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Securities Jobs in California

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United States
Posted On Sep 10, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Corporate Law Financial Institutions FINRA health insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Corporate Law Financial Institutions FINRA health insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Lead and oversee complex securities transactions. - Provide regulatory... counsel for investment advisers, broker-dealers, and private funds. - Handle RIA, BD, and private fund formations, along with other investment-related agreements. 2. **Regulatory Compliance:** - Advise broker-dealers, RIAs, investment companies, and...

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Posted On Sep 08, 26
Full-time Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements board of directors closing documents corporate governance corporate transactions directors divestitures due diligence export control fiduciary finance Government Insurance Joint Ventures letters of intent mergers Mergers and Acquisitions NASDAQ refugees Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements board of directors closing documents corporate governance corporate transactions directors divestitures due diligence export control fiduciary finance Government Insurance Joint Ventures letters of intent mergers Mergers and Acquisitions NASDAQ refugees Securities Securities Exchange Act of 1934 securities laws

Title Corporate Attorney Job Responsibilities - Advise senior leaders, executive officers, the Board of Directors, and Board committees on corporate governance matters. - Support the preparation of Board and committee materials, including agendas, resolutions, minutes, written consents, and governance documentation....

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Posted On Sep 09, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements International Law M&A portfolio companies portfolio company private equity Securities
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements International Law M&A portfolio companies portfolio company private equity Securities

Title: Corporate, M&A and Securities Mid-Level Associate Job Responsibilities: The Corporate,... M&A and Securities Mid-Level Associate will play... firm's Corporate M&A and Securities Practice. The primary responsibilities... include: - Engaging in M&A and private equity transactions with a focus on acquisition agreements and...

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Posted On Sep 07, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

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Posted On Sep 07, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/Manage a variety...

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Posted On Sep 07, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title Capital Markets / Public Company Associate Job Responsibilities - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex transactions from...

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Posted On Sep 09, 26
Full-time 3 views Experience : 2-5 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements International Law M&A portfolio companies portfolio company private equity Securities
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements International Law M&A portfolio companies portfolio company private equity Securities

Title: Corporate, M&A and Securities Mid-Level Associate Job Responsibilities: The Corporate,... M&A and Securities Mid-Level Associate will be... dynamic Corporate M&A and Securities Practice. The key responsibilities... include: - Emphasizing work on M&A (Mergers and Acquisitions) and private equity transactions. - Possessing a strong...

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Posted On Sep 09, 26
Full-time Experience : 2-5 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements International Law M&A portfolio companies portfolio company private equity Securities
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements International Law M&A portfolio companies portfolio company private equity Securities

Title: Corporate, M&A and Securities Mid-Level Associate Job Responsibilities: The Corporate,... M&A and Securities Mid-Level Associate at the... law firm is expected to integrate into a dynamic practice focusing on mergers and acquisitions (M&A) and private equity transactions. The associate will be...

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Posted On Sep 09, 26
Full-time 2 views Experience : 2-5 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements International Law M&A portfolio companies portfolio company private equity Securities
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements International Law M&A portfolio companies portfolio company private equity Securities

Title: Corporate, M&A and Securities Mid-Level Associate Job Responsibilities: The Corporate,... M&A and Securities Mid-Level Associate will join... dynamic Corporate M&A and Securities Practice within the law... firm. The successful candidate will be involved in a range of responsibilities which include: - Emphasizing...

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Posted On Sep 09, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Securities

Associate Job Responsibilities: - Participate in securities offerings and assist public... companies with their reporting obligations. - Engage with a diverse team to handle complicated and high-profile deals within the Capital Markets Practice Group. - Work collaboratively with companies, investment banks, and regulators to...

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Posted On Sep 08, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Antitrust and Competition - Litigation and Investigations Employment Law - Litigation Plaintiffs & Class Actions Litigation - General (consumer) Litigation - Class Actions - Plaintiffs Litigation - Securities Litigation - Plaintiffs Litigation - Civil Rights Antitrust and Competition - General Employment Law - General
Job Tags:
antitrust civil litigation Civil Rights class action depositions Insurance Litigation Profit Sharing Securities Transportation trials
Practice Area:
Antitrust and Competition - Litigation and Investigations Employment Law - Litigation Plaintiffs & Class Actions Litigation - General (consumer) Litigation - Class Actions - Plaintiffs Litigation - Securities Litigation - Plaintiffs Litigation - Civil Rights Antitrust and Competition - General Employment Law - General
Job Tags:
antitrust civil litigation Civil Rights class action depositions Insurance Litigation Profit Sharing Securities Transportation trials

Title: Trial Attorney Job Responsibilities: The Trial Attorney position at the law firm is a senior litigation role focused on trial preparation and courtroom advocacy. The attorney will be entrusted with leading or substantially assisting trial teams across the firm's national docket...

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Posted On Sep 11, 26
Full-time 1 views
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General

Title: Corporate Paralegal Job Responsibilities: 1. Entity Maintenance and Corporate Governance: - Prepare and cut stock certificates. - Maintain stock and option ledgers, recording recent issuances and other equity transactions. - Update and maintain client cap tables in Carta or similar platforms....

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Posted On Sep 09, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate transactions due diligence equity Incorporation limited liability companies Litigation Mergers and Acquisitions partnerships Securities stock purchase agreements UCC
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate transactions due diligence equity Incorporation limited liability companies Litigation Mergers and Acquisitions partnerships Securities stock purchase agreements UCC

Title: Senior Corporate Paralegal Job Responsibilities: - Assist with drafting documents necessary at all stages of a corporate transaction, including formation, preferred stock and debt financings, equity transfers, mergers and acquisitions, entity structure conversions, and corporate dissolution. - Facilitate and support the lifecycle...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
Affirmative Action agreements AML Bankruptcy bylaws closing documents contracts corporate governance corporate transactions credit agreements credit facilities criminal document review Energy entity formation equity finance financing documents FLSA Insurance Intellectual Property Joint Ventures life sciences Litigation marketing Mergers and Acquisitions Money Laundering regulatory compliance Securities security agreements stock certificates UCC
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
Affirmative Action agreements AML Bankruptcy bylaws closing documents contracts corporate governance corporate transactions credit agreements credit facilities criminal document review Energy entity formation equity finance financing documents FLSA Insurance Intellectual Property Joint Ventures life sciences Litigation marketing Mergers and Acquisitions Money Laundering regulatory compliance Securities security agreements stock certificates UCC

maintaining corporate records. - Debt and Credit Transactions: Assist with loan documentation, UCC filings, and closing corporate credit facilities. - Securities Offerings: Assist with preparation... of registration statements, periodic reports, and public or private debt/equity offerings. - Regulatory Compliance: Prepare and file regulato...

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action agreements AML Bankruptcy bylaws closing documents contracts corporate governance corporate transactions credit agreements credit facilities criminal document review Energy entity formation equity finance financing documents FLSA Insurance Intellectual Property Joint Ventures life sciences Litigation marketing Mergers and Acquisitions Money Laundering regulatory compliance Securities security agreements stock certificates UCC
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Structured Finance Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action agreements AML Bankruptcy bylaws closing documents contracts corporate governance corporate transactions credit agreements credit facilities criminal document review Energy entity formation equity finance financing documents FLSA Insurance Intellectual Property Joint Ventures life sciences Litigation marketing Mergers and Acquisitions Money Laundering regulatory compliance Securities security agreements stock certificates UCC

maintaining corporate records. - Debt and Credit Transactions: Assist with loan documentation, UCC filings, and closing corporate credit facilities. - Securities Offerings: Assist with preparation... of registration statements, periodic reports, and public or private debt/equity offerings. - Regulatory Compliance: Prepare and file regulato...

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Posted On Sep 11, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Intellectual Property - General Corporate - General
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Intellectual Property - General Corporate - General

Title: Senior Director - AI Commercial Counsel Job Responsibilities: - Define and lead the commercial legal strategy for **Members Only.** AI and **Members Only.** AI Enterprise, focusing on strategic frontier lab and enterprise customers. - Serve as lead lawyer, strategic advisor, and manage high-value, bespoke...

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Posted On Sep 07, 26
Full-time 3 views Experience : 2-11 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

a mid to senior-level Securities Associate to join their... team in San Francisco, CA. The ideal candidate will have significant experience advising companies on capital market transactions, including IPOs, secondary offerings, private placements, bond issuances, and clients on a...

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