Post Jobs Upload Your Resume Log in

Finra Jobs in California

86 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. California
  4. Finra

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Sign Up

United States
Posted On Sep 07, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal is tasked with supporting attorneys in various stages of fund formation, investor onboarding, and fund management. Key responsibilities include: - Assisting attorneys with the formation and structuring of private investment funds, such as...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 07, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal will play a crucial role in supporting attorneys within the Private Fund Practice of the Technology Companies Group at the law firm. The responsibilities include: - Assisting attorneys with the formation and structuring...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 07, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal is a pivotal role within the Private Fund Practice of the Technology Companies Group at the law firm. This position involves supporting attorneys in various stages of fund formation, investor onboarding, and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 07, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal plays an essential role in supporting attorneys throughout various stages of fund formation, investor onboarding, and fund management. This position requires a strong understanding of private fund structures and documentation. Key responsibilities...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 07, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal will be a crucial member of the Private Fund Practice within the Technology Companies Group at the law firm. The individual will support attorneys across various stages of fund formation, investor onboarding,...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 07, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal will play a crucial role in supporting attorneys throughout various stages of fund formation and management. Key responsibilities include: - Assisting attorneys with the formation and structuring of private investment funds, such as...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 10, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Corporate Law Financial Institutions FINRA health insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Corporate Law Financial Institutions FINRA health insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title: Senior Attorney** **Job Responsibilities:** 1. **Transactional Expertise:** - Lead and oversee complex securities transactions. - Provide regulatory counsel for investment advisers, broker-dealers, and private funds. - Handle RIA, BD, and private fund formations, along with other investment-related agreements. 2. **Regulatory Compliance:**...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

Apply
Posted On Sep 08, 26
Full-time Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

Apply
Posted On Sep 07, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst for Dispute Resolution Services (DRS) Training is tasked with the development, maintenance, and updating of training modules for key DRS regional job categories. Responsibilities include: - Training new regional hires. - Creating...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 02, 26
Full-time Experience : Min 7 yrs required
Practice Area:
Professional Liability Defense
Job Tags:
brokers directors FINRA Insurance Litigation Media personal injury defense professional liability Professional Liability Law school districts Securities
Practice Area:
Professional Liability Defense
Job Tags:
brokers directors FINRA Insurance Litigation Media personal injury defense professional liability Professional Liability Law school districts Securities

Liability Associate Attorney Job Title Professional Liability Associate Attorney Job Responsibilities The Professional Liability Associate Attorney will join the law firm's Professional Liability Practice. The attorney will have the opportunity to work with an experienced trial team focusing on Real Estate and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

Apply
Posted On Sep 01, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

ongoing risk assessments of FINRA members, reporting to a... Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties under minimal supervision. - Collaborate with internal departments to analyze, communicate, and make recommendations regarding regulatory intelligence. -...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 02, 26
Full-time Experience : Min 15 yrs required
Practice Area:
Professional Liability Defense Insurance Defense - General Personal Injury Defense
Job Tags:
brokers directors FINRA Insurance Litigation Media professional liability Professional Liability Law school districts Securities
Practice Area:
Professional Liability Defense Insurance Defense - General Personal Injury Defense
Job Tags:
brokers directors FINRA Insurance Litigation Media professional liability Professional Liability Law school districts Securities

Title: Professional Liability Partner Job Responsibilities: - Defend professional liability claims involving Directors & Officers, Legal Malpractice, Errors & Omissions, and Architects & Engineers. - Represent professionals either by direct engagement or through their insurance carrier, including but not limited to accountants, architects...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 25, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Government and Government Relations Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director, Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of enforcement cases through all stages from inception to completion. The Director is tasked with ensuring that the outcome...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 31, 26
Full-time Experience : 5-7 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
agreements AML data privacy ETFs Financial Institutions financial products FinCEN FINRA health benefits hedge funds Litigation marketing Money Laundering OFAC Privacy Securities Exchange Act of 1934 securities laws stage startup stock options
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
agreements AML data privacy ETFs Financial Institutions financial products FinCEN FINRA health benefits hedge funds Litigation marketing Money Laundering OFAC Privacy Securities Exchange Act of 1934 securities laws stage startup stock options

Counsel Job Responsibilities - Navigate complex regulatory frameworks to help the business design and implement innovative financial products and services. - Lead legal reviews of product design, marketing, and customer onboarding processes to ensure compliance with applicable regulations while enabling business growth. - Support...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 27, 26
Full-time Experience : Min 5 yrs required
Job Tags:
asset management Bank Secrecy Act banking Code of Conduct family FINRA Insurance investment management Securities spectrum wealth management
Job Tags:
asset management Bank Secrecy Act banking Code of Conduct family FINRA Insurance investment management Securities spectrum wealth management

Title Financial Advisor Senior Job Responsibilities The Senior Financial Advisor (SFA) serves as the primary point of contact for Wealth Management within the assigned line of business, focusing on affluent individuals and families within a specific market. The SFA is...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

Apply
Posted On Aug 26, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

Apply
Posted On Aug 26, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director of Strategic Intelligence plays a pivotal role in the Strategic Intelligence team, part of the Risk & Intelligence department within the organization. This position involves providing leadership to a team of analysts who...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

Apply
Posted On Aug 26, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Financial Crimes Intelligence Job Responsibilities: The Director of Financial Crimes Intelligence is responsible for leading a team within the Strategic Intelligence division of the organization. This role involves critical functions aimed at supporting the organization's mission by providing strategic and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 24, 26
Full-time Experience : 2-11 yrs required
Practice Area:
Litigation - Financial Services - Defense
Practice Area:
Litigation - Financial Services - Defense

Francisco. This full-time position is ideal for 4th to 6th year associates interested in financial services litigation, particularly in representing broker-dealers and registered representatives in FINRA issues and conduct... research for drafting briefs on sophisticated legal in FINRA...

Sign In or Sign Up in seconds to view this job on LawCrossing.

By Employer Type

Law Firm In-House Public Interest Recruiter
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend
Narrow your search further using one of the following locations:  California  California, GA  California, KY  California, ME  California, MD  California, MI  California, MO  California, NC  California, OH  California, PA  California, VA