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Securities Exchange Act Of 1934 Jobs in Plainview

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United States
Posted On Sep 17, 26
Full-time 4 views Experience : 5-7 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws

Title: Attorney for Workplace Investing Legal Team Job Responsibilities: The role involves joining the legal team within the Workplace Investing (WI) division at the company. The primary responsibilities include: - Advising on defined contribution plan recordkeeping, administration, trust, and institutional business. - Assisting with...

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Posted On Jul 20, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934

Title: Paralegal Job Responsibilities: - Support Litigation, Regulatory, and Employment attorneys by managing a broad range of legal matters such as litigation, arbitration, regulatory inquiries, and employment disputes. - Conduct matter intake and assessment to determine the scope and needs of each case. -...

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Opportunity\\nThe Director, Legal Counsel will provide legal advice to support the retail integration of TD Ameritrade into you\\u2019re good at\\nAmong other things, this Director will:\\n\\n Work closely with the team focused on planning and implementation of the pending integration of TD Ameritrade into the Schwab family of companies. Emphasis on providing expert legal advice on the combination of the two firm\\u2019s Retail, Trader and International bu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

office of our client seeks a director of legal counsel (digital and fintech) with 10+ years of experience as a practicing attorney either in-house (or in an equivalent setting) or at a reputable law firm. Must have 5+ of those... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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