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Finra Jobs in Monroeville

9 jobs
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  3. Pennsylvania
  4. Monroeville
  5. Finra

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United States
Posted On Aug 06, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension Privacy regulatory compliance spouse title
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension Privacy regulatory compliance spouse title

Overview At Company, our people are our greatest differentiator and competitive advantage in the markets we serve. We are united in delivering the best experience for our customers and work together to foster an inclusive workplace culture where all employees feel...

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Posted On Sep 21, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Litigation - Commercial
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension regulatory compliance spouse title
Practice Area:
Litigation - Commercial
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension regulatory compliance spouse title

Title Senior Counsel Litigation Job Responsibilities - Manage actual and threatened litigation for multiple lines of business. - Select and manage outside counsel as needed, ensuring strategic direction and cost management in these relationships. - Perform significant and complex legal work,...

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Posted On Aug 24, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Litigation - General (consumer)
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension Privacy regulatory compliance spouse title
Practice Area:
Litigation - General (consumer)
Job Tags:
child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance licensing Litigation pension Privacy regulatory compliance spouse title

Overview At Company, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where...

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
banking family finance FINRA Insurance insurance coverage Litigation LLC Partnership pleadings Securities wealth management
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
banking family finance FINRA Insurance insurance coverage Litigation LLC Partnership pleadings Securities wealth management

Title Assistant General Counsel Job Responsibilities Litigation, Arbitration & Dispute Resolution - Manage the company's caseload of litigation, arbitrations, and mediations from intake through resolution. This includes case strategy, budgeting, and coordination with outside counsel, insurance brokers, and carriers. - Handle...

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Posted On Sep 23, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

Title: Wealth Strategist III Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients, including those of greater complexity. - Collaborates with other planning resources on specific subject matters of greater complexity and partners in the acquisition of...

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Posted On Sep 21, 26
Full-time 6 views Experience : Min 8 yrs required
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

Title: Wealth Strategist Sr. - PNC Private Bank Job Responsibilities: - Develop, consult on, and implement complex tax, estate, and financial plans for clients. - Collaborate with other planning resources on complex subject matters and partner in acquiring new clients. - Retain, expand, and...

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Posted On Jul 12, 26
Full-time 2 views Experience : Min 2 yrs required
Job Tags:
Data Protection Ethics FINRA Identity Theft Money Laundering securities laws title
Job Tags:
Data Protection Ethics FINRA Identity Theft Money Laundering securities laws title

TITLE: Compliance Examiner JOB RESPONSIBILITIES: - Develop, implement, and perform periodic compliance monitoring and testing of the policies and procedures established by the company to ensure compliance with various federal and state securities laws and regulations, SRO requirements, and other global...

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Posted On Jul 19, 26
Full-time 2 views Experience : 8-10 yrs required
Job Tags:
ETFs family finance FINRA hedge funds Insurance Investment Advisers Act of 1940 marketing Mutual Funds private equity Securities Exchange Act of 1934 securities laws special projects Venture Capital
Job Tags:
ETFs family finance FINRA hedge funds Insurance Investment Advisers Act of 1940 marketing Mutual Funds private equity Securities Exchange Act of 1934 securities laws special projects Venture Capital

Title: Senior Principal Consultant Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. This includes overseeing and reviewing the work of project team...

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Posted On Sep 21, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
asset management child criminal fiduciary Financial Industry Regulatory Authority FINRA Insurance licensing marketing pension spouse title
Job Tags:
asset management child criminal fiduciary Financial Industry Regulatory Authority FINRA Insurance licensing marketing pension spouse title

Title AMG Product Specialist Sr Job Responsibilities - Supports the team in executing strategies including updating policies, procedures, and processes to ensure consistent execution. - Collaborates with team members and other business leaders/employees to provide solutions and support the delivery of...

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