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Investment Management Jobs in Tulsa

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United States
Posted On Aug 18, 26
Full-time 1 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements banking Corporation distribution agreements finance FINRA Investment Advisers Act of 1940 investment management Mutual Funds Partnership Securities securities laws wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements banking Corporation distribution agreements finance FINRA Investment Advisers Act of 1940 investment management Mutual Funds Partnership Securities securities laws wealth management

day-to-day legal support across investment management and brokerage businesses,... funds and related structures - Registered investment adviser (RIA) compliance and... operations - Broker-dealer regulatory and transactional matters - Advise on federal securities laws, including the Investment Company Act of 1940,... Inv...

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Posted On Jul 08, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
40 Act agreements distribution agreements FINRA Investment Advisers Act of 1940 investment management Mutual Funds Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
40 Act agreements distribution agreements FINRA Investment Advisers Act of 1940 investment management Mutual Funds Securities Exchange Act of 1934 securities laws

day-to-day legal support for investment management and brokerage businesses. -... and related structures. - Ensure compliance and operations for registered investment advisers (RIAs). - Manage broker-dealer... regulatory and transactional matters. - Advise on federal securities laws such as the Investment Company Act of 194......

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Posted On Aug 27, 26
Full-time 1 views Experience : Min 1 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management Computer Engineering Computer Science criminal emerging technologies Immigration information technology investment management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management Computer Engineering Computer Science criminal emerging technologies Immigration information technology investment management

Job Title: Investment Management Agreement Review Analyst Job... Responsibilities: The Investment Management Agreement Review Analyst... in the lifecycle of Investment Management Agreements (IMAs). The... primary responsibilities include: - Supporting the intake and processing of IMA requests in alignment with established Standard Operating Procedures...

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Posted On Jul 03, 26
Full-time 65 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Corporate - Asset/Investment Management Intellectual Property - General IP_ - Patent Licensing Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General Government Contracts International Trade Government and Government Relations Corporate - General Government - General
Job Tags:
agreements board of directors Capital Markets company policies contracts corporate compliance corporate governance corporate transactions Cybersecurity data privacy directors equity Ethics finance Government Intellectual Property licensing Mergers and Acquisitions partnerships Patent patents regulatory compliance stage trade secrets trademarks
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Corporate - Asset/Investment Management Intellectual Property - General IP_ - Patent Licensing Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General Government Contracts International Trade Government and Government Relations Corporate - General Government - General
Job Tags:
agreements board of directors Capital Markets company policies contracts corporate compliance corporate governance corporate transactions Cybersecurity data privacy directors equity Ethics finance Government Intellectual Property licensing Mergers and Acquisitions partnerships Patent patents regulatory compliance stage trade secrets trademarks

Legal Officer Job Title: Chief Legal Officer Job Responsibilities: - Serve as the primary legal advisor to the CEO, executive leadership team, and Board of Directors. - Build and lead the company’s Legal organization while establishing scalable legal and compliance processes. - Ensure compliance with...

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Posted On Sep 07, 26
Full-time 33 views Experience : 10-15 yrs required
Job Tags:
banking equity FINRA hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity FINRA hedge funds Insurance investment management private equity wealth management

targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and acquire new assets from both the existing client base and new client acquisition. Advise clients on their overall balance sheet, including asset allocation, investment...

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Posted On Sep 07, 26
Full-time 29 views Experience : 5-10 yrs required
Job Tags:
banking equity FINRA hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity FINRA hedge funds Insurance investment management private equity wealth management

Title: US Private Bank- Market Team Lead Job Responsibilities: - Manage and build relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and acquire new assets,...

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Posted On Sep 07, 26
Full-time 1 views Experience : 6-10 yrs required
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

Title: . Private Bank – Private Banker – Vice President Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results...

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Posted On Aug 17, 26
Full-time
Job Tags:
agreements derivatives employee benefits Foreign Exchange hedge funds Investment Banking investment management ISDA Securities wealth management
Job Tags:
agreements derivatives employee benefits Foreign Exchange hedge funds Investment Banking investment management ISDA Securities wealth management

Title: Commodities Document Negotiator - Fixed Income Division - Associate or Vice President Job Responsibilities: - Engage in the timely, consistent, and effective negotiation, review, and drafting of master agreements, utilizing both English and New York law, as requested by the Business...

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
acquisitions Affirmative Action agreements Business Acquisitions criminal due diligence Equal Pay Act investment bankers M&A mergers ordinances Partnership private equity Taxation
Job Tags:
acquisitions Affirmative Action agreements Business Acquisitions criminal due diligence Equal Pay Act investment bankers M&A mergers ordinances Partnership private equity Taxation

target companies using tax returns, accounting information, and interviews with management. Review and analyze reports... correlating tax diligence and tax structuring findings with client valuations. Identify issues affecting purchase price, deal structure, or deal termination. Read in and advise clients...

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Posted On Sep 07, 26
Full-time Experience : Min 5 yrs required
Job Tags:
acquisitions Affirmative Action criminal due diligence Equal Pay Act investment bankers M&A mergers Mergers and Acquisitions ordinances Partnership private equity Taxation
Job Tags:
acquisitions Affirmative Action criminal due diligence Equal Pay Act investment bankers M&A mergers Mergers and Acquisitions ordinances Partnership private equity Taxation

opportunities and managing federal tax risk associated with mergers and acquisitions, including post-acquisition actions. Oversee comprehensive tax due diligence by directing the analysis of tax returns, financial statements, and management interviews to identify potential... liabilities and planning opportunities. Deliver executive-level...

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