Mutual Funds Jobs in Monroeville

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United States
Posted On Jul 12, 26
Full-time 2 views

company’s domestic and offshore mutual funds, and operating companies. -... company’s domestic and offshore mutual funds and operating companies,... including: - Planning and attending pre- and post-meetings related to board and committee meetings. - Tracking regulatory and special agenda items. -...

Posted On Jul 12, 26
Full-time 2 views Experience : Min 2 yrs required

TITLE: Compliance Examiner JOB RESPONSIBILITIES: - Develop, implement, and perform periodic compliance monitoring and testing of the policies and procedures established by the company to ensure compliance with various federal and state securities laws and regulations, SRO requirements, and other global...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Asset Management and Investment Funds Attorney Specialist The candidate... will assist clients with all aspects of their registered investment company businesses, including reviewing and updating registration statements and shareholder reports, commenting on disclosure matters, and advising on SEC staff guidance regarding the same. Should preferably have proficiency and direct prior experience working with Form N-1A, including preparing and reviewing mutual fund registration st... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mid-level Registered Funds Associate The candidate should... have strong academic credentials. Should preferably have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under US Federal Securities Laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities A... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Senior Associate / Counsel... The candidate should preferably have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Excha... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Midlevel Associate The candidate... will be a part of an exciting global Asset Management and Investment Funds practice, work with a... diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Attorney Specialist The candidate... with reviewing and updating mutual fund registration statements and... shareholder reports, commenting on disclosure matters, and the review and preparation of mutual fund board materials. Will... work with partners and associates on the largest mutual fund client relationships and... candidates with a long-term commitment to the position are encouraged to apply. Should preferably have proficiency and direct pr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Attorney Specialist The candidate... will support attorneys with reviewing and updating mutual fund registration statements and... shareholder reports, commenting on disclosure matters, and the review and preparation of mutual fund board materials. Should... have 5 years of experience with proficiency and direct prior experience working with Form N-1A, including reviewing mutual fund registration statements, prospectus... supplements, shareholder reports, and similar. M... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Senior Associate/Counsel The candidate... should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 19... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Mid-level Associate The candidate... should preferably have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under US federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act o... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Junior to Mid-level Fund Finance Associate The candidate should preferably have 2-5 years of experience. Get involved with complex and high profile work for quality clients and would suit those seeking long term career prospects and the opportunity to work closely with partners and clients, on a day-to-day basis. Although the principal focus will be on funds finance, the associates would... also be expected to work across the banking team generally, which may also involve worki... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

to Mid-level Fund Finance Associate The candidate will work across the banking team generally, which may also involve working on real estate, leveraged and project finance deals depending on the individual's experience. Should preferably have 3-5 years of experience.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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