Securities Laws Jobs in Exton

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United States
Full-time 2 views Experience : 10-15 yrs required

Title: Executive Director, Legal, Compliance & Security, AGI Job Responsibilities: - Lead all legal, compliance, and security functions, ensuring aligned, enterprise-wide governance across contracting, national security, and business operations. - Own the full contract lifecycle management process, from intake to negotiation to post-award...

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Full-time 2 views Experience : 7-10 yrs required

brokerage and wealth platform. - Advise on the design, distribution, and oversight of brokerage capabilities and investment products. - Provide legal guidance on regulatory requirements under the Securities Exchange Act, FINRA rules,... and other applicable laws. - Manage complex legal projects... and initiativ...

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Full-time Experience : Min 5 yrs required

utilizing expertise in ERISA and retirement plan laws to guide business initiatives. -... Support product development and client relationships by providing practical, business-focused counsel on retirement plan administration, regulatory requirements, and strategic initiatives. - Draft, review, and negotiate a variety of agreem...

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Junior Corporate Paralegal Job Responsibilities: - Draft and review legal documents for corporate transactions. - Conduct research to ensure business compliance with applicable state and federal regulations. - Facilitate the completion of commercial contracts and contract amendments; maintain accurate records in the company's...

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Posted On Sep 01, 26
Full-time 8 views

September 1, 2026   Primary Location: Glen Mills, PA   Company: Worthright & Gaine, LLC   Job Description: Worthright & Gaine is seeking a highly motivated Associate Attorney to join our growing team. We advise Registered Investment Advisers ("RIAs"), Private Fund Managers, Family Offices, Business...

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Posted On Sep 01, 26
Full-time 8 views

September 1, 2026   Primary Location: Glen Mills, PA   Company: Worthright & Gaine, LLC   Job Description: Worthright & Gaine is seeking a highly motivated Entry-Level Attorney to join our growing team. We advise Registered Investment Advisers ("RIAs"), Private Fund Managers, Family Offices, Busines...

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Posted On Sep 01, 26
Full-time 7 views

September 1, 2026   Primary Location: Glen Mills, PA   Company: Worthright & Gaine, LLC   Job Description: Worthright & Gaine is seeking an experienced Senior Attorney to join our growing team. We advise Registered Investment Advisers ("RIAs"), Private Fund Managers, Family Offices, Business Owners,...

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Full-time 2 views Experience : Min 3 yrs required

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

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Posted On Jul 03, 26
Full-time 6 views Experience : Min 10 yrs required

Title: Director of Government Investigations Job Responsibilities: - Lead complex internal and external investigations into allegations of misconduct. - Provide strategic legal guidance on government investigations. - Collaborate with internal teams and outside counsel to resolve legal issues. - Prepare detailed investigation reports for...

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Full-time 3 views Experience : Min 3 yrs required

Title: Associate General Counsel Job Responsibilities: - Provide expert legal services for Company Health under the direction of the Chief Legal Officer. - Offer legal guidance and opinions, drawing from experience, expertise, legal authority, and organizational strategies. - Primarily responsible for contract negotiation, real...

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Full-time 1 views Experience : Min 3 yrs required

- Provide guidance on laws, regulations, and regulatory developments... applicable to the healthcare industry. - Analyze existing and newly enacted regulations as they relate to healthcare and privacy. - Review and draft regulatory summaries, distilling complex information into actionable guidance...

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Posted On Aug 21, 26
Full-time 10 views Experience : 1-5 yrs required

Title: Claims Paralegal Job Responsibilities: - Serve as Claims Paralegal support to the Claims and Legal Litigation Team, focusing on discovery coordination. This includes assisting with the review and revision of discovery responses for professional and general liability litigation, as well as...

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Posted On Aug 19, 26
Full-time 1 views

Title: Legal Assistant- Billing Job Responsibilities: - Obtain revenue by processing and billing invoices. - Audit internal bill line items to ensure compliance with the law firm and client standards. - Communicate financial information effectively with clients. - Work closely...

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Full-time 40 views Experience : 2-4 yrs required

a primary focus on securities fraud actions and/or complex... involving federal and state securities laws. - Develop, manage, and... execute litigation strategies and tactical decision-making at various stages of litigation, including management of complex multi-...

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Posted On Sep 03, 26
Full-time Experience : 1-8 yrs required

OverviewA law firm seeks a motivated Associate Attorney in Glen Mills, PA. The role involves advising clients such as Registered Investment Advisers, Private Fund Managers, and Business Owners on various legal and regulatory and review legal contracts, including LP...

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