Finance Financial Services Regulation Jobs in King Of Prussia

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Full-time 2 views Experience : Min 3 yrs required

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

Posted On Sep 17, 26
Full-time 4 views Experience : 2-4 yrs required

Consultant or Consultant, International Income Tax The candidate will prepare and review international tax planning documents and presentations, research tax issues, respond to client requests, review certain international tax compliance, and handle other special tax projects. Perform and supervise such...

Posted On Sep 15, 26
Full-time 3 views

Title: Legal Intern Job Responsibilities: - Conduct factual and legal research and analysis related to healthcare laws, regulations, and healthcare policy. - Draft contracts and prepare memorandums, legal training presentations, policies, and other corporate documents. - Gain an understanding of the company business model...

Full-time 3 views Experience : 8-8 yrs required

issues. - Manage external counsel as applicable. - Ensure all agreements are concluded in accordance with corporate risk parameters and policies. - Work on or lead various department and organization projects as assigned. - Contract with customers in industries such as financial services, heal...

Full-time 2 views Experience : 3-5 yrs required

Title: Investments Counsel Job Responsibilities: - Provide legal advice and support in the review, negotiation, and documentation of commercial mortgage loan origination, servicing, workouts, and foreclosures. - Offer legal support in the review, negotiation, and documentation of real estate-related corporate facilities matters. - Provide...

Full-time 3 views Experience : 10-10 yrs required

distribution organizations. - Serve as a trusted legal advisor and subject matter resource on regulatory requirements and industry best practices affecting the sale and distribution of financial products and services, including... life insurance, annuities, and retirement products. - Maintain kno...

Full-time 5 views Experience : 10-15 yrs required

Title: Legal Advisor for Proprietary Mutual Funds Job Responsibilities: - Provide leadership, direction, and subject matter expertise on complex projects and initiatives. - Serve as a legal lead and trusted advisor to business leaders on legal and regulatory matters related to the company's...

Full-time 1 views Experience : 10-10 yrs required

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: - Provide strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. - Partner with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and...

Full-time 5 views Experience : Min 7 yrs required

for Group Protection's leave management and statutory disability products. - Provide strategic leadership, legal expertise, and regulatory oversight to support business objectives. - Collaborate with departments across Product, Operations, Finance, Marketing, Underwriting, Claims, and... Compliance to manage legal risk, sup...

Full-time 2 views Experience : 10-5 yrs required

Ensure adherence to relevant financial services, insurance, and broker-dealer... laws - Stay updated on regulations from FINRA, SEC, DOL, and state insurance authorities - Collaborate with internal teams to ensure legal compliance in business operations - Draft and review legal...

Posted On Sep 01, 26
Full-time 7 views Experience : 5-7 yrs required

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

Posted On Sep 01, 26
Full-time 1 views Experience : 10-10 yrs required

Title: Complex Claim Director – Mass Tort Unit Job Responsibilities: - Lead a team of Claims Consultants and Consulting Directors responsible for managing complex, high exposure mass tort and environmental claims, including social media addiction, PFAS, talc, sexual molestation, and other long-tail...

Full-time 19 views Experience : 5-10 yrs required

Job Title: Consumer Financial Services Career Associate Job Responsibilities: -... cases in the Consumer Financial Services practice area. - Represent... clients, particularly financial institutions, in business litigation... matters. - Defend cases under federal acts such as the Fair Credit Reporting Act (FCRA), the Fair...

Full-time 1 views Experience : 4-6 yrs required

both decentralized and traditional finance sectors. - Engage in trial... candidates with prior trial experience. - Provide regulatory guidance and assist with investigations initiated by government agencies. - Focus on a broad spectrum of issues related to consumer finance and privacy laws, i......

Full-time 2 views Experience : 3-5 yrs required

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... wide range of consumer finance matters. - Advise on federal... payment products. - Offer guidance to fintechs, card issuers, program managers, and financial institutions. - Engage in matters... related to licensing, mortgage products, and repr...

Full-time 5 views Experience : Min 2 yrs required

Title: Documentation Manager Job Responsibilities: As a Documentation Manager, you will have the following key responsibilities: - Collaborate with the Director and team to monitor and improve center documentation, ensuring compliance with State and Federal regulations. - Work with the Director to prioritize, schedule,...

Full-time 5 views Experience : Min 8 yrs required

Lawyer - Retirement and Financial Wellness Job Responsibilities - Hire,... informed compensation decisions in accordance with Human Resources policies and procedures. - Offer legal advice to business leaders on issues impacting the company's retirement and financial wellness business activities, including... adv...

Full-time 2 views Experience : 7-10 yrs required

Title: Senior Attorney Job Responsibilities: - Serve as a strategic legal partner to the Personal Wealth business within the company, specifically supporting the retail brokerage and wealth platform. - Advise on the design, distribution, and oversight of brokerage capabilities and investment products. - Provide...

Full-time 1 views Experience : Min 10 yrs required

Title: AI Associate Counsel Job Responsibilities: The AI Associate Counsel acts as a subject matter expert on legal and regulatory issues concerning the use of artificial intelligence (AI) within the company. This role requires a combination of deep legal expertise and a...

Posted On Aug 08, 26
Full-time 66 views Experience : 3-20 yrs required

law firm seeks an experienced Corporate Attorney with a strong entrepreneurial focus to join its team in a dynamic business law practice. The ideal candidate will have at least five years of experience handling a range of corporate transactions, including...

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