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Registered Investment Companies Jobs in Commerce City

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United States
Posted On Sep 01, 26
Full-time 5 views Experience : Min 5 yrs required
Job Tags:
equity registered investment companies
Job Tags:
equity registered investment companies

Job Title: Tax Manager, Registered Investment Companies (RICs) Job... Tax Manager on the Registered Investment Company (RIC) Tax... team, the candidate will manage tax planning and compliance for RICs, guide clients through complex transactions, and lead teams to success. The...

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Posted On Sep 01, 26
Full-time 2 views
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act ETFs Ethics family fiduciary Mutual Funds pension registered investment companies reorganization Securities shareholders trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act ETFs Ethics family fiduciary Mutual Funds pension registered investment companies reorganization Securities shareholders trusts

Title: Senior Attorney - Board and Governance Support Job Responsibilities: - Serve as the primary senior attorney supporting the Chief Legal Officer (CLO) for Janus Investment Fund (JIF) and Janus... Aspen Series (JAS) their committees, including Audit, Investment Oversight, Nominating and Governance,......

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Posted On Sep 01, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Ethics family fiduciary Mutual Funds pension registered investment companies reorganization Securities shareholders trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Ethics family fiduciary Mutual Funds pension registered investment companies reorganization Securities shareholders trusts

Title: Senior Attorney - Disclosure and Regulatory Matters Job Responsibilities: - Serve as the primary senior attorney accountable for daily legal execution concerning disclosure and regulatory matters across all four Trusts (JIF, JAS, DST, and CST). - Act as the main point of...

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Posted On Jul 30, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

within the Division of Investment Management at the organization.... responsibilities include providing legal analysis and guidance on matters affecting investment companies and investment advisers.... This position involves reviewing complex filings and regulatory submissions and supporting policy development and rulemaking initiatives. Du...

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Posted On Sep 03, 26
Full-time 1 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
child corporate governance criminal family Investment Advisers Act of 1940 investment management licensing ordinances registered investment companies securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
child corporate governance criminal family Investment Advisers Act of 1940 investment management licensing ordinances registered investment companies securities laws

Job Title: Investment Management Associate Attorney (Senior-Level) Job... Responsibilities: The Investment Management Associate Attorney at... represent clients within the investment management industry, which includes... corporate governance documents for registered investment advisers and investment... companies. -... clients and their advisers on the Investment A...

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Posted On Sep 14, 26
Full-time 2 views
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions agreements child closing documents corporate governance due diligence employee benefits entity formation finance Government hedge funds indemnity Insurance investment management limited liability companies Mergers and Acquisitions organizational documents partnerships private equity SEC filings Securities securities laws Telecommunications Transportation UCC Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions agreements child closing documents corporate governance due diligence employee benefits entity formation finance Government hedge funds indemnity Insurance investment management limited liability companies Mergers and Acquisitions organizational documents partnerships private equity SEC filings Securities securities laws Telecommunications Transportation UCC Venture Capital

Job Title: Investment Management Paralegal Job Responsibilities: The... Investment Management Paralegal will support... attorneys and the investment management team in corporate,... transactional, private investment, and fund-related matters. Key... include: - Assisting attorneys with investment management and private investment... transactions, such as private......

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Posted On Jul 26, 26
Full-time 1 views Experience : 3-5 yrs required
Job Tags:
Estate Planning fiduciary finance inheritance Insurance licensing pension Registered Investment Advisor Retirement Planning Securities spectrum trusts Wills
Job Tags:
Estate Planning fiduciary finance inheritance Insurance licensing pension Registered Investment Advisor Retirement Planning Securities spectrum trusts Wills

situations, including tax implications, investment strategies, retirement planning, and... estate planning. - Specialized Investment Strategies: Work closely with... the Investment Team to develop and... recommend investment strategies that align with... the client's specific needs, risk tolerance, and financial goals, taking into...

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Posted On Sep 03, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
agreements child climate change contracts employee benefits family finance financial products Government Insurance NYSE pension SEC filings Securities Securities Act of 1933 special projects stock exchange Women
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
agreements child climate change contracts employee benefits family finance financial products Government Insurance NYSE pension SEC filings Securities Securities Act of 1933 special projects stock exchange Women

insurance and annuity products registered with the . Securities... Commission (SEC). - Work with internal Legal, Compliance, and Operations staff to support existing registered products and fixed annuities,... including consultation on policy interpretation, claims issues, escalated complaints, and complex operati...

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Posted On Sep 01, 26
Full-time 16 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities

part of the Capital Markets practice group. The primary responsibilities include: - Representing issuers, investment banks, investors, and other... market participants in debt, equity, and structured transactions. - Assisting investment banks with regulatory compliance... and advisory engagements. - Advising on public securities o...

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Posted On Sep 01, 26
Full-time 12 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities

group will be responsible for representing issuers, investment banks, investors, and other... market participants in various transactions involving debt, equity, and structured products. Key responsibilities include: - Advising investment banks on regulatory compliance... and providing guidance on advisory engagements. - Offering exp...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - General

firm seeks a Senior Investment Management Associate Attorney in... a strong background in investment management law and a... clients on the Investment Advisers Act of 1940... and general securities corporate governance documents for registered advisers and investment companies.......

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