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Financial Services Regulatory Jobs in New York City

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United States
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Posted On Aug 10, 26
Full-time 71 views Experience : Min 6 yrs required
Practice Area:
Finance - Banking
Job Tags:
finance title
Practice Area:
Finance - Banking
Job Tags:
finance title

Practice Resource Attorney – Finance at Davis Polk in New York H2: Experienced Attorney Needed for Finance Practice Group Law Firm Seeking Experienced Attorney for Finance Practice Group in New York Position Summary: Davis Polk, a leading law...

Posted On Sep 08, 26
Full-time 7 views Experience : 5-7 yrs required
Practice Area:
Fintech & Blockchain Finance - Banking
Job Tags:
document review equity Financial Institutions financial services regulation financial services regulatory Government government enforcement government investigations health insurance Insurance Litigation
Practice Area:
Fintech & Blockchain Finance - Banking
Job Tags:
document review equity Financial Institutions financial services regulation financial services regulatory Government government enforcement government investigations health insurance Insurance Litigation

Job Title: Financial Services Regulatory Enforcement Associate... Senior Level Job Responsibilities: - Represent financial services companies and fintech... clients in regulatory investigations and enforcement matters... investigative demands, subpoenas, and regulatory examinations. - Draft submissions, advocacy... regulators in connection with enforcement and regulatory m...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain children cryptocurrency financial services regulation financial services regulatory Insurance licensing partnerships technology transactions
Practice Area:
Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain children cryptocurrency financial services regulation financial services regulatory Insurance licensing partnerships technology transactions

Associate Job Responsibilities: - Join the Financial Services Regulatory practice at... technology and commercial agreements, including technology licensing, SaaS, and cloud services agreements. - Engage in strategic... partnerships and other commercial arrangements. - Work on transactions involving fintech and digital asset products and pla...

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Posted On Sep 08, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain children cryptocurrency financial services regulation financial services regulatory Insurance licensing partnerships technology transactions
Practice Area:
Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain children cryptocurrency financial services regulation financial services regulatory Insurance licensing partnerships technology transactions

a part of the Financial Services Regulatory practice, focusing... clients in the fintech, payments, cryptocurrency, and digital assets sectors. The role involves: - Drafting and negotiating complex technology and commercial agreements, including technology licensing, SaaS and cloud services agreements, strategic partner...

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Posted On Aug 07, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job... advising across the full product life cycle, supporting new feature development, drafting disclosures, working on marketing and customer communications, and advising on operational matters with regulatory impacts. - Collaborate across various... functio...

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Posted On Sep 07, 26
Full-time 4 views Experience : Min 6 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
AML banking chartering equity financial services regulatory health insurance Insurance licensing
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
AML banking chartering equity financial services regulatory health insurance Insurance licensing

Job Title: Financial Services Regulatory & Compliance... (Senior Level) Job Responsibilities: The Financial Services Regulatory & Compliance... will work within the Financial Regulatory & Compliance Practice,... which consists of more than 80 attorneys across the United States, Latin America, Europe, and...

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Posted On Sep 01, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... work across a broad range of consumer finance matters. - Advise fintechs, card issuers, program managers, and financial institutions on federal and... state consumer protection laws related...

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Posted On Sep 08, 26
Full-time 9 views Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: The Senior... Vice President, Associate General Counsel will be responsible for providing strategic legal advice to various business units within the company, primarily focusing on the broker-dealer and custodial platform business, while also...

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Posted On Sep 09, 26
Full-time Experience : Min 2 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking banking laws chartering fiduciary Insurance licensing Mergers and Acquisitions
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking banking laws chartering fiduciary Insurance licensing Mergers and Acquisitions

Job Title: Prudential Bank Regulatory - Associate Job Responsibilities: - Advise... fintech companies, and other financial services organizations on regulatory... applications, chartering, and licensing... their affiliates on prudential regulatory requirements, encompassing capital and... Offer guidance on bank regulatory issues arising under severa......

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Posted On Sep 07, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements derivatives Securities
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements derivatives Securities

Job Title: Financial Markets and Regulatory Associate... Job Responsibilities: The Financial Markets and Regulatory Associate... will be part of the Financial Markets and Regulatory Practice... Group at the law firm, working in the realm of financial services, with a focus......

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Posted On Sep 11, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: 1. Bank Regulatory... and Enterprise Advisory: -... prudential, safety and soundness, corporate governance, affiliate transaction, investment, and permissible activity requirements applicable to the company's operations and strategic initiatives. - Assist with regulatory approvals, appli...

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Posted On Aug 28, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - Banking Finance - Project Finance Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action AML bank lending banking Broker Dealer Capital Markets corporate governance Cybersecurity Data Protection derivatives developers employee benefits Energy equity finance FINRA Investment Banking lending Litigation project finance Securities securities laws Visa

will be responsible for providing legal counsel on various legal and regulatory issues, particularly in support... of the Corporate & Investment Banking Group (CIB). Key responsibilities include: - Supporting capital markets transactions by reviewing and analyzing documentation for SEC-registered and 1...

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Posted On Sep 03, 26
Full-time 2 views Experience : Min 6 yrs required
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Data Privacy - Transactional Corporate - General Finance - General
Job Tags:
agreements AML criminal Data Protection equity insurance coverage IP licensing Partnership Privacy startup stock options title
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Data Privacy - Transactional Corporate - General Finance - General
Job Tags:
agreements AML criminal Data Protection equity insurance coverage IP licensing Partnership Privacy startup stock options title

Head of Legal & Compliance Location: Remote, USA Department: General & Administrative Job Description: Employment Type: Full time Location Type: Remote Department: General & AdministrativeLegal Compensation: - Zone 1: The expected salary range in San Francisco, New York, Los Angeles, and Seattle is $255,000 – $280,500. Offers Equity....

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Posted On Sep 09, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - General
Job Tags:
ADA artificial intelligence banking conflict resolution digital banking equity Financial Institutions partnerships
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - General
Job Tags:
ADA artificial intelligence banking conflict resolution digital banking equity Financial Institutions partnerships

legal knowledge and skills, identifying legal issues, and understanding the business and its products, operations, strategy, risk appetite, and regulatory environment. - Own the... role of interpreting legal requirements through a balanced understanding of the law and business context t...

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Posted On Sep 01, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML banking consumer protection contracts Energy FCC finance financial products financial services regulatory fraud lending licensing partnerships Privacy regulatory compliance Scams Software stage UDAAP Visa
Practice Area:
Corporate - Compliance Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML banking consumer protection contracts Energy FCC finance financial products financial services regulatory fraud lending licensing partnerships Privacy regulatory compliance Scams Software stage UDAAP Visa

and Lending, which are among the company’s highest-growth and most complex product lines. - Partner with Product, Enterprise Sales, Financial Partnerships, Risk, Regulatory Compliance,... and Engineering to structure novel deal models, advise on multi-jurisdictional financial regulation, and ensure global... scalability of...

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Posted On Aug 14, 26
Full-time 25 views
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements banking Code of Conduct contracts family Financial Institutions Foreign Exchange Government Insurance lending Media pension Privacy public sector Secured lending stage structured finance Transportation
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements banking Code of Conduct contracts family Financial Institutions Foreign Exchange Government Insurance lending Media pension Privacy public sector Secured lending stage structured finance Transportation

- Supervision, Markets & Financial Services Division Job Responsibilities: - Analyze,... policy, and transactional matters. - Focus on accounts and financial services provided by Federal... Reserve Banks to domestic financial institutions, the . government,... government-sponsored enterprises, international organizations, and other eligible entities. - Engage...

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Posted On Jul 03, 26
Full-time 3 views Experience : 1-2 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking Banking Law Financial Services Law Insurance title
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking Banking Law Financial Services Law Insurance title

Title: Senior Attorney Job Responsibilities: - Serve as the primary contact for the Office of General Counsel (Banking) regarding Freedom of Information Law (FOIL) requests under Public Officers Law 87 et seq. - Ensure timely processing of FOIL requests, including document collection, review,...

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Posted On Jul 07, 26
Full-time 6 views Experience : Min 5 yrs required
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Corporate - Contract Law Finance - General Corporate - General
Job Tags:
agreements criminal data privacy Employee Rights equity finance Machine Learning partnerships Privacy
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Corporate - Contract Law Finance - General Corporate - General
Job Tags:
agreements criminal data privacy Employee Rights equity finance Machine Learning partnerships Privacy

Title: Commercial Counsel Job Responsibilities: - Own the drafting, negotiation, and execution of highly tailored commercial agreements with strategic partners and sophisticated counterparties in the payments and fintech space, including first-of-their-kind deal structures. - Drive novel agreement frameworks and deliver practical,...

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Posted On Sep 09, 26
Full-time 1 views Experience : 3-20 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - General
Practice Area:
Corporate - Technology Transactions Corporate - General

associate to join its Financial Services Regulatory practice in... New York. The ideal candidate will have over five years of experience in technology and commercial transactions, particularly in the fintech, payments, cryptocurrency, and digital assets clients on fintech, payments,...

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