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Stock Exchange Jobs in Keller

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United States
Posted On Aug 03, 26
Full-time Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934

Director Legal Counsel - Exchange Traded Products and Derivatives... Provide legal support for exchange traded products (ETPs) managed... or sponsored by the company. - Involved in strategy and development, drafting offering documents, initial offering, and ongoing maintenance of the company's...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
AML board of directors derivatives Ethics evidence family Foreign Exchange fraud Insurance Partnership swaps
Job Tags:
AML board of directors derivatives Ethics evidence family Foreign Exchange fraud Insurance Partnership swaps

Title: Director, Futures and Forex Compliance Job Responsibilities: The Compliance Director is a senior leader responsible for the design, implementation, and oversight of the company's Compliance Program for its Futures Commission Merchant (FCM) and Forex Dealer Member (FDM) activities. The role...

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Posted On Sep 01, 26
Full-time 1 views Experience : 6-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange

Title: SVP, Associate General Counsel Job Responsibilities: The SVP, Associate General Counsel acts as a pivotal legal advisor on matters related to securities law compliance, corporate governance, capital markets transactions, and public company reporting obligations. This role involves close collaboration with executive...

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Posted On Aug 14, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation ERISA - General Tax - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation ERISA - General Tax - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

Title Vice President, Associate General Counsel – Corporate Job Responsibilities The Vice President, Associate General Counsel – Corporate is tasked with overseeing several critical functions within the company. This includes managing the company's SEC compliance program, leading corporate governance efforts,...

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Posted On Sep 14, 26
Full-time 1 views Experience : 1-4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
agreements board of directors construction contracts corporate governance due diligence entity formation Insurance NYSE SEC filings Securities stock exchange title
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
agreements board of directors construction contracts corporate governance due diligence entity formation Insurance NYSE SEC filings Securities stock exchange title

entity formation, and compliance with regulatory bodies such as the US Securities and Exchange Commission (SEC). Key responsibilities... include: - Familiarity with corporate legal matters. - Drafting and reviewing corporate agreements and contracts. - Assisting in due diligence for corporate and financing transaction...

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

Title: Corporate Matters Counsel Manager Job Responsibilities: The Corporate Matters Counsel Manager is responsible for providing comprehensive legal advice and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and compliance matters for a publicly traded company. This role requires...

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Posted On Aug 31, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A ERISA/Executive Compensation Transactions & Compliance Corporate - General ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A ERISA/Executive Compensation Transactions & Compliance Corporate - General ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange

Title Vice President Assistant General Counsel Job Responsibilities The Assistant General Counsel plays a crucial role in providing comprehensive legal support and guidance within the company. The position is designed for a highly skilled legal professional with expertise in corporate, securities,...

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Posted On Jul 06, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Insurance Defense - General
Job Tags:
brokers Corporation document review Employee Health Insurance insurance defense investment management Litigation partnerships stock exchange
Practice Area:
Insurance Defense - General
Job Tags:
brokers Corporation document review Employee Health Insurance insurance defense investment management Litigation partnerships stock exchange

Title Legal Audit Counsel Job Responsibilities The Legal Audit Counsel within the Legal Management Services department is tasked with a range of responsibilities aimed at ensuring the accuracy and compliance of legal billing practices. Key duties include: - Conducting prompt...

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Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, relevant swap dealer and banking regulations, and associated risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward...

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