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Investment Advisers Act Of 1940 Jobs in King Of Prussia

6 jobs
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  3. Pennsylvania
  4. King of Prussia
  5. Investment Advisers Act Of 1940

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United States
Posted On Jul 06, 26
Full-time 5 views Experience : 10-15 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds

as a legal lead and trusted advisor to business leaders on legal and regulatory matters related to the company's proprietary mutual funds and the funds' investment adviser. - Lead negotiations of... service agreements, advisory agreements, consulting agreements, confidentiality agreements, and othe...

Posted On Sep 16, 26
Full-time 1 views Experience : 10-15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Serve as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire,...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... Advise on fund formation,... governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to shape new and existing products and collaborate...

Posted On Sep 06, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933

and private real estate investment fund formation. The attorney... be responsible for: - Assisting clients in all aspects of fund formation, private placements, and securities regulation. - Providing legal expertise on the Securities Act of 1933, Investment Advisers Act of 1940,......

Posted On Jul 28, 26
Full-time 1 views Experience : 5-8 yrs required
Job Tags:
Capital Markets capital raising Disability Benefits equity ETFs finance Insurance Investment Advisers Act of 1940 marketing partnerships private equity regulatory compliance Venture Capital
Job Tags:
Capital Markets capital raising Disability Benefits equity ETFs finance Insurance Investment Advisers Act of 1940 marketing partnerships private equity regulatory compliance Venture Capital

Title: Senior Compliance Officer Job Responsibilities: The Senior Compliance Officer will play a crucial role in supporting the compliance program of the company across various funds, including registered private equity funds, private debt funds, and exchange-traded funds (ETFs). The officer is responsible...

Corporate Attorney

Recruiter • **Members Only** Philadelphia, PA

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Posted On Sep 03, 26
Full-time 2 views Experience : 3-20 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

will have extensive experience in private equity and private real estate investment fund clients in... all aspects of fund formation, private placements, and securities venture capitalists, private equity firms, hedge fund managers, and family offices in various transact...

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