Regulatory Compliance Jobs in Keller

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United States
Full-time 4 views Experience : 5-7 yrs required

Title: Attorney for Workplace Investing Legal Team Job Responsibilities: The role involves joining the legal team within the Workplace Investing (WI) division at the company. The primary responsibilities include: - Advising on defined contribution plan recordkeeping, administration, trust, and institutional business. - Assisting with...

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Full-time 2 views Experience : 3-7 yrs required

responsible for providing legal guidance and support to the organization to ensure compliance with relevant laws and... regulations. Key responsibilities include: - Advising on a wide range of legal issues related to the company's operations and insurance practices. - Drafting, reviewing, and...

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Full-time 3 views Experience : 4-7 yrs required

and its affiliates. - Engage in strategic initiatives, regulatory compliance, and negotiate agreements... with product issuers or advisers. - Offer legal advice related to strategic and growth initiatives involving digital assets. - Draft customer agreements and disclosures for new products. - Draft and negot...

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Full-time 5 views Experience : Min 7 yrs required

Title: Director, Employment and Benefits Counsel Job Responsibilities: - Provide practical and solution-oriented legal advice to HR and business leaders on a wide range of employment matters, including employee relations, recruiting, hiring, performance management, accommodations, leave of absences, discipline, terminations, and...

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Full-time 2 views Experience : Min 7 yrs required

Title: Director, Employment and Benefits Counsel Job Responsibilities: - Provide practical and solution-oriented legal advice to HR and business leaders on a wide range of routine and complex employment matters, including employee relations, recruiting, hiring, performance management, accommodations, leave of absences, discipline,...

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Full-time 2 views Experience : 7-7 yrs required

Title: Director Legal Counsel, Commercial Transactions Job Responsibilities: - Serve as counsel for the company's commercial agreements, managing contract negotiations from start to finish in coordination with Corporate Vendor Management, internal risk teams, and business stakeholders. - Scope deal requirements, determine the appropriate...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 10 yrs required

Director, Futures and Forex Compliance Job Responsibilities: The Compliance Director... is a senior leader responsible for the design, implementation, and oversight of the company's Compliance Program for its Futures... Commission Merchant (FCM) and Forex Dealer Member (FDM) activities. The role demands...

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Posted On Sep 23, 26
Full-time Experience : Min 1 yrs required

maintained in the agency's system. - Monitor case status, establish and update plans of action, and ensure compliance with the Federal Employees'... Compensation Act (FECA) and Department of Labor (DOL) requirements. - Serve as a technical resource for employees, supervisors, and...

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Full-time 6 views Experience : Min 7 yrs required

variety of commercial, contractual, regulatory, litigation and day-to-day legal... matters, with a particular focus on the healthcare industry, including healthcare providers, payers, pharmacies, the pharmaceutical industry and HIT suppliers. Structure, draft and negotiate (i) customer agreements (including preparation of Software...

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Full-time 23 views Experience : 1-5 yrs required

Title: Legal Counsel Job Responsibilities: - Advise senior and executive leaders on labor and employment issues, managing commercial and employment litigation, and overseeing claims and charges, including EEOC claims. - Manage the enterprise-wide commercial contracting process, which includes negotiating, drafting, reviewing, interpreting, and...

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Posted On Jul 26, 26
Full-time Experience : Min 5 yrs required

Responsibilities: - Manage the franchise compliance and legal function, reporting... General Counsel. - Oversee franchise compliance and enforcement to ensure... Administer contract management, focusing on the lifecycle management of franchise agreements. - Ensure disclosure and regulatory compliance, particularly concerning Franchise... Disclosure... Documents (FDD)...

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Full-time Experience : 7-9 yrs required

Provide legal representation for insureds and the Exchange, ensuring compliance with policy terms, statutory... and regulatory requirements, and legal defense... Best Practices. - Oversee the Subrogation section, handling subrogation actions on behalf of the Exchange. - Ensure proper staffing, training, and communic...

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Full-time 3 views Experience : 6-8 yrs required

Summary The Corporate and Warranty Claims Litigation Counsel is responsible for managing and overseeing all corporate and warranty-related litigation, arbitration, disputes, and claims involving the company. This position requires the attorney to be a key strategic partner to the company's business...

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Full-time 12 views

Title: . Private Bank - Private Banker - Vice President or Executive Director Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate...

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Full-time 9 views Experience : 1-5 yrs required

Title: Associate Attorney Job Responsibilities: - Represents clients in pre-suit and post-judgment matters. - Reviews correspondence and file information to determine if a lawsuit or motion is appropriate for filing. - Reviews answers and prepares responses to discovery and dispositive motions....

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Full-time 1 views

Governance Risk and Compliance Analyst Job Title Governance Risk and... Compliance Analyst Job Responsibilities - Participate in... activities associated with the law firm's information and data governance programs. - Perform reviews of Outside Counsel Guidelines to ensure that the firm meets or exceeds client security...

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Full-time 2 views Experience : Min 10 yrs required

critical functions within the company. This includes managing the company's SEC compliance program, leading corporate governance... efforts, and providing strategic legal support for equity programs and corporate transactions. The individual will partner with executive leadership and the Board of Dire...

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Full-time 1 views Experience : 5-7 yrs required

and tactical legal initiatives. This position reports directly to the President and CEO and serves as the chief legal advisor for the agency. The role encompasses a broad range of legal and regulatory matters, including procurement, general... contracts, third-party agreements...

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Full-time 1 views

Title: Governance Risk and Compliance Analyst Job Responsibilities: - Participate in... activities related to the law firm's information and data governance programs. - Review Outside Counsel Guidelines to ensure the firm meets or exceeds client security requirements, and complete the necessary forms documenting...

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