Pcaob Jobs in Laurel

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United States
Full-time 55 views

practice represents a diverse range of entities and individuals in matters related to securities market participants, including broker-dealers and registered investment advisers - The group is involved in enforcement matters before the SEC, DOJ, PCAOB, and other regulators -......

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Posted On Jul 20, 26
Full-time 1 views Experience : Min 15 yrs required

Title Chief Ethics Officer Job Responsibilities - Lead and manage the organization's enterprise-wide ethics program. - Advise the Board and senior leadership on emerging ethics issues, establishing policies, procedures, and guidance. - Collaborate with appropriate functional areas to ensure ethics...

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Full-time 2 views Experience : Min 15 yrs required

Title** Special Counsel to the Division of Enforcement and Investigations (DEI) **Job Responsibilities** The Special Counsel to the DEI at the organization is responsible for a wide range of duties that are critical to the success of the division. These duties include: - Providing...

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Full-time 1 views Experience : 15-20 yrs required

Title: Chief Hearing Officer Job Responsibilities: - Oversee and manage the Office of Hearing Officers (OHO) at the organization. - Manage an active docket of cases effectively. - Preside over proceedings as directed by the Board. - Conduct pre-hearing conferences and resolve procedural issues during...

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Posted On Sep 11, 26
Full-time Experience : Min 6 yrs required

Manager, Risk and Compliance Services (Personal Consultation) Duties: The candidate will be managing and providing direction to staff team members, including reviewing documentation related to employment relationships and personal financial relationships held by in-house professionals and their family members. Working...

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Posted On Jul 27, 26
Full-time 50 views Experience : 2-12 yrs required

law firm seeks a Counsel-level attorney to join its esteemed and expanding Securities Enforcement practice group. This role involves representing a diverse range of clients, including corporations, financial market participants, and individuals, in regulatory enforcement matters and high-stakes investigations. The...

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