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Securities Act Of 1933 Jobs in Olympia Fields

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United States
Posted On Sep 07, 26
Full-time 14 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
corporate governance directors initial public offerings licensing secondary offerings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws shareholders stock exchange
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
corporate governance directors initial public offerings licensing secondary offerings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws shareholders stock exchange

Job Title: Securities Attorney Job Responsibilities: - Drafting periodic... reports under the Securities Exchange Act of 1934. -... and filings under the Securities Exchange Act of 1934... filings and issues arising under the Securities Act of 1933, including... initial public offerings, secondary offe...

Posted On Sep 11, 26
Full-time 10 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital

Title: Associate - Private Funds/Investment Services Job Responsibilities: The candidate will join the Investment Services team at the law firm as a corporate associate. The role involves working closely with shareholders and participating in business development and client-facing activities. The candidate...

Posted On Sep 11, 26
Full-time 40 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

York City, or Washington, DC. The associate will be responsible for providing legal services primarily focused on corporate and securities law. Key responsibilities include: -... Working with SEC-registered investment advisers and private investment funds, including private equity, venture capital, real e...

Posted On Jul 06, 26
Full-time 6 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
bylaws corporate governance derivatives Energy equity finance Foreign Exchange fraud I-9 NASDAQ Partnership pension SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws shareholders social security
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
bylaws corporate governance derivatives Energy equity finance Foreign Exchange fraud I-9 NASDAQ Partnership pension SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws shareholders social security

Title: Governance Paralegal Job Responsibilities: - Manage the relationship with the company's transfer agent and provide effective customer service to retail shareholders. This includes coordinating with Treasury and Compensation on processes such as stock issuances, dividend distributions, tax withholding, DWAC/DRS transactions, share...

Posted On Aug 21, 26
Full-time 2 views Experience : 10-15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements bank lending board of directors Capital Markets corporate governance corporate transactions directors divestitures due diligence Energy Ethics finance mergers Mergers and Acquisitions NASDAQ NYSE Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements bank lending board of directors Capital Markets corporate governance corporate transactions directors divestitures due diligence Energy Ethics finance mergers Mergers and Acquisitions NASDAQ NYSE Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation

Lead Corporate Governance & Securities Compliance: - Serve as... advisor on corporate governance, securities law compliance, public company... reporting, and disclosure matters. - Advise executive leadership and the Board of Directors on governance obligations, regulatory developments, and disclosure requirements. -...

Posted On Sep 01, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933

Title: Legal Counsel Job Responsibilities: - Provide legal advice to internal clients of the company and support the broader Legal & Compliance Team. - Advise the company’s business professionals on investment management, mutual fund, ETF, and CIT legal and regulatory compliance. - Assist with...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title Capital Markets / Public Company Associate (Multi-Office) Job Responsibilities Responsibilities as an Associate will vary based on level of experience and specific practice group. Key responsibilities include: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933 title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements board of directors contracts ETFs Investment Advisers Act of 1940 investment management regulatory compliance SEC filings Securities Act of 1933 title

Legal Counsel Job Responsibilities The Legal Counsel is responsible for providing comprehensive legal advice to internal clients and supporting the broader Legal & Compliance Team. Key duties include advising business professionals on investment management, mutual funds, ETFs, and CIT legal and regulatory...

Posted On Sep 09, 26
Full-time 1 views Experience : 2-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management contracts corporate contracts due diligence ERISA health benefits health insurance indemnity Insurance Investment Advisers Act of 1940 investment management pension pension plans Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management contracts corporate contracts due diligence ERISA health benefits health insurance indemnity Insurance Investment Advisers Act of 1940 investment management pension pension plans Securities Securities Act of 1933

Counsel Job Title Assistant Counsel Job Responsibilities - Support senior attorneys in the review, drafting, negotiation, and maintenance of legal documents such as investment management agreements, sub-advisory agreements, side letters, subscription documents, and various amendments across different account structures and transactions. - Assist in the...

Posted On Sep 10, 26
Full-time 3 views Experience : 2-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management contracts corporate contracts due diligence ERISA health benefits health insurance indemnity Insurance Investment Advisers Act of 1940 investment management pension pension plans Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management contracts corporate contracts due diligence ERISA health benefits health insurance indemnity Insurance Investment Advisers Act of 1940 investment management pension pension plans Securities Securities Act of 1933

Title Junior Attorney Job Responsibilities - Support senior attorneys in reviewing, drafting, negotiating, and maintaining investment management agreements, sub-advisory agreements, side letters, subscription documents, various amendments, and other legal documents across diverse account structures and transactions. - Assist in the preparation, review, and maintenance...

Posted On Sep 15, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising asset management banking contracts due diligence equity ERISA finance Financial Institutions fund formation Government Investment Banking Investment Company Act investment management marketing Securities Securities Act of 1933 Securities Exchange Act of 1934 special projects wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising asset management banking contracts due diligence equity ERISA finance Financial Institutions fund formation Government Investment Banking Investment Company Act investment management marketing Securities Securities Act of 1933 Securities Exchange Act of 1934 special projects wealth management

DESCRIPTION Join a world-class legal team at Company, one of the largest asset and wealth managers globally. Make a direct impact by advising on institutional private funds and other asset management products for institutional clients. As a Vice President, Assistant General Counsel...

Posted On Sep 16, 26
Full-time 4 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
agreements banking capital raising Corporate Law due diligence equity Financial Institutions Harassment Mergers and Acquisitions partnerships Securities Securities Act of 1933 Securities Exchange Act of 1934 social security stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
agreements banking capital raising Corporate Law due diligence equity Financial Institutions Harassment Mergers and Acquisitions partnerships Securities Securities Act of 1933 Securities Exchange Act of 1934 social security stock exchange

Job Title Corporate and Securities Associate Job Responsibilities The... corporate and securities associate will play a... and investors on matters related to general corporate, contractual, securities, and governance issues. Key... responsibilities include: - Participating in mergers and acquisitions and ca...

Posted On Sep 22, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising Investment Company Act marketing Mutual Funds Partnership Privacy registered investment companies securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising Investment Company Act marketing Mutual Funds Partnership Privacy registered investment companies securities laws

Title: Counsel Job Responsibilities: The Counsel at the company will be responsible for providing legal advice and support related to the company's business as an investment adviser. This role focuses on mutual funds, private funds, other pooled investment vehicles, and separately managed...

Posted On Aug 09, 26
Full-time 86 views Experience : 2-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management

law firm in Chicago, IL is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...

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