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Financial Services Regulatory Jobs in Rancho Santa Fe

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United States
Posted On Sep 07, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency

Job Title: Financial Services Regulatory & Compliance... be part of the Financial Regulatory & Compliance Practice,... Responsibilities include: - Advising institutions on regulatory matters such as licensing/chartering,... new product development, acquisitions, mergers, divestitures, bank partnership models, and third-party risk managemen...

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Posted On Sep 16, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services Litigation - Consumer Finance- Defense Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services Litigation - Consumer Finance- Defense Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... Provide regulatory counseling and compliance advisory... services across a broad range... of consumer finance matters. - Advise and guide fintech companies, card issuers, program managers, and financial institutions on federal and... state consumer...

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Posted On Sep 11, 26
Full-time 5 views Experience : 3-5 yrs required
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Finance - General Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General
Job Tags:
agreements banking contracts corporate governance family Financial Institutions lending Litigation Software special projects spectrum
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Finance - General Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General
Job Tags:
agreements banking contracts corporate governance family Financial Institutions lending Litigation Software special projects spectrum

to management and various business units. Key responsibilities include: - Offering legal advice on a wide range of corporate, contractual, employment, litigation, governance, operational, and financial services matters. - Working closely... with internal stakeholders and outside counsel to review and negotiate con...

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Posted On Sep 15, 26
Full-time 6 views
Practice Area:
Finance - Banking Finance - General Finance - Financial Services Regulation
Job Tags:
banking finance
Practice Area:
Finance - Banking Finance - General Finance - Financial Services Regulation
Job Tags:
banking finance

a focus on fund finance matters. - Contribute to legal projects and tasks involving financial transactions and fund management. -... Support senior attorneys in the preparation and review of legal documents related to finance and banking. - Participate in the negotiation and draftin...

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Posted On Sep 25, 26
Full-time 26 views Experience : 2-10 yrs required
Practice Area:
Litigation - Financial Services - Defense Litigation - Mergers & Acquisitions/Hostile Takeovers - Defense Litigation - Securities Litigation - Defense
Job Tags:
corporate governance criminal directors emerging companies family Financial Institutions Government hostile takeovers IPO Litigation M&A PCAOB pleadings professional liability Proxy Contests Public Company Accounting Oversight Board Securities Securities Fraud securities litigation stage trials warranty
Practice Area:
Litigation - Financial Services - Defense Litigation - Mergers & Acquisitions/Hostile Takeovers - Defense Litigation - Securities Litigation - Defense
Job Tags:
corporate governance criminal directors emerging companies family Financial Institutions Government hostile takeovers IPO Litigation M&A PCAOB pleadings professional liability Proxy Contests Public Company Accounting Oversight Board Securities Securities Fraud securities litigation stage trials warranty

within the Securities and M&A Litigation practice group, involves engaging in a variety of complex legal disputes and litigation proceedings. The responsibilities include: - Representing clients, including Fortune 500 companies, emerging companies, boards of directors, and global financial institutions, in high-s...

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Posted On Sep 06, 26
Full-time 1 views Experience : 3-4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action consumer finance consumer protection contracts Equal Credit Opportunity Act equity Fair Credit Reporting Act Insurance lending licensing Truth in Lending Act

unions, FinTech companies, non-bank commercial and consumer lenders, servicers, consumer reporting agencies, and technology providers. The key responsibilities include: - Counseling clients on compliance with federal and state financial laws and regulations such... as the Truth in Lending Act, Fair Credi...

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Posted On Aug 25, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on...

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Posted On Sep 02, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

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Posted On Aug 26, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - Technology Transactions Finance - Banking Finance - General
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - Technology Transactions Finance - Banking Finance - General
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

Title: Corporate Matters Counsel Manager Job Responsibilities: The Corporate Matters Counsel Manager is responsible for offering legal advice and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and compliance issues for a publicly traded company. This role involves...

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Posted On Sep 25, 26
Full-time 29 views Experience : 2-10 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
acquisition finance arrangers banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans restructuring
Practice Area:
Finance - Banking Finance - General
Job Tags:
acquisition finance arrangers banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans restructuring

of clients, including banks, financial institutions, and private credit... funds, as well as borrowers such as major public companies, sponsors, startups, and growth companies. The position requires a deep understanding of leveraged finance and acquisition financings, with the ability to...

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Posted On Sep 25, 26
Full-time 17 views Experience : 2-8 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
acquisition finance arrangers banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans restructuring
Practice Area:
Finance - Banking Finance - General
Job Tags:
acquisition finance arrangers banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans restructuring

Title: Associate - Finance - Banking (Lender and Borrower Side) Job Responsibilities: The role of an Associate in the Finance - Banking (Lender and Borrower Side) practice at the law firm involves a range of responsibilities. The associate will be part of...

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Posted On Sep 25, 26
Full-time 27 views Experience : Min 4 yrs required
Practice Area:
Finance - General Finance - Banking
Job Tags:
acquisition finance banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans private equity restructuring
Practice Area:
Finance - General Finance - Banking
Job Tags:
acquisition finance banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans private equity restructuring

of responsibilities that are crucial to the firm's operations in borrower-side private credit, acquisition finance, and leveraged finance. Key duties include: - Advising a diverse range of credit providers, including banks, financial institutions, and private credit... funds, as well as...

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Posted On Sep 25, 26
Full-time 21 views Experience : 1-10 yrs required
Practice Area:
Finance - General Finance - Banking
Job Tags:
acquisition finance banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans private equity restructuring
Practice Area:
Finance - General Finance - Banking
Job Tags:
acquisition finance banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans private equity restructuring

Title: Associate - Private Equity Finance (Borrower Side) Job Responsibilities: The role of an Associate in the Private Equity Finance Practice at the law firm involves working with a team that is at the forefront of the Banking & Private Credit sector....

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Posted On Sep 01, 26
Full-time 4 views Experience : 1-3 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Energy and Oil & Gas - Transactional Electric Power - Transactional Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Energy and Oil & Gas - Transactional Electric Power - Transactional Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials

Title: Corporate Energy Associate Job Responsibilities: - Conduct thorough legal research and analysis to support transaction preparation and strategy. - Draft well-written and reasoned legal documents, including memos, contracts, and correspondence. - Assist and manage a variety of complex transactions from inception to resolution,...

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Posted On Sep 02, 26
Full-time 4 views Experience : 3-5 yrs required
Practice Area:
Corporate - M&A Corporate - Contract Law Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
acquisitions agreements construction contracts due diligence Energy equity financing documents intercreditor agreements Joint Ventures M&A Partnership partnerships project finance regulatory compliance Water
Practice Area:
Corporate - M&A Corporate - Contract Law Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
acquisitions agreements construction contracts due diligence Energy equity financing documents intercreditor agreements Joint Ventures M&A Partnership partnerships project finance regulatory compliance Water

Title: Mid-Level Project Finance Associate — Renewable Energy Job Responsibilities: - Support construction and term debt facilities and tax credit monetization transactions, including tax equity partnerships, tax credit sales, and hybrid structures, as well as other debt and equity capital...

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Posted On Jul 20, 26
Full-time 10 views Experience : Min 2 yrs required
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Construction/Developer-Agreements & Transactions Finance - Project Finance
Job Tags:
construction contracts criminal developers Energy family federal government finance project development
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Construction/Developer-Agreements & Transactions Finance - Project Finance
Job Tags:
construction contracts criminal developers Energy family federal government finance project development

Title: Associate - Finance - Engineering, Procurement, & Construction (EPC) Job Responsibilities: The Associate in the Finance department, specifically within the Project Development & Finance practice group, will be tasked with representing owners and developers in the drafting and negotiation of engineering,...

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Posted On Aug 20, 26
Full-time 1 views Experience : 3-20 yrs required
Practice Area:
Corporate - Compliance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Practice Area:
Corporate - Compliance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General

firm seeks a senior-level Financial Services Regulatory and Compliance... with clients in the banking and fintech sectors globally, providing regulatory and compliance on... regulatory matters including licensing, product... development, and clients before . federal and state wit...

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