Securities Exchange Act Of 1934 Jobs in Olympia Fields

14 jobs

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Full-time 14 views Experience : Min 4 yrs required

Job Title: Securities Attorney Job Responsibilities: - Drafting periodic... reports under the Securities Exchange Act of 1934. -... and filings under the Securities Exchange Act of 1934... filings and issues arising under the Securities Act of 1933, including... initial public offerings, secondary offe...

Posted On Jul 06, 26
Full-time 6 views Experience : Min 3 yrs required

Title: Governance Paralegal Job Responsibilities: - Manage the relationship with the company's transfer agent and provide effective customer service to retail shareholders. This includes coordinating with Treasury and Compensation on processes such as stock issuances, dividend distributions, tax withholding, DWAC/DRS transactions, share...

Full-time 2 views Experience : 10-15 yrs required

Lead Corporate Governance & Securities Compliance: - Serve as... advisor on corporate governance, securities law compliance, public company... reporting, and disclosure matters. - Advise executive leadership and the Board of Directors on governance obligations, regulatory developments, and disclosure requirements. -...

Full-time 2 views Experience : Min 4 yrs required

Title Capital Markets / Public Company Associate (Multi-Office) Job Responsibilities Responsibilities as an Associate will vary based on level of experience and specific practice group. Key responsibilities include: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and...

Full-time 3 views Experience : Min 5 yrs required

DESCRIPTION Join a world-class legal team at Company, one of the largest asset and wealth managers globally. Make a direct impact by advising on institutional private funds and other asset management products for institutional clients. As a Vice President, Assistant General Counsel...

Full-time 4 views

Job Title Corporate and Securities Associate Job Responsibilities The... corporate and securities associate will play a... and investors on matters related to general corporate, contractual, securities, and governance issues. Key... responsibilities include: - Participating in mergers and acquisitions and ca...

Full-time 1 views Experience : 2-3 yrs required

Counsel Job Title Assistant Counsel Job Responsibilities - Support senior attorneys in the review, drafting, negotiation, and maintenance of legal documents such as investment management agreements, sub-advisory agreements, side letters, subscription documents, and various amendments across different account structures and transactions. - Assist in the...

Full-time 3 views Experience : 2-3 yrs required

Title Junior Attorney Job Responsibilities - Support senior attorneys in reviewing, drafting, negotiating, and maintaining investment management agreements, sub-advisory agreements, side letters, subscription documents, various amendments, and other legal documents across diverse account structures and transactions. - Assist in the preparation, review, and maintenance...

Full-time Experience : Min 2 yrs required

companies, investment banks, and/or investors in securities offerings, compliance with the... 1934 Exchange Act, and corporate governance.... The role involves drafting and negotiating key legal documents related to corporate and securities transactions, including registration statements,... offering memoranda, registration rights agreements...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 Enforcement attorneys, guiding the development and resolution of Enforcement cases from inception to completion. The Director ensures outcomes are backed by thorough factual findings within a...

Posted On Aug 09, 26
Full-time 86 views Experience : 2-10 yrs required

law firm in Chicago, IL is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...

Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend