, strategic advice... and guidance on a...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory... analyze, and interpret complex regulatory developments related to market... the SEC, and other regulatory bodies. - Provide expert guidance... strategic, and policy implications of new and emerging regulatory requirements. - Direct the pre......

Posted On Sep 11, 26
Full-time 9 views Experience : Min 5 yrs required
Job Tags:
AML banking blockchain Capital Markets emerging technologies finance licensing
Job Tags:
AML banking blockchain Capital Markets emerging technologies finance licensing

Job Title: Digital Assets Regulatory Management Senior Consultant Job Responsibilities: As... in the Digital Assets Regulatory Management team, the candidate... will be responsible for partnering with leading organizations to interpret, design, and deploy controls across the digital asset lifecycle. The role involves...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 15 yrs required
Job Tags:
banking contracts Estate Planning fiduciary Financial Institutions Partnership Software Taxation wealth management wealth transfer
Job Tags:
banking contracts Estate Planning fiduciary Financial Institutions Partnership Software Taxation wealth management wealth transfer

Executive Director, Head of Financial Planning Tools & Strategy Job... a strategic vision for financial planning tools, ensuring alignment... with advisor and client needs across the organization. - Assess the current planning tools landscape to identify gaps in adoption, functionality, and advisor...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is tasked... market conduct rules, and regulatory obligations. Key responsibilities include: -... Leading and managing investigations: Provide leadership, oversight, and day-to-day management of a team...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Job Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy... industry trends to develop and prioritize product development strategies, aligning them with market needs, regulatory objectives, and the organization's... strategic initiatives. - Develop business plans and oversee execution from inception thro...

Posted On Aug 20, 26
Full-time 1 views Experience : 3-7 yrs required
Practice Area:
Insurance Coverage Insurance Defense - General Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime directors family fiduciary Insurance Litigation marketing partnerships Profit Sharing trials Visa
Practice Area:
Insurance Coverage Insurance Defense - General Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime directors family fiduciary Insurance Litigation marketing partnerships Profit Sharing trials Visa

Title: Management Liability Claims Counsel Job Responsibilities: - Responsible for handling Management Liability Claims, including Employment Practices Liability (EPL), Directors and Officers Liability (D&O), Fiduciary Liability, and Crime claims for private and non-profit businesses according to Claim Guidelines. - Analyze, investigate,...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General Government and Government Relations
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government / Public Law Government - General Government and Government Relations
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

Posted On Sep 16, 26
Full-time 3 views Experience : Min 5 yrs required
Job Tags:
corporate transactions criminal employee benefits equity Equity Compensation finance Immigration pension
Job Tags:
corporate transactions criminal employee benefits equity Equity Compensation finance Immigration pension

Tax Manager, Global Employer Services - Equity Operations Advisory Job... Responsibilities: As a Tax Manager in the Equity Operations Advisory role, the candidate will engage in a variety of responsibilities aimed at optimizing and redesigning stock administration functions. Key responsibilities include: - Assessing...

Posted On Aug 03, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Privacy Women
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Privacy Women

for providing legal advice and support to the company's investment advisory services. This role involves ensuring... compliance with applicable laws and regulations, managing legal risks, and offering strategic legal guidance to support the business objectives of the company's investment adviso...

Posted On Aug 11, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements Commercial Contracts finance Insurance Intellectual Property Litigation Privacy Software
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements Commercial Contracts finance Insurance Intellectual Property Litigation Privacy Software

licenses, SaaS agreements, amendments, statements of work, and consulting agreements supporting the Life Solutions division. - Provide day-to-day legal support to sales, product, and operations teams by advising on contractual risk, privacy, intellectual property, and regulatory considerations. - Interpret and apply... the...

Posted On Aug 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
agreements contracts Copyright data privacy Ethics finance information technology IP marketing Privacy Trademark
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
agreements contracts Copyright data privacy Ethics finance information technology IP marketing Privacy Trademark

Title: Attorney Job Responsibilities: - Serve as a point of contact for the Legal Department for both internal and external stakeholders. - Draft, review, and negotiate a high volume of contracts and amendments in various areas, including MoUs/partnership agreements, NDAs, consulting agreements, SaaS...

Posted On Sep 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements contracts Corporate Law derivatives financial products Foreign Exchange ISDA
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements contracts Corporate Law derivatives financial products Foreign Exchange ISDA

derivatives activity, including related confirmations. - Serve as a trusted advisor to front office, sales/trading, and product teams on structuring foreign exchange (FX) and derivatives transactions. - Advise on regulatory requirements relating to bilateral... and cleared derivatives products. - Analyze netting and co...

Posted On Sep 11, 26
Full-time 5 views Experience : Min 7 yrs required
Job Tags:
AML Bank Secrecy Act blockchain crime criminal due diligence emerging technologies finance FinCEN Government Money Laundering OFAC Privacy
Job Tags:
AML Bank Secrecy Act blockchain crime criminal due diligence emerging technologies finance FinCEN Government Money Laundering OFAC Privacy

digital asset activities. This includes engagement planning, resourcing, quality management, and risk mitigation. - Act as the primary client contact, providing deep subject matter expertise on regulatory requirements like BSA/AML, FinCEN... guidance, FATF Travel Rule, and OFAC sanctions, particularly in crypt...

Posted On Sep 11, 26
Full-time 13 views Experience : Min 5 yrs required
Job Tags:
AML Bank Secrecy Act blockchain crime criminal due diligence emerging technologies finance FinCEN fraud Government Money Laundering OFAC Privacy Software
Job Tags:
AML Bank Secrecy Act blockchain crime criminal due diligence emerging technologies finance FinCEN fraud Government Money Laundering OFAC Privacy Software

role in assisting leading organizations to develop and execute advanced AML and compliance programs within the digital asset space. Your responsibilities will include: - Advising clients on AML, KYC, and BSA regulatory frameworks relevant to digital... assets, interpreting and opera...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst within the organization, you will play a critical role in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk...

By Employer Type

In-House Law Firm Recruiter Public Interest Government Academic
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend