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Securities Jobs in Plainview

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United States
Posted On Jul 16, 26
Full-time 4 views
Practice Area:
Bankruptcy-General Education - General Family Law - General Government - General Social Security Law Health Care - General Employment Law - General Real Estate - General Tax - General Probate
Job Tags:
Bankruptcy civil procedure evidence family Family Law Insurance Litigation pleadings Probate sexual assault social security
Practice Area:
Bankruptcy-General Education - General Family Law - General Government - General Social Security Law Health Care - General Employment Law - General Real Estate - General Tax - General Probate
Job Tags:
Bankruptcy civil procedure evidence family Family Law Insurance Litigation pleadings Probate sexual assault social security

Title: Staff Attorney Job Responsibilities: - Provide high-quality legal representation to low-income and indigent clients. - Interview clients and witnesses using cultural competence and trauma-informed practices. - Conduct legal research, gather evidence, and advise clients on their legal rights and options. - Draft pleadings, motions,...

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Posted On Sep 17, 26
Full-time 4 views Experience : 5-7 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws

Title: Attorney for Workplace Investing Legal Team Job Responsibilities: The role involves joining the legal team within the Workplace Investing (WI) division at the company. The primary responsibilities include: - Advising on defined contribution plan recordkeeping, administration, trust, and institutional business. - Assisting with...

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Posted On Aug 03, 26
Full-time 3 views Experience : 4-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws

Title: Director Legal Counsel - Digital Assets Job Responsibilities: - Provide legal support for platforms offering digital assets products to customers of the company and its affiliates. - Engage in strategic initiatives, regulatory compliance, and negotiate agreements with product issuers or advisers. - Offer...

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Posted On Aug 03, 26
Full-time Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934

Title: Director Legal Counsel - Exchange Traded Products and Derivatives Job Responsibilities: - Provide legal support for exchange traded products (ETPs) managed or sponsored by the company. - Involved in strategy and development, drafting offering documents, initial offering, and ongoing...

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Posted On Jul 20, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934

Title: Paralegal Job Responsibilities: - Support Litigation, Regulatory, and Employment attorneys by managing a broad range of legal matters such as litigation, arbitration, regulatory inquiries, and employment disputes. - Conduct matter intake and assessment to determine the scope and needs of each case. -...

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