Securities Exchange Act Of 1934 Jobs in Monroeville

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United States
Posted On Jul 19, 26
Full-time 2 views Experience : 8-10 yrs required

Title: Senior Principal Consultant Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. This includes overseeing and reviewing the work of project team...

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Full-time 4 views Experience : 12-12 yrs required

Provide legal advice on securities, corporate governance, and corporate... with a focus on securities law reporting, compliance, and... stock exchange listing standards. - Implement the... highest corporate governance standards and structure. - Offer legal support for all SEC filings and reporting activities. -...

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Securities Senior Associates and Counsel... The candidate must have in-depth 7+ years of experience in the following areas: Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934);... Registration and listing of securities, debt obligations, and knowledge... of NASDAQ and NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4, and 5); Compliance with R... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Associate and Counsel (Securities) The candidate will help... serve the firm's dynamic clients. Should have in-depth securities experience of 5+ years... in the following areas: public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934),... registration and listing of securities, debt obligations and knowledge... of NASDAQ and NYSE Rules, reporting on Forms 10-K, 10-Q, and 8-K, proxy statements for annual and special shareholder meetings, s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mid-Level Associates to Counsel-Level (Securities) The candidate Should have... 5+ years securities experience in the following... areas: Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934);... Registration and listing of securities, debt obligations and knowledge... of NASDAQ & NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4 and 5); Compliance... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the ...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Senior Associate/Counsel The candidate should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 19...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Law Firm Securities Mid-Level Associates to Counsel-Level... Law Firm is seeking experienced securities attorneys to join its... expanding group, ranging from mid-level associates to counsel-level. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. Ideal candidates should have 4-6 years of experience in the following areas: - Public company rules and regulations (Securities Act of 1933, the... Securities Exch... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Law Firm is looking for Securities Attorneys from Mid-Level Associates... to Counsel-Level Law Firm is seeking experienced securities attorneys ranging from mid-level... associates to counsel-level to join their expanding group. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. The desired candidates should have in-depth experience (4-6 years) in the following areas: Experience Required: Pu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will serve as a specialist providing legal advice to various members of management across the company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law, real estate law, competition law or mergers and acquisitions. Work directly with senior management to provide legal advice on issues related to software licensing. Work with the sales and s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

- Investment Management Duties: Provides general legal counsel to AMGs investment management business as well as specific advice on products services and certain legal actions. Reviews legal contracts and documents. Directly or through staff conducts legal research. May represent the bank in legal actions. Will lead a team ( attorney, paralegal) dedicated to supporting company's alternative investment businesses and will be responsible for providing strategic, regul... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Attorney - Securities The candidate must have... 3+ years of securities law experience. Should preferably... have experience with the Securities Act of 1933 and... the Securities Exchange Act of 1934... and additionally some general... corporate and mergers and acquisition experience along with excellent academic credentials.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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