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40 Act Jobs in Tulsa

5 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Oklahoma
  4. Tulsa
  5. 40 Act

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United States
Posted On Jul 03, 26
Full-time 65 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Corporate - Asset/Investment Management Intellectual Property - General IP_ - Patent Licensing Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General Government Contracts International Trade Government and Government Relations Corporate - General Government - General
Job Tags:
agreements board of directors Capital Markets company policies contracts corporate compliance corporate governance corporate transactions Cybersecurity data privacy directors equity Ethics finance Government Intellectual Property licensing Mergers and Acquisitions partnerships Patent patents regulatory compliance stage trade secrets trademarks
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Corporate - Asset/Investment Management Intellectual Property - General IP_ - Patent Licensing Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General Government Contracts International Trade Government and Government Relations Corporate - General Government - General
Job Tags:
agreements board of directors Capital Markets company policies contracts corporate compliance corporate governance corporate transactions Cybersecurity data privacy directors equity Ethics finance Government Intellectual Property licensing Mergers and Acquisitions partnerships Patent patents regulatory compliance stage trade secrets trademarks

Legal Officer Job Title: Chief Legal Officer Job Responsibilities: - Serve as the primary legal advisor to the CEO, executive leadership team, and Board of Directors. - Build and lead the company’s Legal organization while establishing scalable legal and compliance processes. - Ensure compliance with...

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Posted On Jul 08, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
40 Act agreements distribution agreements FINRA Investment Advisers Act of 1940 investment management Mutual Funds Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
40 Act agreements distribution agreements FINRA Investment Advisers Act of 1940 investment management Mutual Funds Securities Exchange Act of 1934 securities laws

legal matters related to 40 Act registered funds, including... and related structures. - Ensure compliance and operations for registered investment advisers (RIAs). - Manage broker-dealer regulatory and transactional matters. - Advise on federal securities laws such as the Investment Company Act of 194...

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Posted On Aug 18, 26
Full-time 1 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements banking Corporation distribution agreements finance FINRA Investment Advisers Act of 1940 investment management Mutual Funds Partnership Securities securities laws wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements banking Corporation distribution agreements finance FINRA Investment Advisers Act of 1940 investment management Mutual Funds Partnership Securities securities laws wealth management

brokerage businesses, including: - 40 Act registered funds, including... funds and related structures - Registered investment adviser (RIA) compliance and operations - Broker-dealer regulatory and transactional matters - Advise on federal securities laws, including the Investment Company Act of 1940, Inv...

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Posted On Jul 22, 26
Full-time 2 views Experience : Min 1 yrs required
Practice Area:
Real Estate - Foreclosure (Litigation) Litigation - Foreclosure (Lender-side) Real Estate - General
Job Tags:
evidence Foreclosure Litigation pleadings title trials
Practice Area:
Real Estate - Foreclosure (Litigation) Litigation - Foreclosure (Lender-side) Real Estate - General
Job Tags:
evidence Foreclosure Litigation pleadings title trials

Title: The job title for this position is not explicitly stated in the provided text. However, the responsibilities and qualifications suggest that it is a legal support or paralegal position supporting Assistant United States Attorneys (AUSAs) in the Department of Justice. Job...

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Posted On Jul 22, 26
Full-time Experience : 1-4 yrs required
Practice Area:
Litigation - General (consumer) Litigation - Commercial
Job Tags:
appellate Bankruptcy contracts Insurance Litigation pleadings Software Transportation
Practice Area:
Litigation - General (consumer) Litigation - Commercial
Job Tags:
appellate Bankruptcy contracts Insurance Litigation pleadings Software Transportation

Title: Legal Assistant Job Responsibilities: The Legal Assistant position supports the Civil Division of the organization. This role involves a variety of legal assistance and office support services. The key responsibilities include: - Examining, preparing, and processing technical legal documents such as complaints,...

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